151 US 112 Hardenbergh v. Ray
151 U.S. 112
14 S.Ct. 305
38 L.Ed. 93
RAY et al.
January 3, 1894.
Henry B. B. Staples and Henry W. Smith, for plaintiff in error.
[Argument of Counsel from pages 113-116 intentionally omitted]
John H. Mitchell and J. K. Kelly, for defendants in error.
Mr. Justice JACKSON delivered the opinion of the court.
The principal questions presented by the record in this case are—First, whether, by the laws of Oregon in force in 1872, a testator was authorized or empowered to devise after-acquired real property; and, second, whether, if such power existed, the after-acquired real estate in controversy passed by the testator's will in the present case.
The facts which give rise to these questions are as follows: Peter De Witt Hardenbergh, unmarried and without children, a citizen of Portland, Or., died in 1886, leaving a will executed by him May 15, 1872, which was duly probated, and remains in full force and effect. By the first clause of the will the testator devised to several nephews named therein a certain farm in Ulster county, N. Y.; by the second clause he devised to his sister Catherine L. Tremper all his right, title, and interest in and to all other lands in that county and state; and by the third and last clause he gave and bequeathed to his sister Ellen E. Ray 'all my right, title, and interest in and to all my lands, lots, and real estate lying and being in the state of Oregon or elsewhere, except as aforesaid; also, all my personal property and estate, of whatsoever kind and nature.'
At the date of the will the testator owned certain real property in Portland, Or., and in January, 1882, some 10 years after the will was executed, he purchased, and at the time of his death owned, a parcel of land in the city of Portland, valued at $30,000, which is the subject of controversy in this suit.
Ellen E. Ray, the devisee under the third clause of the will, died intestate in 1873, leaving, as her heirs, Thomas L. Ray, Rachel L. Ray, Hylah E. Ray, and Mary E. Arbuckle, citizens of Oregon; John De Witt Ray, a citizen of Illinois; and Sarah A. Ray, a citizen of New York. Upon the death of the testator, these heirs of Ellen E. Ray, who, under the laws of Oregon, (section 3077, Hill's Ann. Laws Or.,) succeeded to her rights as devisee, took possession of the premises in controversy, as well as other real property in Oregon owned by the testator at the time the will was executed.
Herman R. Hardenbergh, a brother of the testator, claimed and demanded an interest in common with the heirs of Ellen E. Ray in the real property acquired after the execution of the testator's will, on the ground that as to those lands he died intestate. This claim was denied, and he thereupon brought an action at law in the nature of ejectment against Charles Sliter, J. C. Miller, and W. H. West, citizens of Oregon, who were in possession of the demanded premises as tenants of the heirs of Mrs. Ellen E. Ray.
Subsequently, on their own motion, these heirs were substituted as defendants in place of their tenants, against whom the action was originally brought, and by their answer set up that, by the law of Oregon, the land in question passed to them by the third clause of the will, and that the testator did not die intestate in respect thereto.
The heirs of Ellen E. Ray having thus made themselves parties to the suit, and one of them (Sarah A. Ray) being a citizen of the same state (New York) as the plaintiff, the point was made in the court below, and has been presented in this court, that the jurisdiction of the United States circuit court was thereby defeated.
This objection to the jurisdiction of the court is without merit, and was properly overruled by the lower court. When the original suit was brought against Sliter, Miller, and West, the persons in possession, the court acquired jurisdiction of the controversy, and no subsequent change of the parties could affect that jurisdiction. This is well settled by the authorities. Mollan v. Torrance, 9 Wheat. 537; Dunn v. Clarke, 8 Pet. 1; Clarke v. Matthewson, 12 Pet. 164; Whyte v. Gibbes, 20 How. 542; Phelps v. Oaks, 117 U. S. 236, 240, 6 Sup. Ct. 714. In this last case it was held that in ejectment against tenants in possession of real estate, whose landlord is a citizen of another state, the plaintiff has a real and substantial controversy with the defendant, within the meaning of the act for the removal of cause from state courts, which continues after the landlord is substituted and becomes a party for the purpose of protecting his own interests. The rule announced in this case clearly settles, in a case like the present, that, where the jurisdiction of the court has completely attached against the tenant in possession, the substitution of the landlord as a defendant for such tanant will in no way affect or defeat the jurisdiction of the court.
By stipulation of parties, the trial of the cause by jury was waived, and all questions of law and fact were submitted to the court for its decision. The court found the facts substantially as set out above, and the conclusions of law announced were to the effect that, at the time the will was made, the testator was empowered and authorized by the laws of Oregon to devise any real estate situated in that state, whether acquired before or after the making of the will, of which he might die seised and possessed; also, that the intention of the testator, as manifested by the will in the present case, was to devise all of his real estate situated in the state of Oregon to Ellen E. Ray, and that, under and by virtue of the devise, the demanded premises, on the death of the testator, vested in the defendants as her heirs, and that they were entitled to the exclusive possession thereof. 33 Fed. 812.
The present writ of error is prosecuted to reverse that judgment. The two assignments of error present the questions heretofore stated.
For the plaintiff in error it is contended that the testator died intestate in respect to the demanded premises, for the reasons that at the time of the execution of his will he possessed no teatamentary power to devise after-acquired lands, and because his will manifests no intention to dispose of such property. If either of these propositions can be sustained, the judgment of the court below must be reversed.
In support of the first proposition, it is urged, on behalf of the plaintiff in error, that the common law, with its limitations and restrictions upon testamentary power in respect to real estate, was in force in the state of Oregon at the date of the execution of the will, and up to the death of the testator. Without reviewing the authorities, it is well settled that, by the common law, lands were not devisable, except in particular places, where custom authorized it. This disability of the common law was partially removed by the statute of 32 Hen. VIII., which authorized persons having title to land to dispose thereof by will, and was construed as restricting the right of devising lands to such an interest, only, as the testator had at the time of the execution of the will. Under this statute, real estate subsequently acquired could not pass by devise,—in other words, under the statute of 32 Hen. VIII., the will, as to lands, spoke from the date of its execution; so that a general devise of all the testator's estate would comprehend and include all the personalty to which he was entitled at the time of his death, but would not embrace after-acquired land, though such might be the expressed intention of the testator. The reason given for the distinction between real and personal estate was that a devise of land was regarded in the same light as a conveyance, and, as a conveyance at common law would not vest for want of seisin, it was therefore held to be operative only on such real estate as the testator might have at the time of the making of the will,—that is to say, that a devise was in the nature of a conveyance or appointment of real estate then owned, to take effect at a future date, and could not, therefore, operate on future acquisitions.
While this strict and arbitrary rule of the common law has been modified by the statutes of most, if not all, of the states of the Union, it is contended for the plaintiff in error that the rights of the parties in the present case are controlled by it, for the reason that the legislature of Oregon did not confer, by statute, testamentary power to dispose of after-acquired real property until February, 1891.
The provisional government of Oregon, in 1844, formally declared by its legislature that 'all the statute laws of lowa territory, passed at the first legislative assembly of that territory, and not of a local character, and not incompatible with the conditions and circumstances of this country, shall be the law of this country, unless otherwise modified; and the common law of England, and principles of equity, not modified by the statutes of Iowa, and of this government, and not incompatible with its principles, shall constitute the law of the land.'
Among the laws enacted by the first territorial legislature of Iowa, and thus adopted by the provisional government of Oregon, was the following act relative to wills: 'Section 1. Be it enacted by the council and the house of representatives of the territory of Iowa, that any person having an estate in any lands, tenements, or hereditaments, or any annuity or rent charged upon, or issuing out of the same, or any goods or chattels, rights, credits, and choses in action, or in possession, and property of every description, whatever, may give or devise the same to any person by last will and testament by him or her lawfully executed.' Laws of the First Session of the Legislative Assembly of the Territory of Iowa, 1838-39, p. 471.
This statute was substantially the same as that of 32 Hen. VIII., under which, as settled by the decisions of the English courts, and by those of the states where that statute is in force, after-acquired real estate could not pass by will.
This statute remained in force until 1849,—the year after Oregon became a territory,—when the legislature adopted a statute of wills, copied from the Revised Statutes of Missouri, which provided that 'every person of twenty years of age and upwards, of sound mind, may, by last will, devise all his estate, real and personal, saving to the widow her dower.' This Missouri statute, thus adopted by the territory of Oregon, was a revision of the Virginia statute of 1785, which, by the first section thereof, empowered every adult person of sound mind to devise by last will and testament in writing 'all the estate, right, title, and interest in possession, reversion, or remainder, which he or she hath, or at the time of his or her death, shall have of, in, or to, lands, tenements, etc.; also all goods and chattels.'
When the laws of Missouri were revised in 1835, it appearing that one section of the Virginia act gave to the testator the same testamentary power over his real estate that was given him in a separate and distinct clause over his personal estate, the superfluous words were dropped, and the testamentary power over both real and personal properties were united in the one section above quoted.
The Missouri statute thus adopted by Oregon was re-enacted in December, 1853, and took effect May 1, 1854, as a part of the Code of the territory. After the admission of the state into the Union, in 1859, the legislature of Oregon, in 1862, re-enacted without change the above-quoted section conferring testamentary power, which has since continued to be the law of Oregon. Hill's Code, § 3066.
By an act of the legislature of Oregon approved February 20, 1891, it has been provided that 'any estate or interest in real property, acquired by any one after the making of his or her will, shall pass thereby, unless it clearly appears therefrom that such was not the intention of the testator; nor shall any conveyance or disposition of real property by any one after the making of his or her will prevent or affect the operation of such will upon any estate, or interest therein, subject to the disposal of that testator at his or her death.'
The construction which the plaintiff in error seeks to have placed upon these statutes is that the territorial statute of 1849, copied from the Missouri statute, simply conferred the power to make a will devising real estate, which, under the rules of the common law, would not operate to pass real estate acquired after the making of the will, and that such testamentary power over after-acquired real estate was first conferred by the act of 1891.
Prior to the adoption of the Missouri statute by the territorial government of Oregon, that statute had received no construction by the supreme court of Missouri, but subsequently, in 1856, that court was called upon, in the case of Liggatt v. Hart, 23 Mo. 127, to decide whether after-acquired real estate would pass by will under the statute, where such appeared to be the intention of the testator. The court said: 'The question is as to the construction of the present law. Must we hold that the act now in force does not confer testamentary power over after-acquired land, and, on account of the change in phraseology of the statute, which was made in 1835, go back to the construction put upon the original statute? We think not. The language now used does not required such a construction at our hands. It is different from the English statute of wills. The testamentary power is given here in general language. It embraces both real and personal property, and is a power to make testamentary disposition of all the testator's property, without any distinction between real and personal property, and not a mere power of particular disposition. It is more in the nature of a Roman will than an English devise of real property. But, however this may be, when we consider the plan of revising that was adopted, the impolicy of creating changes in laws of daily practical importance, the little probability, when all around us were abandoning the old, narrow construction of the testamentary power, that our legislature should adopt it, for the first time, by an express provision for that purpose, and when we consider, too, that neither the community nor the profession have generally, as we believe, been aware of the supposed change, * * * we do not think we would be warranted in declaring that the legislature, by the change in the language, intended to effect the substantial change in the meaning of the law that is supposed, and we shall accordingly give to the act, as it now stands, as liberal a construction in favor of the testamentary power as we should have felt constrained to have given to the original act.'
Again, in Aplegate v. Smith, 31 Mo. 166, 169, (1860,) the same court said: 'We consider that the case of Liggatt v. Hart, 23 Mo. 127, settles the one now under consideration. That case determines that the power over the after-acquired lands possessed by the testator tator is the same as that which he possessed over lands which he owned at the making of the will; that with respect to after-acquired lands, when the question arises whether they have passed by the will, it is just the same, and to be determined on the same considerations, as would determine the question whether lands owned by the testator at the date of his will passed by it, or, in other words, that after-acquired lands, as to the power of disposition, rests on the same ground as the lands owned by the testator at the date of his will, and the personal estate. According to this, there can be no question but that the lands in Missouri passed by the will.'
The construction which the supreme court of the state of Missouri has thus given to its statute since its first adoption thereof by Oregon does not have the same controlling effect it would have if the decisions had been rendered before such adoption; still, they are strongly persuasive of the proper interpretation of the act, and have been so regarded by the courts of Oregon, which have clearly indicated that the statute of wills of that state should receive the same construction which has been placed thereon by the Missouri decisions. Thus, in Gerrish v. Gerrish, 8 Or. 355, decided after the Missouri cases, it was said by the court: 'Our statute of wills is an exact copy of the Missouri statute, and, the courts of that state having been called upon frequently to construe it, we must look principally to the decisions of that state to ascertain its judicial construction.'
This approval of the construction placed by the supreme court of Missouri upon the statute after its adoption by the territorial government, in connection with its re-enactment by the legislature of the state in 1862, after the date of the Missouri decisions, may be fairly considered as settling its proper interpretation by the courts of Oregon. If the same construction had been placed upon the statute by the courts of Missouri before its original adoption by the territorial government of Oregon, it is clear, upon the authorities, that that construction would have been adopted with the statute, and the same effect would seem properly to follow from an approval by the supreme court of the state of the construction placed upon the statute by the supreme court of Missouri, prior to its re-enactment in 1862 by the legislature of the state of Oregon.
If the later act of 1849, copied from the revised statutes of Missouri, is no broader in its scope and operation than the statute of 32 Hen. VIII., which was embodied in the Iowa statute adopted by the provisional government of Oregon in 1844, then there would be a lack of testamentary power to dispose of after-acquired real property. This is practically what the contention of the plaintiff in error comes to. But the power of testamentary disposition conferred by the act of 1849, (copied from the Missouri statutes,) and reenacted in 1853 and 1862, as construed by the courts of Missouri and Oregon, is more comprehensive in its provisions than the act of 32 Hen. VIII.,—confersa larger and broader power of disposition over real estate of which the testator may die seised and possessed, and extends to and includes after-acquired real estate.
In respect to the question of testamentary power of disposition over real estate, the Missouri act adopted by the territorial government, and re-enacted by the state of Oregon, was unquestionably intended to be as broad and comprehensive as the Virginia act of 1785, which conferred the testamentary power to devise after-acquired land, and was more comprehensive than the prior act of 1844, taken from the Iowa statute. As already stated, the language of the statute makes no distinction between personalty and realty. It confers the power to dispose of the realty as broadly as the personalty. The saving to the widow her dower is itself indicative of an intention to make the will speak as of the date of the testator's death, at which time the widow's right of dower would come into actual possession and practical enjoyment, whether the dower right extended to all lands owned during coverture or possessed by the husband at his death.
In conformity with this construction, the supreme court of Oregon has held in morse v. Macrum, 22 Or. 236, 29 Pac. 615, and 30 Pac. 73, that the will, as a general rule, speaks from the death of the testator, and not from its date, unless its language, by a fair construction, indicates a contrary intention, in this respect adopting the rule laid down by the supreme court of Connecticut in Canfield v. Bostwick, 21 Conn. 550, and Gold v. Judson, 21 Conn. 616, where it is stated to be the general rule that a will speaks from the death of the testator, where there is nothing in its language to indicate a different intention.
Having reached the conclusion that the act of 1849, adopted from the state of Missouri, (and since re-enacted,) as construed by the decisions of the supreme court of Missouri, and approved by the supreme court of Oregon, confers testamentary power to devise after-acquired real estate, it is not material to consider the statute of February 20, 1891, or to determine whether that statute was intended to be declaratory of the previous law, or was intended to prescribe a rule for the construction of wills in respect to which the authorities have been and are in great conflict, many of the cases holding, as in Smith v. Edrington, 8 Cranch, 66, that, even where the power exists to dispose of after-acquired real property, it would not pass unless such was the clear and manifest intention on the part of the testator; in other words, that the presumption in respect to such property was in favor of the heir at law. This rule of presumption or construction the Oregon statute of 1891 may have been intended to change by declaring that, unless it appeared clearly from the will it was not the intention of the testator, such after-acquired real property would pass.
On this branch of the case our conclusion is that the testator (Hardenbergh) possessed the testamentary power to devise the after-acquired lands in controversy.
The remaining question is whether, by the third and last clause of his will, the testator intended to dispose of all the real estate in Oregon, or elsewhere, of which he might die seised and possessed.
The cardinal rule for the construction of wills, to which all other rules must bend, as stated by Chief Justice Marshall in Smith v. Bell, 6 Pet. 68, is that 'the intention of the testator expressed in his will shall prevail, provided it be consistent with the rules of law. This principle is generally asserted in the construction of every testamentary disposition. It is emphatically the will of the person who makes it, and is defined to be 'the legal declaration of a man's intention, which he wills to be performed after his death.' These intentions are to be collected from his words, and ought to be carried into effect if they be consistent with law.'
In Jasper v. Jasper, 17 Or. 590, 22 Pac. 152, the same rule is adopted, and, in ascertaining what the intention of the testator is, the words used are to be taken according to their meaning as gathered from the construction of the whole instrument. It is furthermore settled by the authorities that, when one undertakes to make a will, it will be presumed that his purpose is to dispose of his entire estate. Phelps v. Phelps, 143 Mass. 570, 10 N. E. 452; Pruden v. Pruden, 14 Ohio St. 251; Gilpin v. Williams, 17 Ohio St. 396; Leigh v. Savidge, 14 N. J. Eq. 124; Gourley v. Thompson, 2 Sneed, 387; Appeal of Boards of Missions, 91 Pa. St. 507.
In the present case the devise to the testator's sister of all his right, title, and interest in and to all his lands, lots, and real estate lying and being in the state of Oregon or elsewhere, except as to the specific devises previously made, and also all of his personal property and estate, of whatsoever kind or nature, is sufficiently comprehensive to indicate an intention to pass everything of which he might die seised and possessed, both of real and personal property. This disposition, residuary in its character, is utterly inconsistent with an intention to die intestate as to any portion of his estate, real or personal. When the words of the will of a testator will fairly carry, as in the present case, the whole estate of which he dies seized and possessed, there is no presumption of an intention to die intestate as to any part of his property. This general rule is laid down in Given v. Hilton, 95 U. S. 594, where it is further stated that 'the law prefers a construction which will prevent a partial intestacy to one that will permit it, if such a construction may be reasonably given, (Vernon v. Vernon, 53 N. Y. 351;) and certainly when, as in this case, the intent to make a complete disposition of all the testator's property is manifest throughout his will, its provisions should be so construed, if they reasonably may be, as to carry into effect his general intent.'
Without going into any review of the authorities, special reference may be made to the case of Wait v. Belding, 24 Pick. 129, which arose under a will executed in 1797, before the Revised Statutes of Massachusetts went into effect, which devised to the testator's two sons the whole of his 'lands and buildings lying and being in the town of Hatfield.' By a codicil, dated May 2, 1812, he gave to the same sons lands, not enumerated in the will, purchased since then, in the town of Hatfield, or elsewhere. In construing this will, Chief Justice Shaw said: 'In general, a will looks to the future. It has no operation, either on real or personal property, till the death of testator. General words, therefore, may as well include what the testator expects to acquire as what he then actually holds. The term, 'all my property,' may as well include all which may be his at his decease as all which is his at the date of the will, and will be construed to be so intended, unless there are words in the description which limit and restrain it. We are then brought back to the particular description, 'the whole of my lands and buildings lying and being in the town of Hatfield.' There are certainly no words, and nothing in the will, showing an intent to limit it to the lands and buildings then held by him. No such intent can be presumed. Had it been 'all my lands and buildings in Hatfield or elsewhere' in the original will, the law would have equally restrained its operation to lands then held, not because it was the intent of the testator that it should so operate, but because, assuming that it was his intent that all should pass, such intent is in contravention of the rule of law, and cannot be carried into effect.
'The court are of opinion that this general description of the whole of his lands and buildings in Hatfield is broad enough to embrace the whole estate there, whether acquired before or subsequently to the making of the will, and there is nothing in the terms or construction of the will which would warrant us in restraining it to the lands then owned. By the Revised Statutes it is provided that a will shall embrace after-acquired real estate as well as personal property, when such is the intent of the testator. These statutes do not affect this will, and I only allude to them by way of illustration. Suppose this will had been made after the Revised Statutes, and the question should be whether the estate now in controversy passed by the devise. There seems to be no doubt that it would, the description being general, 'of all lands in Hatfield,' without limitation as to the time of acquisition. Then, if this description was sufficient to include all real estate in Hatfield, it would have passed by the original will, but for the rule of law restraining the operation of all devises to estate held by testator at the date of the devise. But, when the date is brought down by the republication of the will, it takes effect upon all estate acquired between the original date and the republication, and held by the testator at the time of the republication. Had there been a general residuary clause, for instance, such would clearly have been the effect of a republication. But the only difference is that a residuary clause embraces all estate, whenever acquired; but, if the description actually used is sufficiently large to embrace the estate in controversy, the result must be the same as to such estate.'
These views are directly in point in the present case, where the language is just as comprehensive, and manifests just as clearly an intention of the testator to devise all his lands in the state of Oregon.
It may therefore be laid down as a general proposition that where the testator makes a general devise of his real estate, especially by residuary clause, he will be considered as meaning to dispose of such property to the full extent of his capacity; and that such a devise will carry, not only the property held by him at the execution of the will, but also real estate subsequently acquired, of which he may be seised and possessed at the date of his death, provided there is testamentary power to make such disposition. 1 Jarm. Wills, (5th Ed.) 326, and other authorities cited.
From the foregoing considerations, we are of opinion that there was no error in the judgment of the court below, and the same is accordingly affirmed.