40 US 173 United States v. John Forber
40 U.S. 173
15 Pet. 173
10 L.Ed. 701
UNITED STATES, Appellants,
Heirs of JOHN FORBER, Appellees.
January Term, 1841
APPEAL from the Superior Court of East Florida. The executor of John Forbes, on the 20th of May 1829, presented a petition to the superior court for the eastern district of Florida, claiming 10,000 acres of land, 7000 of which were surveyed on the waters of 'Little St. Marys river,' in the then district of Nassau, in East Florida; the other tract, being 3000 acres, was alleged to be situated on 'Cabbage Swamp,' also in East Florida.
The petition stated, that the grant for the land was made by Governor Kindelan, in lieu of 15,000 acres which had been surrendered by John Forbes to the king of Spain. The petition contained the 'memorial for grant,' which was presented, on the 27th July 1814, to Governor Kindelan, by John Forbes. It was, with the proceedings, as follows:
'His Excellency the Governor: I, Don Juan Forbes, partner of the firm of Juan Forbes & Company, successors of Panton, Leslie & Company, merchant, of this province, with the greatest respect, appears before your excellency, and says, that the said firm of Panton, Leslie & Company obtained, in the year 1799, a grant of 15,000 acres of vacant lands in the district of St. John, in order to employ their slaves in the agriculture and for grazing their cattle, as is seen by the certificate annexed; but after a short time, they were under the necessity to abandon them, as being of an inferior quality, the same thing happened to which, which frequently happens in this province, where the planter does not every time succeed in his choice of land, which he perceives only when a sorrowful experience shows him his error; and as it has been, for many preceding years, that the government, in attention to similar misfortunes, and to the expenditures and losses which have been incurred, has had the goodness to permit the taking up other vacant lands, provided the prior grant be abandoned. Finding myself situated in the same case, and wishing to establish a rice plantation, which production we have been, until the present time, under the necessity to import from foreign parts; I, from this moment, abandon the said 15,000 acres of land in behalf of his majesty (whom may God have in his holy keeping!) supplicating him to admit it, and in lieu thereof, to grant me an equivalent in the district of Nassau river. Therefore, I supplicate your excellency, be pleased to order that my former abandonment be received, and, in consequence, that 10,000 acres be granted to me, in said district of Nassau river; the survey of which I will produce, as soon as the tranquillity of the province enables me to execute it. Which favor, &c. JUAN FORBES.'
On the 27th July 1814, Governor Kindelan ordered, on the petition, 'let the comptroller inform on the subject.'
The comptroller reported, on the 28th July 1814, that 'Whereas, in this province, lands are distributed gratis, no record has been entered in the comptroller's office, of lands so given, nor to whom given, for which reason it is not known what lands have been given, and what remain vacant. Therefore, nothing can be said on the subject about which information is required: it appears, however, that it is useful to promote the culture of rice, to which, as the interested party alleges, the lands granted to him the 7th of August, 1799, for the express purpose of pasturage, as appears by the annexed certificate of the then notary of government, Juan de Pierra, are not adapted.'
On the same day, Governor Kindelan made the following 'grant,' by——
'DECREE: St. Augustine, on the 28th, of July 1814. It is permitted to this interested party to give his formal abandonment of the 15,000 acres of land, comprehended in the document annexed to the petition, and in lieu of them the 10,000 are granted to him, without prejudice to a third party, for the objects solicited, in the district or bank of the river Nassau; and in consequence, let the corresponding certificate be issued in his behalf, from the secretary's office, in order that it may serve him as a title in form, and it will be the duty of the party to produce the plat and demarcations in the proper time, and let the expediente be registered in the secretary's office.
On the 23d October 1816, George J. F. Clarke, 'the surveyor-general,' certified that he had made 'a survey' of 7000 acres at the head of the river Little St. Mary's or St. Mary's river, and annexed 'a plat' of the same to his certificate of survey, which, the certificate stated, he 'keeps in the register of surveys under his charge.' On the 20th October 1816, George J. F. Clarke certified, that he had made a survey of 3000 acres 'in Cabbage Swamp, in part of 10,000' granted to John Forbes in absolute property, and annexed 'a plat' of the same to his certificate, as surveyor-general, and stated, 'that he keeps the same in the register of surveys under his charge.'
After evidence had been taken on behalf of the petitioner and of the United States, the court confirmed the claim of the petitioner to the extent for the number of acres, and at the place, as in the memorial of the said John Forbes, and the decree of the governor thereon, is set forth, to wit: 'Ten thousand acres of land in the district or bank of the river Nassau.' The United States prosecuted this appeal.
The case was argued by Gilpin, Attorney-General, for the appellants; and by Downing, for the appellees.
Gilpin, Attorney-General, for the United States.—In this case, the superior court of East Florida made a decree in favor of the defendants in error, declaring their title to 'ten thousand acres of land in the district or bank of Nassau river,' to be valid, under the eighth article of the treaty between Spain and the United States, ratified on the 22d February 1821. That title is founded on an alleged grant to Juan Forbes, by Governor Kindelan, dated 28th July 1814, of 'ten thousand acres in the district or bank of the river Nassau, for the objects solicited' in the memorial of the applicant; it being, says the grant, 'the duty of the party to produce the plat and demarcations in the proper time.' The memorial states the wish of Forbes to be permitted to abandon a previous grant of 15,000 acres of vacant land, in the district of St. John, on account of its bad quality, and to receive, in lieu of it, as he is desirous 'to establish a rice plantation,' 'these 10,000 acres in the district of Nassau river,' the survey of which he promises to produce, as soon as the tranquillity of the province enables him to execute it.' The evidence of the claimants was a certificate of Aguilar, the governor's secretary, that a copy of the 'expediente,' or record of the memorial and grant, had been given to the interested party; a certificate, dated 20th October 1816, by Clarke, the surveyor-general, that he had surveyed 'for Don Juan Forbes, 3000 acres in Cabbage Swamp, in part of 10,000 acres granted to him by the government;' another certificate, dated 23d October 1816, by Clarke, that he had surveyed for him '7000 acres at the head of the river Little St. Mary's being the complement of 10,000 acres granted to him by the government; and a deposition of Sophia Fleming, in which she says, she 'has heard that Nassau river and the Little St. Mary's are near to each other; that she does not know what district was called Nassau; and that she does not know the distance from Nassau river to Little St. Mary's.'
It does not appear, that the district-attorney excepted, in the court below, to the evidence of the grant; but judging from the case as now presented in the record, it may be doubted, whether the certificate of the governor's secretary was such a one, or was sustained by such corroborative testimony, as would make it sufficient evidence of title, according to the decisions of this court, in the case of the United States v. Wiggins, 14 Pet. 348. In that case, the secretary certified, on the day of the grant, that 'the preceding copy is faithfully drawn from the original, which exists in the secretary's office, under my charge;' in the present certificate, there is no date, and no averment either that the particular record is a true copy, or that the original does or ever did exist in the secretary's office. In that case, the corroborative testimony, on which the court chiefly relied, was a survey in strict conformity to the grant, and referring to its date; in the present, the two surveys agree with the grant in nothing but the quantity; they differ as to the location, and they make no reference to the date.
It is submitted, however, that even if the grant was made by Governor Kindelan, yet Forbes derived no valid title under it, which the court below was authorized to confirm. He solicited, in his memorial, a grant of 10,000 acres in the district of Nassau river, of which he was to produce a survey; and it was for the purpose of establishing a rice plantation. The grant was made 'for the objects solicited,' and under the duty imposed upon him 'to produce the plat and demarcations in the proper time.' There is no proof either that the land was surveyed, marked out and located according to the grant; or that the conditions of cultivation and settlement were complied with.
I. The grant was made by the governor, in general terms, as to the district in which the petitioner was to locate the tract conceded to him. The quantity was prescribed, and the district; the particular locality was to be ascertained by the survey, which was to be made 'within the proper time;' until that should be done, it was, in fact, but a mere order of survey. The eighth section of the regulations of Governor White (2 White's New Rec. 278), which were then in existence, establishes the necessity of an immediate and definite survey; the fourth section requires that possession should be taken within six months: of course, the survey must have been made and returned within that period. Ibid. 286. What the general provisions of the Spanish laws thus required, this grant made more imperative, by expressly imposing the same duty. Has it been performed? No evidence of any survey, agreeing in any respect with the grant, has been produced. The only evidence of a survey is the two certificates of Clarke. Of these, it might be sufficient to say, that they do not purport to have been made under the authority of this grant, or to have reference thereto. But supposing that they were intended so to be, they give the claimant no title. They do not accord with the grant. They are not an execution of the order of the governor. In the first place, the grant authorizes the location of a single tract; these surveys call for two distinct tracts, at different places. In the next place, the location is to be 'on the bank of Nassau river,' yet one tract is in Cabbage Swamp, about the locality of which there is no testimony whatever; and the other is on Little St. Mary's river, about which there is some slight testimony, to the effect, that the witness 'has heard it is near Nassau river.' This is no location in accordance with the grant. To establish a title to these tracts, the claimant must show that a certificate of survey is equivalent to a grant. He has no better title to them. It is clear, then, that by the Spanish law, the claimant had not perfected his title.
But it is argued that, under the eighth article of the treaty (8 U. S. Stat. 258; 2 White's New Rec. 210), the grant is not void, but may be still perfected by a survey. To this it is replied, that the provision referred to does not apply to a grant totally void at the date of the treaty; that such was the case in regard to this grant, because the rules of the Spanish law, by force of which alone this land could be severed from the royal domain, never were complied with. At the date of the treaty, there was no valid grant to the claimant, in existence. But if there had been subsequent neglect to comply with the same rules, would have made it void. The treaty, if applicable to such a case, could have extended no further than to authorize the claimant to perfect his title by a survey, within six months after its date, which he never did.
These positions are fully warranted by previous decisions of this court. In the case of the United States v. Clarke, 8 Pet. 468, there was a grant of 16,000 acres at a place described therein. One survey of 8000 acres was made within the bounds of the grant; two others for the residue, were made elsewhere. 'The grant,' say the court, 'conveyed the land described in the instrument, and no other.' In the case of the United States v. Huertas, 8 Pet. 491, there were similar surveys, in different parcels, of the number of acres granted; and this court held, 'the claim to be valid to the extent, and agreeably to the boundaries as in the surveys,' which were conformable to the grant, but invalid as to the rest. In the cases of the United States v. Levi, 8 Pet. 482, and of the United States v. Seton, 10 Ibid. 311, the same principle was again affirmed. In the case of the United States v. Sibbald, Ibid. 321, the petition contained a clause soliciting permission to locate the quantity asked for, at a different place from that designated,' 'in the event that this situation will not permit the said form,' and the grant accorded to the claimant, 'the permission he solicited;' on this ground, the objection, which was taken, that the terms of the grant did not authorize a survey at the place where the party made his location, was not sustained by this court. In the case of the United States v. Arredondo, 13 Pet. 133, this court said, that the land must be taken as near as might be to where it was granted; that it could not be taken elsewhere; and that the grant gave no right to any equivalent or another location. In that case, too, the court held, that where 'the description, in the petition, of the locality of the concession, was too indefinite to enable a survey to be made,' the claimants could 'take nothing under the concession.'
II. Supposing, however, that the petition, concession and surveys are sufficient to give locality to the grant, was the title perfected by the claim ant? It was not. The grant was founded on his petition for land, 'to establish a rice plantation;' it was given 'for the objects solicited;' they were never accomplished nor attempted. Independent of this condition, in terms, that arising from the Spanish law was equally imperative. This was not an absolute grant, in consideration of past or future services; it was conferred for purposes of actual cultivation and settlement; the conditions of occupation and improvement, of which the performance is necessary, in such cases, to make the title complete, have been heretofore fully discussed (United States v. Wiggins, 14 Pet. 340), and the declaration of Saavedra, formally confirmed by Governor Coppinger (2 White's New Rec. 284), that concessions made either to foreigners, or natives, with certificates from the governor's secretary, were of no value or effect, if the lands granted were abandoned, or not cultivated, has been deliberately recognised by this court. 14 Pet. 351.
Downing, for the appellees, contended, that the grants of 7000 acres, and 3000 acres, had been made unconditional, by the Spanish government, on the surrender of 15,000 acres which had been granted in another place. The land was surveyed on the 23d of October 1816. He claimed, that by the Florida treaty, by the laws of congress, and by the decisions of this court, in similar cases, the grants should be confirmed, and the decision of the superior court of Florida should be approved by the court.
CATRON, Justice, delivered the opinion of the court.
John Forbes, by his memorial to Governor Kindelan (without date), sets forth, that in 1799, there had been granted to Panton, Leslie & Co., for the purpose of agriculture, and for grazing their cattle, 15,000 acres of land, in the district of St. Johns, which they were under the necessity of abandoning, as being of an inferior quality; that said John Forbes is one of the firm of John Forbes & Co., successor to Panton, Leslie & Co. And said John Forbes prays to be admitted to abandon the 15,000 acres to the king's domain; and in lieu thereof, to have granted to him an equivalent in the district of Nassau river, to wit: That 10,000 acres be granted to him in said district of Nassau river, the survey of which he will produce as soon as the tranquillity of the province enables him to execute it. The petition avers the object was to establish a rice plantation.
The petition was referred to the comptroller, Lopez, for a report thereon, to Governor Kindelan; the comptroller reports, that records of such grants were not made in his office, and of course, he could give no information on the subject; but gives it as his opinion, that the culture of rice should be promoted. On the 28th of July 1814, Governor Kindelan permitted the abandonment of the 15,000 acres granted in 1799; and in lieu thereof granted to John Forbes, for the object of cultivating rice, 10,000 acres, in the district or bank of the river Nassau, and ordered a certificate to issue in the ordinary form, from the secretary's office, to serve the party as a title in form; making the duty of said Forbes to produce the plat and demarcation in proper time. On the 23d of October 1816, George F. Clarke, the surveyor, returned, that he had, as surveyor-general of East Florida, surveyed and delineated for Don Juan Forbes, 7000 acres of land, at the head of the river Little St. Mary's, or St. Mary river; said land being the complement of 10,000 acres, which were granted to him in absolute property, conformable to the annexed plat. Previously, on the 20th of October 1816, said Clarke had surveyed for Forbes, 3000 acres in part of the 10,000 acres granted to him, conformable to the annexed plat. This survey was in Cabbage Swamp. But no other description of locality appears, either from the certificate or plat; nor is there any evidence appearing on the surveys, or by proof, that the lands surveyed lie in the district of the river Nassau, or on the bank of said river; on the contrary, the 7000 acre survey is on the river Little St. Mary's, which a woman, Mrs. Fleming, proves she had heard, was near to the Nassau. The situation of Cabbage Swamp does not appear from the record.
The decree of Governor Kindelan contemplated that the tract should be included in one survey; as did the petition of Forbes. Neither of the surveys corresponding with the concession, in regard to the district where the survey could alone be made; and being on lands not granted by the governor of Florida, the surveys, if confirmed, would be recognised as of themselves appropriations of the lands, independently of the concession on which they profess to be founded; making them the origin of title, and assuming that the surveyor had the power to grant. This court has, on all occasions, holden, when the question has been presented, that the survey must be for the land granted by the proper authority. United States v. Clarke, 8 Pet. 468; United States v. Huertas, 9 Ibid. 171.
The courts of justice can only adjudge what has been granted, and declare that the lands granted by the lawful authorities of Spain, are separated from the public domain; but where the land is expressly granted at one place, they have no power, by a decree, to grant an equivalent at another place, and thereby sanction an abandonment of the grant made by the Spanish authorities. All the public domain of Spain was ceded to this government, by the treaty of cession, and the title in fee to the same vested in the United States; from the lands thus acquired, was excepted individual property. First, the paper title to such private property it is our duty to investigate and ascertain, and by our decisions to establish; and secondly, it is our duty to ascertain, and cause to be surveyed and marked by definite boundaries, the lands granted; and here the duties of the courts end. They have no authority to divest the title of the United States, and vest in a claimant, however just his claim may be, an equivalent. These principles seem to be self-evident; and their assertion not called for, because of their undoubted character; yet the consequences flowing from them will be found to govern a class of cases of large magnitude, now in the course of adjudication. The one before us is of that class. The concession or grant (for the terms are synonymous, in regard to the Spanish titles of Florida) to Juan Forbes, was for 10,000 acres in the district or bank of the river Nassau, with an order, that the concession should serve him as a title in form; 'and it will be the duty of the party to produce the plat and demarcations, in the proper time,' says the decree of the Spanish governor. That this concession is founded on a past consideration; that is, on the surrender of other 15,000 acres previously granted to Panton, Leslie & Company, admits of no doubt; still, the question recurs, what spot of land was granted? Of the district of Nassau, we know nothing, as there is no proof of the existence of such a section of country, in the record; unless we infer that it is in the range of country through which the river Nassau runs. But the description is more precise, and authorizes the grantee to take the land on the bank of this river. That there is such a river as the Nassau, in East Florida, lying south of the St. Mary's river, we know from the general geography of the country; it is, however, a river of considerable length; the land might have been located on either bank, from its commencement as a river, to its mouth at the ocean. No survey of the land granted was ever made; the duty imposed upon the grantee to produce the plat and demarcations, in the proper time, was never performed. This was a condition he assumed upon himself; the execution and return of the survey to the proper office, in such case, could only sever the land granted from the public domain. Before, the grantee had an equal right to any lands on either bank of the river Nassau. The concession was made in 1814; and how long the party had the right to survey and make the demarcation, it is needless to inquire, as it has never been done. We apprehend, however, within six months after the ratification of the treaty, by the contracting parties, respectively, was the latest date at which the condition to survey could have been complied with; on this point, however, no definite and conclusive opinion is called for, and none is given.
Thus situated, the claim was presented to the superior court of Florida for confirmation. The court pronounced the claim valid, that is, that the concession had been made by the lawful authorities of Spain; and it was decreed, that the lands 'be confirmed at the place, as in the memorial of the said John Forbes, and the decree of the governor thereon set forth, to wit, 10,000 acres of land in the district or bank of the river Nassau.' From this decree, the United States appealed; and in the review of which decree, we are compelled to find the land granted, or to reject the claim, because we cannot identify the land. If this cannot be done, we have no power to decree an equivalent out of the lands of the United States; for the reason, that the courts have no authority to divest the title of the government, and to vest it in Forbes's heirs. No particular land having been severed from the public domain by John Forbes, his was the familiar case of one having a claim on a large section of country, unlocated; in its nature and effect, as it regards the government, not differing from the holder of a land-warrant in the American states, which might be located by survey at any spot that was not appropriated by an individual title, in a certain district of country. In such a case, the government has ever been deemed to hold the fee, unaffected by a vested equitable interest, until the location was made according to the laws of the particular country. So, here, Forbes acquired no title to any land that can be recognised by a court of justice, and his claim must be pronounced void for want of identity; and because it is impossible to settle the identity, and locate the land by a judicial decree.
Although this question has not been directly presented to the court for decision, yet it did arise, and received our careful consideration, in the case of the United States v. Arredondo, 13 Pet. 88. In that case, 30,000 acres had been granted to Arredondo, in 1817, designated to lie on Alligator creek, a branch of the Suwanee, to begin about seven miles west of Alligatortown; situated about forty miles north-westwardly from Paynestown, and about eighty miles from Buena Vista; which parts of the country are known under the name of Alachua. The court say—'the land must be taken, as near as may be, as it was granted, and cannot be taken elsewhere. It (the grant) gives no right to an equivalent or another location, if it cannot be found at, or near, the place designated; an equivalent is not secured by the concession, in terms, nor is it by the customs or usages of Spain, nor by any law or ordinance of Spain. And it is proper here to remark, that the acts of congress for ascertaining claims and titles to land in Florida, whilst they recognise the patents, grants, concessions or orders of survey, as evidence of title, when lawfully made, do not permit, in case of a deficiency in the quantity from any cause whatever, the survey to be extended on other lands.' Detailed and careful instructions are then given how the court below shall proceed to identify the land; and how it shall be surveyed when the identity is established: and then the court declare, 'if, however, neither Alligator creek can be found, nor any creek to the west of Alligatortown, entering into the Suwanee, within seven miles distance from the town, or a reasonable distance therefrom; and if Alligatortown cannot be found; then, it is the opinion of this court, that the remaining description in the petition, of the locality of the concession, is too indefinite to enable a survey to be made; and that the appellees can take nothing under the concession.' Subject to this opinion, and a mandate in conformity to it, the cause was remanded to the superior court of East Florida, for further proceedings, in execution of the decree and instructions of this court; and where it is probably now pending. We think the principle adopted unquestionably correct, and which rules this case.
The petition of Juan Forbes, and the concession of Governor Kindelan, are authenticated and were read in evidence by the following certificate:
'On the date, a copy of this expediente was given to the interested party above.
We feel strongly impressed with the deficiency and unsatisfactory character of the foregoing certificate; but as no objection was made to the introduction of the title papers in the court below, on behalf of the United States, on the hearing; and as the cause has presented no difficulty on its merits; this preliminary point has been passed over, with this indication; so that in future, the objection may be taken below, should it be deemed desirable to present the question on part of the government, whether such authentication is sufficient to auehorize the evidences of title to be read. We order, the decree of the superior court to be reversed, and that the petition be dismissed.
THIS cause came on to be heard, on the transcript of the record from the superior court for the district of East Florida, and was argued by counsel: On consideration whereof, it is the opinion of this court, that the grant or concession is void for the want of identity; that it appropriates no land; that the said petitioner has acquired no right or title to any specific land. Whereupon, it is now here decreed and ordered by this court, that the decree of the said superior court in this cause be and the same is hereby reversed and annulled; and that this cause be and the same is hereby remanded to the said superior court, with directions to enter a decree in conformity to the opinion of this court.