213 US 55 Atchison Topeka Santa Fe Railway Company v. George a Sowers
213 U.S. 55
29 S.Ct. 397
53 L.Ed. 695
ATCHISON, TOPEKA, & SANTA FE RAILWAY COMPANY, Plff. in Err.,
GEORGE A. SOWERS.
Argued January 8, 1909.
Decided March 1, 1909.
Messrs. Andrew H. Culwell. J. W. Terry, Gardiner Lathrop, and A. B. Browne for plaintiff in error.
[Argument of Counsel from pages 56-58 intentionally omitted]
Messrs. Harry Peyton, William H. Robeson, and George E. Wallace for defendant in error.
Mr. Justice Day delivered the opinion of the court:
This is a writ of error to the court of civil appeals for the fourth supreme judicial district of the state of Texas. The defendant in error, George A. Sowers, a citizen of Arizona, recovered judgment in the district court of El Paso county, Texas, in the sum of $5,000, for personal injuries alleged to have been sustained by him while employed in the service of the plaintiff in error as a brakeman in the territory of New Mexico. The judgment was affirmed by the court of civil appeals. 99 S. W. 190. Subsequently leave to file a petition in error was denied by the supreme court of Texas, and the case was brought here by writ of error to the court of civil appeals.
The defendant in error recovered because of injuries received while riding on the pilot of an engine at Gallup, New Mexico. His injuries are alleged to have been occasioned by the negligence of the railroad company in permitting its track to become soft and out of repair, permitting low joints therein, by reason of which the engine's pilot struck a frog and guard rail, and the plaintiff was injured.
We are not concerned with the questions of general law in actions of negligence which were involved in the case. The Federal question which invites our attention concerns an act of the legislature of New Mexico, passed March 11, 1903 (chapter 23, Acts of 35th Legislative Assembly of New Mexico). We give this act in full in the margin.
Whereas, it has become customary for person claiming damages for personal injuries received in this territory to institute and maintain suits for the recovery thereof in other states and territories, to the increased cost and annoyance and manifest injury and oppression of the business interests of this territory, and the derogation of the dignity of the courts thereof.
Therefore, be it enacted by the legislative assembly of the territory of New Mexico:
Section 1. Hereafter there shall be no civil liability under either the common law or any statute of this territory on the part of any person or corporation for any personal injuries inflicted or death caused by such person or corporation in this territory, unless the person claiming damages therefor shall, within ninety days after such injuries shall have been inflicted, make and serve upon the person or corporation against whom the same is claimed, and at least thirty days before commencing It is contended by the plaintiff in error that its effect is to prescribe causes of action for personal injuries, enforceable only in the district court of the territory of New Mexico, and not elsewhere, and that the court of Texas, in maintaining jurisdiction of
the said party named in said petition to appear in said court and file such statement in the form of a complaint against said petitioner, if he has to make, and upon such complaint being filed by such party as required, the defendant named therein may demur to or answer the same, and such further pleading had as the parties may be entitled to or as may be meet and proper, as in other cases of a similar character, and from thenceforward such further proceedings shall be had in such causes as in other cases, and the same shall be determined upon its merits, and final judgment, subject, however, to appeal or writ of error, shall be rendered therein either for the petitioner named in said complaint, or for the adverse party; and, if the court finds the petitioner guilty of any of the wrongs, injuries, or trespasses complained of against him in said statement, such damages shall be assessed against the said petitioner as the law and the facts may require, in the same manner as though said cause had been instituted by the filing of said statement as a complaint.
In event said party complained of in said petition, after being duly served with such summons, shall fail or refuse to appear or file his said statement as required herein, judgment shall be rendered by default against him in favor of the petitioner, as in other cases, and thereupon the court shall try and determine the issues raised by such petition, including the question as to whether or not the petitioner is liable to said party on account of any of the matters or things stated in said petition in any sum of money whatsoever, and if so, in what amount, and final judgment shall be rendered in accordance with the facts and the law, and such judgment as the court may render shall be final and conclusive upon the question of the liability or nonliability of said petitioner to said party, and of the amount of the liability.
Sec. 3. It shall be unlawful for any person to institute, carry on, or maintain any suit for the recovery of any such damages in any other state or territory, and upon its being made to appear to the court in which any proceeding has been instituted in this territory, as herein provided, that any such suit has also been commenced, or is being maintained, in any other state or territory, contrary to the intent of this act, it shall be the duty of the court to set down for hearing, and try and determine the proceeding so pending in this territory as expeditiously as possible, upon which short notice to the other party thereto or his attorneys as the court may direct; and, for the purpose of trying the same, said court shall have the power to compel the parties thereto the case, and refusing to enforce the territorial statute, denied a Federal right guaranteed by the Constitution and statutes of the United States, requiring such faith and credit to be given in every court within the United States to the public acts, records, and judicial proceedings of every other state or territory as they have, by law, in the courts of the state or territory from which they are taken.
It is contended that there is no jurisdiction in this this cthis court to entertain this writ of error. But we are of opinion that there is jurisdiction. The Revised Statutes of the United States, § 709 (U. S. Comp. Stat. 1901, p. 575), authorize this court to review final judgments in the highest court of the state in which a decision in the suit could be had, where any tit privilege, or immunity under the Federal Constitution or under any statute of or authority exercised under the United States is specially claimed and denied.
The territorial law was specially set up in the case, and was offered in evidence at the trial, and it was held by the Texas court that it was not required to give force and effect to the territorial statute under the Constitution and laws of the United States.
The opinion of the court of civil appeals of Texas shows that the validity of this statute and its binding force to control the right of action asserted was considered and denied in giving judgment against the plaintiff in error. Such judgment gives this court jurisdiction of the case. Hancock Nat. Bank v. Farnum, 176 U. S. 640, 44 L. ed. 619, 20 Sup. Ct. Rep. 506; St. Louis, I. M. & S. R. Co. v. Taylor, 210 U. S. 281, 293, 52 L. ed. 1061, 1067, 28 Sup. Ct. Rep. 616; American Exp. Co. v. Mullins, decided by this court, February 23, 1909 [212 U. S. 311, 53 L. ed. ——, 29 Sup. Ct. Rep. 381].
It is contended at the outset that inasmuch as this territorial statute has been annulled by act of Congress (35 Stat. at L. pt. 1, p. 573), that the act is void from the beginning. The organic act establishing the territory of New Mexico provides (Compiled Laws of 1897, § 7, p. 43):
'All the laws passed by the legislative assembly and governor shall be submitted to the Congress of the United States, and, if disapproved, shall be null and of no effect.'
But we are not prepared to hold that the territorial law thus annulled under the power of Congress becomes void from the beginning. Conceding to the fullest extent the powers of Congress over territorial legislation, we think such laws, duly enacted and within the legislative power of the territory, are in force until Congress has exerted its authority to annul them. If this be not so, rights acquired on the faith of territorial laws, passed within the scope of the legislative power of the territory, may be stricken down by the retroactive effect of an act of Congress annuling such legislation. All right to legislate would be at a standstill until that body should act. Congress might not be in session, or its action delayed, rendering the territory powerless, even in cases of emergency, to pass necessary laws. We think Congress has only reserved a revisory power over territorial legislation. Miners' Bank v. Iowa, 12 How. 1, 8, 13 L. ed. 867, 870.
To make effectual the full faith and credit clause of the Constitution (art. 4, § 1), Congress passed the act of May 26, 1790 (1 Stat. at L. 122, chap. 11, U. S. Comp. Stat. 1901, p. 677). This act made provision for the authentication of the records, judicial proceedings, and acts of the legislatures of the several states, and provided that the same should have such faith and credit given to them in every state within the United States as they have by law or usage in the courts of the state from which the records are or shall be taken. This act did not include the territories.
On March 27, 1804, Congress passed an act extending the provisions of the former statute to the public acts, records, judicial proceedings, etc., of the territories of the United States and countries subject to the jurisdiction thereof. 2 Stat. at L. 298, chap. 56, U. S. Comp. Stat. 1901, p. 677. Those statutory enactments subsequently became §§ 905 and 906 of the Revised Statutes (U.S. Comp. Stat. 1901, pp. 677, 678). Section 905 applies to judicial proceedings, and § 906 to records, etc., kept in offices not pertaining to courts. In the case of Embry v. Palmer, 107 U. S. 3, 27 L. ed. 346, 2 Sup. Ct. Rep. 25, it was held that a judgment of the supreme court of the District of Columbia, under the legislation of Congress (Rev. Stat. § 905), was conclusive in every state of the Union, except for such causes as would be sufficient to set it aside in the District. The opinion of the court, delivered by Mr. Justice Matthews, reached this conclusion because of § 905 of the Revised Statutes, above quoted. In considering the constitutional power to pass this act, speaking for the court, the learned justice said:
'So far as this statutory provision relates to the effect to be given to the judicial proceedings of the states, it is founded on article 4, § 1, of the Constitution, which, however, does not extend to the other cases covered by the statute. The power to prescribe what effect shall be given to the judicial proceedings of the courts of the United States is conferred by other provisions of the Constitution, such as those which declare the extent of the judicial power of the United States, which authorize all legislation necessary and proper for executing the powers vested by the Constitution in the government of the United States, or in any department or officer thereof, and which declare the supremacy of the authority of the national government within the limits of the Constitution. As part of its general authority, the power to give effect to the judgments of its courts is coextensive with its territorial jurisdiction. That the supreme court of the District of Columbia is a court of the United States results from the right of exclusive legislation over the District which the Constitution has given to Congress.'
This language is equally applicable to legislative acts of the territory, as the passage of such laws is the exercise of authority under the United States. New Mexico ex rel. McLean v. Denver & R. G. R. Co. 203 U. S. 38-47, 51 L. ed. 78-85, 27 Sup. Ct. Rep. 1.
Section 906 of the Revised Statutes requires every court within the United States to give the same faith and credit to the acts of the territory as they have by law or usage in the courts of the territory from which they are taken. The Federal question then is, Did the court of Texas, in denying any force and validity to the New Mexico statute, violate this requirement of the Federal statute (§ 906), passed under the power conferred upon Congress by the Constitution?
Preliminary to the consideration of the effect of the statute in other jurisdictions, we may notice a question made as to the power of the territory to pass it.
Sections 7 and 17 of the organic act of the territory of New Mexico provide (Comp. Laws of 1897, p. 43):
'Sec. 7. That the legislative power of the territory shall extend to all rightful subjects of legislation, consistent with the Constitution of the United States and the provisions of this act.'
'Sec. 17. That the Constitution and all laws of the United States which are not locally inapplicable shall have the same force and effect within the said territory of New Mexico as elsewhere within the United States.'
It is contended by the defendant in error that the effect of these statutes is to put the common law regulating the recovery of actions for personal injuries, in force in the territory, and that there is no authority to pass laws regulating recovery for injuries of the character attempted. But we are of opinion that the legislative power conferred, extending to all rightful subjects of legislation, did give the territory authority to legislate concerning the subject of personal injuries, and to pass laws respecting rights of action of that character. It is contended for the plaintiff in error that this statute of New Mexico is creative of a new statutory cause of action, taking the place of any common-law rights and remedies, and that in such cases it is within the legislative authority to make laws local and exclusive in their character.
In many states it has been held that such causes of actions, created by state statute, could not be sued upon in other jurisdictions. This doctrine is, however, contrary to the holding of this court in Dennick v. Central R. Co. 103 U. S. 11, 26 L. ed. 439. Mr. Justice Miller, in delivering the opinion of the court in that case, said:
'It would be a very dangerous doctrine to establish that in all cases where the several states have substituted the statute for the common law, the liability can be enforced in no other state but that where the statute was enacted and the transaction occurred.' An action for personal injuries is universally held to be transitory, and maintainable wherever a court may be found that has jurisdiction of the parties and the subjectmatter. Rorer, Interstate Law, 154, 155; McKenna v. Fisk, 1 How. 242, 11 L. ed. 117; Dennick v. Central R. Co. 103 U. S. 11, 18, 26 L. ed. 439, 441.
Undoubtedly, where the cause of action is created by the state, as in the action to recover for death by wrongful injury, there is no objection to the enforcement of the law because it arose in another jurisdiction. Northern P. R. Co. v. Babcock, 154 U. S. 190, 38 L. ed. 958, 14 Sup. Ct. Rep. 978; Stewart v. Baltimore & O. R. Co. 168 U. S. 445, 449, 42 L. ed. 537, 539, 18 Sup. Ct. Rep. 105. Dealing with this subject in Slater v. Mexican Nat. R. Co. 194 U. S. 120, 48 L. ed. 900, 24 Sup. Ct. Rep. 581, this court said:
'As texas has statutes which give an action for wrongfully causing death, of course there is no general objection of policy to enforcing such a liability there, although it arose in another jurisdiction. Stewart v. Baltimore & O. R. Co. 168 U. S. 445, 42 L. ed. 537, 18 Sup. Ct. Rep. 105. But, when such a liability is enforced in a jurisdiction foreign to the place of the wrongful act, obviously that does not mean that the act in any degree is subject to the lex fori, with regard to either its quality or its consequences. On the other hand, it equally little means that the law of the place of the act is operative outside its own territory. The theory of the foreign suit is that, although the act complained of was subject to no law having force in the forum, it gave rise to an obligation, an obligatio, which, like other obligations, follows the person, and may be enforced wherever the person may be found. Stout v. Wood, 1 Blackf. 71; Dennick v. Central R. Co. supra. But, if the only source of this obligation is the law of the place of the act, it follows that that law determines not merely the existence of the obligation (Smith v. Condry, 1 How. 28, 11 L. ed. 35), but equally determines its extent. It seems to us unjust to allow a plaintiff to come here absolutely depending on the foreign law for the foundation of his case, and yet to deny the defendant the benefit of whatever limitations on his liability that law would impose.'
It is, then, the settled law of this court that in such statutory actions the law of the place is to govern in enforcing the right in another jurisdiction; but such actions may be sustained in other jurisdictions when not inconsistent with any local policy of the state wherein the suit is brought. Stewart v. Baltimore & O. R. Co. supra.
Assuming that the territory may legislate upon this subject, when we turn to the act, what do we find to be its provisions? Section 1 of the act provides that 'hereafter there shall be no civil liability under either the common law or any statute of this territory on the part of any person or corporation for any personal injuries inflicted or death caused by such person or corporation in this territory'—unless certain things are done. It is required that the person injured shall make and serve, within ninety days after such injuries shall have been inflicted, and thirty days before beginning suit, an affidavit upon the person against whom damages are claimed; which affidavit shall state the name and address of the affiant, the character and extent of such injuries, so far as the same may be know to the affiant, the way or manner in which such injuries were caused, the names and addresses of such witnesses to the happening of the facts causing the injuries as may be known to the affiant at the time, and the section concludes:—'and unless the person so claiming such damages shall also commence an action to recover the same within one year after such injuries occur, in the district court of this territory in and for the county of this territory where the claimant or person against whom such claim is asserted resides, or, in event such claim is asserted against a corporation, in the county in this territory where such corporation has its principal place of business, and said suit, after having been commenced, shall not be dismissed by plaintiff unless by written consent of the defendant, filed in the case, or for good cause shown to the court; it being hereby expressly provided and understood that such right of action is given only on the understanding that the foregoing conditions precedent are made a part of the law under which right to recover can exist for such injuries, except as herein otherwise provided.' This section does not undertake to create a new and statutory cause of action, but refers to the common law or previous statutes of the territory governing actions for personal injuries or wrongful death. It puts a condition upon such actions, requiring the making of the affidavit and the service thereof within ninety days after the injury and thirty days before commencing suit, and provides that such cause of action shall be prosecuted within one year, and undertakes to make the same maintainable only in the district court of the territory. If such an action for personal injuries were tried in the territory, it would be controlled by commonlaw principles, so far as the right of recovery is concerned, provided, of course, that the statutory requirements as to the affidavit and the time of beginning the action had been complied with. At the trial counsel for plaintiff in error stated: 'It is admitted that the common law is in force in the territory of New Mexico, and that the accident happened in the territory of New Mexico.'
Such suit at common law might be maintained in any court of general jurisdiction where service could be had upon the defendant. The question here is, When such court does entertain a suit of that kind, what is it required to do in order to give effect to the statutory requirements of § 906 of the Revised Statutes?
The object of this statute of the United States was to give to the public acts of each territory the same faith and credit in every court within the United States as they are entitled to, by law, in the territory where they are enacted. Before this statute the effect which would have been given to the judgment of the court of a territory rested alone upon principles of comity. These acts are now, and by force of the statute, to be given the force and effect that they would be given in the territory which passed them; that is, the cause of action is not to be enlarged, when regulated by the legislation of a territory, because the party sees fit to go to another jurisdiction where he can obtain service upon the defendant, and there prosecute his suit.
In the present case, in determining the merits of the cause of action, common-law principles were applied in the Texas court as they would have been in the court of New Mexico. So far as this court is concerned, we must assume that the principles governing such actions for negligence were properly given to the jury in the instructions of the court, and controlled in the decision of the case.
This record discloses that the affidavit required by the statute of New Mexico was made and served within the time prescribed, and that the action was commenced within one year. The only feature of the New Mexico statute which was disregarded was the requirement that suit should be brought only in the district court of the territory. But we are of opinion that where an action is brought in another jurisdiction, based upon common-law principles, although having certain statutory restrictions, such as are found in this act, as to the making of an affidavit and limiting the time of prosecuting the suit, full faith and credit is given to the law when the recovery is permitted, subject to the restrictions upon the right of action imposed in the territory enacting the statute. Of course, the territory of New Mexico could pass no law having force and effect over persons or property without its jurisdiction. Pennoyer v. Neff, 95 U. S. 714, 722, 24 L. ed. 565, 568; Story, Confl. L. § 539.
'Each state may, subject to the restrictions of the Federal Constitution, determine the limits of the jurisdiction of its courts, the character of the controversies which shall be heard in them, and, specifically, how far it will, having jurisdiction of the parties, entertain in its courts transitory actions, where the cause of action has arisen outside its borders.' St. Louis, I. M. & S. R. Co. v. Taylor, 210 U. S. 281, 285, 52 L. ed. 1061, 1064, 28 Sup. Ct. Rep. 616.
The territory of New Mexico has a right to pass laws regulating recovery for injuries incurred within the territory. Martin v. Pittsburg, & Lake Erie R. R. Co. 203 U. S. 284, 51 L. ed. 184, 27 Sup. Ct. Rep. 100, 8 A. & E. Ann. Cas. 87. It has a right, under § 906 of the Revised Statutes, to require other states, when suits are therein brought to recover for an injury incurred within the territory, to observe the conditions imposed upon such causes of action, although otherwise controlled by common-law principles. But, when it is shown that the court in the other jurisdiction observed such conditions, and that a recovery was permitted after such conditions had been complied with, the jurisdiction thus invoked is not defeated because of the provision of the statute referred to.
Finding no error in the judgment of the Court of Civil Appeals of Texas, the same is affirmed.
Mr. Justice Holmes, dissenting:
I agree to pretty much everything that is said on behalf of the majority of the court, except the conclusion reached. But my trouble is this: The territory could have abolished the right of action altogether if it had seen fit. It said by its statutes that it would not do that, but would adopt the common-law liability on certain conditions precedent, making them, however, absolute conditions to the right to recover at all. One of those conditions was that the party should sue in the territory, § 1. A condition that goes to the right conditions it everywhere. Davis v. Miller, 194 U. S. 651, 457, 48 L. ed. 1067, 1071, 24 Sup. Ct. Rep. 692. I am willing to assume that the statute could not prohibit a suit in another state, and, indeed, it recognized that in that particular it might be disobeyed with effect. § 3. But I do not see why the condition in § 1 was not valid and important. If it had been complied with, there might have been a different result.
Mr. Justice McKenna concurs in this dissent.
suit to recover judgment therefor, an affidavit which shall be made before some officer within this territory who is authorized to administer oaths, in which the affiant shall state his name and address, the name of the person receiving such injuries, if such person be other than the affiant, the character and extent of such injuries, in so far as the same may be known to affiant, the way or manner in which such injuries were caused, in so far as the affiant has any knowledge thereof, and the names and addresses of all witnesses to the happening of the facts or any part thereof causing such injuries as may at such time be known to affiant; and unless the person so claiming such damages shall also commence an action to recover the same within one year after such injuries occur, in the district court of this territory in and for the county of this territory where the claimant or person against whom such claim is asserted resides, or, in event such claim is asserted against a corporation, in the county in this territory where such corporation has its principal place of business, and said suit, after having been commenced, shall not be dismissed by plaintiff unless by written consent of the defendant, filed in the case, or for good cause shown to the court; it being hereby expressly provided and understood that such right of action is given only on the understanding that the foregoing conditions precedent are made a part of the law under which right to recover can exist for such injuries, except as herein otherwise provided.
Sec. 2. Whenever any person or corporation shall file a petition in the district court of this territory for the county in which said petitioner lives, or, if a corporation, in the district court for the county in which such corporation has its principal place of business, stating in effect that such petitioner is informed and believes that some party named in such petition claims that he is entitied to damages from said petitioner for personal injuries inflicted in this territory upon the party named in said petition, or for personal injuries inflicted upon or death caused to some other person, for which such party claims to have a cause of action against said petitioner, and stating, as near as may be, the general character of such injuries, and the manner and date said party claims they were inflicted, and the place where he claims they were inflicted, as near as petitioner knows or is informed as to such facts, and praying that the said party may be required to appear in said court and file therein a statement of his cause of action in the form of a complaint against said petitioner, summons shall issue out of said court and be served and returnable as other process, commanding and requiring
to plead or answer on such short day as it may determine, and, in event the same is triable by jury, it shall be the duty of the court, upon motion, to change the venue thereof to such county in said district as, in the opinion of the court, will afford an opportunity for the most speedy hearing; but, in event such action is not triable by jury, then the court shall immediately proceed to try and determine the same, giving such reasonable notice as it may determine, to the parties or their attorneys at any place in the territory which the court may designate, and witnesses may be compelled by subpoena to attend such place personally, from any part of the territory, and testify, as at present, at such time and place. The institution of any such suit in any other state or territory shall be construed by the court as a waiver upon the part of the party so instituting the same of the right of trial by jury in the case pending in the courts of this territory.
Sec. 4. Whenever it shall be made to appear to the district court of this territory for the county in which petitioner or plaintiff lives, by any petition filed under § 3 hereof, or by a supplemental petition, or by
any original complaint filed for that purpose, that petitioner or plaintiff fears or has good reason to fear that any other person is threatening or contemplating instituting suit in some other state or territory to recover damages against petitioner of plaintiff for personal injuries inflicted or death caused in this territory, or that he has already instituted and is then maintaining such a suit, it shall be the duty of the court, upon such bond as the court may require being given, to issue its injunction, pendente lite, restraining such suit in any court sitting in any other state or territory; and, at the final hearing, if such facts are found by the court to be true, the court shall make such injunction perpetual; and, at the final hearing in all cases instituted under the provisions of § 3 hereof, the party complained of in the petition shall be perpetually enjoined from further instituting or maintaining any suit or action to recover damages by reason of any of the matters or things set up in said petition.
Sec. 5. This act shall not apply to cases in which the person or corporation against whom damages for personal injuries are claimed cannot be duly served with process in this territory.
Sec. 6. Nothing herein contained shall be construed as in any way preventing anyone in this territory claiming to have a right of action for any such damages from compromising such claim.
Sec. 7. All acts and parts of acts and laws in conflict with this act are hereby repealed, and this act shall be in effect from and after its passage.