534 US 61 Correctional Services Corporation v. John E Malesko
534 U.S. 61
122 S.Ct. 515
151 L.Ed.2d 456
CORRECTIONAL SERVICES CORPORATION, PETITIONER
JOHN E. MALESKO
Supreme Court of the United States
Argued October 1, 2001
Decided November 27, 2001
NOTICE: This opinion is subject to formal revision before publication in the preliminary print of the United States Reports. Readers are requested to notify the Reporter of Decisions, Supreme Court of the United States, Washington, D. C. 20543, of any typographical or other formal errors, in order that corrections may be made before the preliminary print goes to press.
Petitioner Correctional Services Corporation (CSC), under contract with the federal Bureau of Prisons (BOP), operates Le Marquis Community Correctional Center (Le Marquis), a facility that houses federal inmates. After respondent, a federal inmate afflicted with a heart condition limiting his ability to climb stairs, was assigned to a bedroom on Le Marquis' fifth floor, CSC instituted a policy requiring inmates residing below the sixth floor to use the stairs rather than the elevator. Respondent was exempted from this policy. But when a CSC employee forbade respondent to use the elevator to reach his bedroom, he climbed the stairs, suffered a heart attack, and fell. Subsequently, respondent filed this damages action against CSC and individual defendants, alleging, inter alia, that they were negligent in refusing him the use of the elevator. The District Court treated the complaint as raising claims under Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388, in which this Court recognized for the first time an implied private action for damages against federal officers alleged to have violated a citizen's constitutional rights. In dismissing the suit, the District Court relied on FDIC v. Meyer, 510 U.S. 471, reasoning, inter alia, that a Bivens action may only be maintained against an individual, not a corporate entity. The Second Circuit reversed in pertinent part and remanded, remarking, with respect to CSC, that Meyer expressly declined to expand the category of defendants against whom Bivens-type actions may be brought to include not only federal agents, but also federal agencies. But the court reasoned that such private entities should be held liable under Bivens to accomplish the important Bivens goal of providing a remedy for constitutional violations.
Held: Bivens' limited holding may not be extended to confer a right of action for damages against private entities acting under color of federal law. The Court's authority to imply a new constitutional tort, not expressly authorized by statute, is anchored in its general jurisdiction to decide all cases arising under federal law. The Court first exercised this authority in Bivens. From a discussion of that and subsequent cases, it is clear that respondent's claim is fundamentally different from anything the Court has heretofore recognized. In 30 years of Bivens jurisprudence, the Court has extended its holding only twice, to provide an otherwise nonexistent cause of action against individual officers alleged to have acted unconstitutionally, e.g., Carlson v. Green, 446 U.S. 14, and to provide a cause of action for a plaintiff who lacked any alternative remedy for harms caused by an individual officer's unconstitutional conduct, e.g., Davis v. Passman, 442 U.S. 228, 245. Where such circumstances are not present, the Court has consistently rejected invitations to extend Bivens, often for reasons that foreclose its extension here. See, e.g., Bush v. Lucas, 462 U.S. 367. Bivens' purpose is to deter individual federal officers, not the agency, from committing constitutional violations. Meyer made clear, inter alia, that the threat of suit against an individual's employer was not the kind of deterrence contemplated by Bivens. 510 U.S., at 485. This case is, in every meaningful sense, the same. For if a corporate defendant is available for suit, claimants will focus their collection efforts on it, and not the individual directly responsible for the alleged injury. On Meyer's logic, inferring a constitutional tort remedy against a private entity like CSC is therefore foreclosed. Respondent's claim that requiring private corporations acting under color of federal law to pay for the constitutional harms they commit is the best way to discourage future harms has no relevance to Bivens, which is concerned solely with deterring individual officers' unconstitutional acts. There is no reason here to consider extending Bivens beyond its core premise. To begin with, no federal prisoners enjoy respondent's contemplated remedy. If such a prisoner in a BOP facility alleges a constitutional deprivation, his only remedy lies against the offending individual officer. Whether it makes sense to impose asymmetrical liability costs on private prison facilities alone is a question for Congress to decide. Nor is this a situation in which claimants in respondent's shoes lack effective remedies. It was conceded at oral argument that alternative remedies are at least as great, and in many respects greater, than anything that could be had under Bivens. For example, federal prisoners in private facilities enjoy a parallel tort remedy that is unavailable to prisoners housed in government facilities. Inmates in respondent's position also have full access to remedial mechanisms established by the BOP, including suits in federal court for injunctive relief-long recognized as the proper means for preventing entities from acting unconstitutionally-and grievances filed through the BOP's Administrative Remedy Program. Pp. 4-12.
229 F.3d 374, reversed.
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
Rehnquist, C. J., delivered the opinion of the Court, in which O'Connor, Scalia, Kennedy, and Thomas, JJ., joined.
Opinion of the Court
Chief Justice Rehnquist delivered the opinion of the Court.
We decide here whether the implied damages action first recognized in Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388 (1971), should be extended to allow recovery against a private corporation operating a halfway house under contract with the Bureau of Prisons. We decline to so extend Bivens.
Petitioner Correctional Services Corporation (CSC), under contract with the federal Bureau of Prisons (BOP), operates Community Corrections Centers and other facilities that house federal prisoners and detainees.1 Since the late 1980's, CSC has operated Le Marquis Community Correctional Center (Le Marquis), a halfway house located in New York City. Respondent John E. Malesko is a former federal inmate who, having been convicted of federal securities fraud in December 1992, was sentenced to a term of 18 months' imprisonment under the supervision of the BOP. During his imprisonment, respondent was diagnosed with a heart condition and treated with prescription medication. Respondent's condition limited his ability to engage in physical activity, such as climbing stairs.
In February 1993, the BOP transferred respondent to Le Marquis where he was to serve the remainder of his sentence. Respondent was assigned to living quarters on the fifth floor. On or about March 1, 1994, petitioner instituted a policy at Le Marquis requiring inmates residing below the sixth floor to use the staircase rather than the elevator to travel from the first-floor lobby to their rooms. There is no dispute that respondent was exempted from this policy on account of his heart condition. Respondent alleges that on March 28, 1994, however, Jorge Urena, an employee of petitioner, forbade him to use the elevator to reach his fifth-floor bedroom. Respondent protested that he was specially permitted elevator access, but Urena was adamant. Respondent then climbed the stairs, suffered a heart attack, and fell, injuring his left ear.
Three years after this incident occurred, respondent filed a pro se action against CSC and unnamed CSC employees in the United States District Court for the Southern District of New York. Two years later, now acting with counsel, respondent filed an amended complaint which named Urena as 1 of the 10 John Doe defendants. The amended complaint alleged that CSC, Urena, and unnamed defendants were "negligent in failing to obtain requisite medication for [respondent's] condition and were further negligent by refusing [respondent] the use of the elevator." App. 12. It further alleged that respondent injured his left ear and aggravated a pre-existing condition "[a]s a result of the negligence of the Defendants." Ibid. Respondent demanded judgment in the sum of $1 million in compensatory damages, $3 million in anticipated future damages, and punitive damages "for such sum as the Court and/or [j]ury may determine." Id., at 13.
The District Court treated the amended complaint as raising claims under Bivens v. Six Unknown Fed. Narcotics Agents, supra, and dismissed respondent's cause of action in its entirety. App. to Pet. for Cert. 20a. Relying on our decision in FDIC v. Meyer, 510 U.S. 471 (1994), the District Court reasoned that "a Bivens action may only be maintained against an individual," and thus was not available against petitioner, a corporate entity. App. to Pet. for Cert. 20a. With respect to Urena and the unnamed individual defendants, the complaint was dismissed on statute of limitations grounds.
The Court of Appeals for the Second Circuit affirmed in part, reversed in part, and remanded. 229 F.3d 374 (2000). That court affirmed dismissal of respondent's claims against individual defendants as barred by the statute of limitations. Respondent has not challenged that ruling, and the parties agree that the question whether a Bivens action might lie against a private individual is not presented here. With respect to petitioner, the Court of Appeals remarked that Meyer expressly declined " 'to expand the category of defendants against whom Bivens-type actions may be brought to include not only federal agents, but federal agencies as well.' " 229 F.3d, at 378 (quoting Meyer, supra, at 484 (emphasis deleted)). But the court reasoned that private entities like petitioner should be held liable under Bivens to "accomplish the ... important Bivens goal of providing a remedy for constitutional violations." 229 F.3d, at 380.
We granted certiorari, 532 U.S. 902 (2001), and now reverse.2
In Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388 (1971), we recognized for the first time an implied private action for damages against federal officers alleged to have violated a citizen's constitutional rights. Respondent now asks that we extend this limited holding to confer a right of action for damages against private entities acting under color of federal law. He contends that the Court must recognize a federal remedy at law wherever there has been an alleged constitutional deprivation, no matter that the victim of the alleged deprivation might have alternative remedies elsewhere, and that the proposed remedy would not significantly deter the principal wrongdoer, an individual private employee. We have heretofore refused to imply new substantive liabilities under such circumstances, and we decline to do so here.
Our authority to imply a new constitutional tort, not expressly authorized by statute, is anchored in our general jurisdiction to decide all cases "arising under the Constitution, laws, or treaties of the United States." 28 U.S.C. 1331. See, e.g., Schweiker v. Chilicky, 487 U.S. 412, 420-421 (1988); Bush v. Lucas, 462 U.S. 367, 373-374 (1983). We first exercised this authority in Bivens, where we held that a victim of a Fourth Amendment violation by federal officers may bring suit for money damages against the officers in federal court. Bivens acknowledged that Congress had never provided for a private right of action against federal officers, and that "the Fourth Amendment does not in so many words provide for its enforcement by award of money damages for the consequences of its violation." 403 U.S., at 396. Nonetheless, relying largely on earlier decisions implying private damages actions into federal statutes, see id., at 397 (citing J. I. Case Co. v. Borak, 377 U.S. 426, 433 (1964)); 403 U.S., at 402-403, n. 4 (Harlan, J., concurring in judgment) ("The Borak case is an especially clear example of the exercise of federal judicial power to accord damages as an appropriate remedy in the absence of any express statutory authorization of a federal cause of action"), and finding "no special factors counseling hesitation in the absence of affirmative action by Congress," id., at 395-396, we found an implied damages remedy available under the Fourth Amendment.3
In the decade following Bivens, we recognized an implied damages remedy under the Due Process Clause of the Fifth Amendment, Davis v. Passman, 442 U.S. 228 (1979), and the Cruel and Unusual Punishment Clause of the Eighth Amendment, Carlson v. Green, 446 U.S. 14 (1980). In both Davis and Carlson, we applied the core holding of Bivens, recognizing in limited circumstances a claim for money damages against federal officers who abuse their constitutional authority. In Davis, we inferred a new right of action chiefly because the plaintiff lacked any other remedy for the alleged constitutional deprivation. 442 U.S., at 245 ("For Davis, as for Bivens, it is damages or nothing"). In Carlson, we inferred a right of action against individual prison officials where the plaintiff's only alternative was a Federal Tort Claims Act (FTCA) claim against the United States. 446 U.S., at 18-23. We reasoned that the threat of suit against the United States was insufficient to deter the unconstitutional acts of individuals. Id., at 21 ("Because the Bivens remedy is recoverable against individuals, it is a more effective deterrent than the FTCA remedy"). We also found it "crystal clear" that Congress intended the FTCA and Bivens to serve as "parallel" and "complementary" sources of liability. 446 U.S., at 19-20.
Since Carlson we have consistently refused to extend Bivens liability to any new context or new category of defendants. In Bush v. Lucas, supra, we declined to create a Bivens remedy against individual Government officials for a First Amendment violation arising in the context of federal employment. Although the plaintiff had no opportunity to fully remedy the constitutional violation, we held that administrative review mechanisms crafted by Congress provided meaningful redress and thereby foreclosed the need to fashion a new, judicially crafted cause of action. 462 U.S., at 378, n. 14, 386-388. We further recognized Congress' institutional competence in crafting appropriate relief for aggrieved federal employees as a "special factor counseling hesitation in the creation of a new remedy." Id., at 380. See also id., at 389 (noting that "Congress is in a far better position than a court to evaluate the impact of a new species of litigation between federal employees"). We have reached a similar result in the military context, Chappell v. Wallace, 462 U.S. 296, 304 (1983), even where the defendants were alleged to have been civilian personnel, United States v. Stanley, 483 U.S. 669, 681 (1987).
In Schweiker v. Chilicky, we declined to infer a damages action against individual government employees alleged to have violated due process in their handling of Social Security applications. We observed that our "decisions have responded cautiously to suggestions that Bivens remedies be extended into new contexts." 487 U.S., at 421. In light of these decisions, we noted that "[t]he absence of statutory relief for a constitutional violation ... does not by any means necessarily imply that courts should award money damages against the officers responsible for the violation." Id., at 421-422. We therefore rejected the claim that a Bivens remedy should be implied simply for want of any other means for challenging a constitutional deprivation in federal court. It did not matter, for example, that "[t]he creation of a Bivens remedy would obviously offer the prospect of relief for injuries that must now go unredressed." 487 U.S., at 425. See also Bush, supra, at 388 (noting that "existing remedies do not provide complete relief for the plaintiff"); Stanley, supra, at 683 ("[I]t is irrelevant to a special factors analysis whether the laws currently on the books afford Stanley ... an adequate federal remedy for his injuries" (internal quotation marks omitted)). So long as the plaintiff had an avenue for some redress, bedrock principles of separation of powers foreclosed judicial imposition of a new substantive liability. Chilicky, supra, at 425-427.
Most recently, in FDIC v. Meyer, we unanimously declined an invitation to extend Bivens to permit suit against a federal agency, even though the agency-because Congress had waived sovereign immunity-was otherwise amenable to suit. 510 U.S., at 484-486. Our opinion emphasized that "the purpose of Bivens is to deter the officer," not the agency. Id., at 485 (emphasis in original) (citing Carlson v. Green, supra, at 21). We reasoned that if given the choice, plaintiffs would sue a federal agency instead of an individual who could assert qualified immunity as an affirmative defense. To the extent aggrieved parties had less incentive to bring a damages claim against individuals, "the deterrent effects of the Bivens remedy would be lost." 510 U.S., at 485. Accordingly, to allow a Bivens claim against federal agencies "would mean the evisceration of the Bivens remedy, rather than its extension." 510 U.S., at 485. We noted further that "special factors" counseled hesitation in light of the "potentially enormous financial burden" that agency liability would entail. Id., at 486.
From this discussion, it is clear that the claim urged by respondent is fundamentally different from anything recognized in Bivens or subsequent cases. In 30 years of Bivens jurisprudence we have extended its holding only twice, to provide an otherwise nonexistent cause of action against individual officers alleged to have acted unconstitutionally, or to provide a cause of action for a plaintiff who lacked any alternative remedy for harms caused by an individual officer's unconstitutional conduct. Where such circumstances are not present, we have consistently rejected invitations to extend Bivens, often for reasons that foreclose its extension here.4
The purpose of Bivens is to deter individual federal officers from committing constitutional violations. Meyer made clear that the threat of litigation and liability will adequately deter federal officers for Bivens purposes no matter that they may enjoy qualified immunity, 510 U.S., at 474, 485, are indemnified by the employing agency or entity, id., at 486, or are acting pursuant to an entity's policy, id., at 473-474. Meyer also made clear that the threat of suit against an individual's employer was not the kind of deterrence contemplated by Bivens. See 510 U.S., at 485 ("If we were to imply a damages action directly against federal agencies ... there would be no reason for aggrieved parties to bring damages actions against individual officers. [T]he deterrent effects of the Bivens remedy would be lost"). This case is, in every meaningful sense, the same. For if a corporate defendant is available for suit, claimants will focus their collection efforts on it, and not the individual directly responsible for the alleged injury. See, e.g., TXO Production Corp. v. Alliance Resources Corp., 509 U.S. 443, 464 (1993) (plurality opinion) (recognizing that corporations fare much worse before juries than do individuals); id., at 490-492 (O'Connor, J., dissenting) (same) (citing authorities). On the logic of Meyer, inferring a constitutional tort remedy against a private entity like CSC is therefore foreclosed.
Respondent claims that even under Meyer's deterrence rationale, implying a suit against private corporations acting under color of federal law is still necessary to advance the core deterrence purpose of Bivens. He argues that because corporations respond to market pressures and make decisions without regard to constitutional obligations, requiring payment for the constitutional harms they commit is the best way to discourage future harms. That may be so, but it has no relevance to Bivens, which is concerned solely with deterring the unconstitutional acts of individual officers. If deterring the conduct of a policy-making entity was the purpose of Bivens, then Meyer would have implied a damages remedy against the Federal Deposit Insurance Corporation; it was after all an agency policy that led to Meyer's constitutional deprivation. Meyer, supra, at 473-474. But Bivens from its inception has been based not on that premise, but on the deterrence of individual officers who commit unconstitutional acts.
There is no reason for us to consider extending Bivens beyond this core premise here.5 To begin with, no federal prisoners enjoy respondent's contemplated remedy. If a federal prisoner in a BOP facility alleges a constitutional deprivation, he may bring a Bivens claim against the offending individual officer, subject to the defense of qualified immunity. The prisoner may not bring a Bivens claim against the officer's employer, the United States or the BOP. With respect to the alleged constitutional deprivation, his only remedy lies against the individual; a remedy Meyer found sufficient, and which respondent did not timely pursue. Whether it makes sense to impose asymmetrical liability costs on private prison facilities alone is a question for Congress, not us, to decide.
Nor are we confronted with a situation in which claimants in respondent's shoes lack effective remedies. Cf. Bivens, 403 U.S., at 410 (Harlan, J., concurring in judgment) ("For people in Bivens' shoes, it is damages or nothing"); Davis, 442 U.S., at 245 ("For Davis, as for Bivens, it is damages or nothing" (internal quotaton marks omitted)). It was conceded at oral argument that alternative remedies are at least as great, and in many respects greater, than anything that could be had under Bivens. Tr. of Oral Arg. 41-42, 43. For example, federal prisoners in private facilities enjoy a parallel tort remedy that is unavailable to prisoners housed in government facilities. See Brief in Opposition 13. This case demonstrates as much, since respondent's complaint in the District Court arguably alleged no more than a quintessential claim of negligence. It maintained that named and unnamed defendants were "negligent in failing to obtain requisite medication ... and were further negligent by refusing ... use of the elevator." App. 12 (emphasis added). It further maintained that respondent suffered injuries "[a]s a result of the negligence of the Defendants." Ibid. (emphasis added). The District Court, however, construed the complaint as raising a Bivens claim, presumably under the Cruel and Unusual Punishment Clause of the Eighth Amendment. Respondent accepted this theory of liability, and he has never sought relief on any other ground. This is somewhat ironic, because the heightened "deliberate indifference" standard of Eighth Amendment liability, Estelle v. Gamble, 429 U.S. 97, 104 (1976), would make it considerably more difficult for respondent to prevail than on a theory of ordinary negligence, see, e.g., Farmer v. Brennan, 511 U.S. 825, 835 (1994) ("[D]eliberate indifference describes a state of mind more blameworthy than negligence").
This also makes respondent's situation altogether different from Bivens, in which we found alternative state tort remedies to be "inconsistent or even hostile" to a remedy inferred from the Fourth Amendment. 403 U.S., at 393-394. When a federal officer appears at the door and requests entry, one cannot always be expected to resist. See id., at 394 ("[A] claim of authority to enter is likely to unlock the door"). Yet lack of resistance alone might foreclose a cause of action in trespass or privacy. Ibid. Therefore, we reasoned in Bivens that other than an implied constitutional tort remedy, "there remain[ed] ... but the alternative of resistance, which may amount to a crime." Id., at 395 (internal quotation marks and citation omitted). Such logic does not apply to respondent, whose claim of negligence or deliberate indifference requires no resistance to official action, and whose lack of alternative tort remedies was due solely to strategic choice.6
Inmates in respondent's position also have full access to remedial mechanisms established by the BOP, including suits in federal court for injunctive relief and grievances filed through the BOP's Administrative Remedy Program (ARP). See 28 CFR 542.10 (2001) (explaining ARP as providing "a process through which inmates may seek formal review of an issue which relates to any aspect of their confinement"). This program provides yet another means through which allegedly unconstitutional actions and policies can be brought to the attention of the BOP and prevented from recurring. And unlike the Bivens remedy, which we have never considered a proper vehicle for altering an entity's policy, injunctive relief has long been recognized as the proper means for preventing entities from acting unconstitutionally.
In sum, respondent is not a plaintiff in search of a remedy as in Bivens and Davis. Nor does he seek a cause of action against an individual officer, otherwise lacking, as in Carlson. Respondent instead seeks a marked extension of Bivens, to contexts that would not advance Bivens' core purpose of deterring individual officers from engaging in unconstitutional wrongdoing. The caution toward extending Bivens remedies into any new context, a caution consistently and repeatedly recognized for three decades, forecloses such an extension here.
The judgment of the Court of Appeals is reversed.
It is so ordered.
Scalia, J., filed a concurring opinion, in which Thomas, J., joined.
Stevens, J., filed a dissenting opinion, in which Souter, Ginsburg, and Breyer, JJ., joined.
Petitioner is hardly unique in this regard. The BOP has since 1981 relied exclusively on contracts with private institutions and state and local governments for the operation of halfway house facilities to help federal prisoners reintegrate into society. The BOP contracts not only with for-profit entities like petitioner, but also with charitable organizations like Volunteers for America (which operates facilities in Indiana, Louisiana, Maryland, Minnesota, New York, and Texas), the Salvation Army (Arkansas, Florida, Illinois, North Carolina, Tennessee, and Texas), Progress House Association (Oregon), Triangle Center (Illinois), and Catholic Social Services (Pennsylvania).
The Courts of Appeals have divided on whether FDIC v. Meyer, 510 U.S. 471 (1994), forecloses the extension of Bivens to private entities. Compare Hammons v. Norfolk Southern Corp., 156 F.3d 701, 705 (CA6 1998) ("Nothing in Meyer prohibits a Bivens claim against a private corporation that engages in federal action"), with Kauffman v. Anglo-American School of Sofia, 28 F.3d 1223, 1227 (CADC 1994) ("[Under] Meyer's conclusion that public federal agencies are not subject to Bivens liability, it follows that equivalent private entities should not be liable either"). We hold today that it does.
Since our decision in Borak, we have retreated from our previous willingness to imply a cause of action where Congress has not provided one. See, e.g., Central Bank of Denver, N. A. v. First Interstate Bank of Denver, N. A., 511 U.S. 164, 188 (1994); Transamerica Mortgage Advisors, Inc. v. Lewis, 444 U.S. 11, 15-16 (1979); Cannon v. University of Chicago, 441 U.S. 677, 688 (1979); id., at 717-718 (Rehnquist, J., concurring). Just last Term it was noted that we "abandoned" the view of Borak decades ago, and have repeatedly declined to "revert" to "the understanding of private causes of action that held sway 40 years ago." Alexander v. Sandoval, 532 U.S. 275, 287 (2001).
Justice Stevens' claim that this case does not implicate an "extension" of Bivens, post, at 2, 8 (dissenting opinion), might come as some surprise to the Court of Appeals which twice characterized its own holding as "extending Bivens liability to reach private corporations." 229 F.3d 374, 381 (CA2 2000). See also ibid. ("Bivens liability should extend to private corporations").
Justice Stevens claims that our holding in favor of petitioner portends "tragic consequence[s]," post, at 6, and "jeopardize[s] the constitutional rights of . . . tens of thousands of inmates," post, at 7. He refers to examples of cases suggesting that private correctional providers routinely abuse and take advantage of inmates under their control. Post, at 7, n. 9 (citing Brief for Legal Aid Society of New York as Amicus Curiae 8-25). See also Brief for American Civil Liberties Union as Amicus Curiae 14-16, and n. 6 (citing and discussing "abundant" examples of such abuse). In all but one of these examples, however, the private facility in question housed state prisoners-prisoners who already enjoy a right of action against private correctional providers under 42 U.S.C. 1983. If it is true that the imperatives for deterring the unconstitutional conduct of private correctional providers are so strong as to demand that we imply a new right of action directly from the Constitution, then abuses of authority should be less prevalent in state facilities, where Congress already provides for such liability. That the trend appears to be just the opposite is not surprising given the BOP's oversight and monitoring of its private contract facilities, see Brief for United States as Amicus Curiae 4-5, 24-26, which Justice Stevens does not mention.
Where the government has directed a contractor to do the very thing that is the subject of the claim, we have recognized this as a special circumstance where the contractor may assert a defense. Boyle v. United Technologies Corp., 487 U.S. 500 (1988). The record here would provide no basis for such a defense.
Justice Scalia, with whom Justice Thomas joins, concurring.
I join the opinion of the Court because I agree that a narrow interpretation of the rationale of Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388 (1971), would not logically produce its application to the circumstances of this case. The dissent is doubtless correct that a broad interpretation of its rationale would logically produce such application, but I am not inclined (and the Court has not been inclined) to construe Bivens broadly.
In joining the Court's opinion, however, I do not mean to imply that, if the narrowest rationale of Bivens did apply to a new context, I would extend its holding. I would not. Bivens is a relic of the heady days in which this Court assumed common-law powers to create causes of action-decreeing them to be "implied" by the mere existence of a statutory or constitutional prohibition. As the Court points out, ante, at 5, and n. 3, we have abandoned that power to invent "implications" in the statutory field, see Alexander v. Sandoval, 532 U.S. 275, 287 (2001). There is even greater reason to abandon it in the constitutional field, since an "implication" imagined in the Constitution can presumably not even be repudiated by Congress. I would limit Bivens and its two follow-on cases (Davis v. Passman, 442 U.S. 228 (1979), and Carlson v. Green, 446 U.S. 14 (1980)) to the precise circumstances that they involved.
Justice Stevens, with whom Justice Souter, Justice Ginsburg, and Justice Breyer join, dissenting.
In Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388 (1971), the Court affirmatively answered the question that it had reserved in Bell v. Hood, 327 U.S. 678 (1946): whether a violation of the Fourth Amendment "by a federal agent acting under color of his authority gives rise to a cause of action for damages consequent upon his unconstitutional conduct." 403 U.S., at 389 (emphasis added). Nearly a decade later, in Carlson v. Green, 446 U.S. 14 (1980), we held that a violation of the Eighth Amendment by federal prison officials gave rise to a Bivens remedy despite the fact that the plaintiffs also had a remedy against the United States under the Federal Tort Claims Act (FTCA). We stated: "Bivens established that the victims of a constitutional violation by a federal agent have a right to recover damages against the official in federal court despite the absence of any statute conferring such a right." 446 U. S., at 18 (emphasis added).
In subsequent cases, we have decided that a Bivens remedy is not available for every conceivable constitutional violation.1 We have never, however, qualified our holding that Eighth Amendment violations are actionable under Bivens. See Farmer v. Brennan, 511 U.S. 825 (1994); McCarthy v. Madigan, 503 U.S. 140 (1992). Nor have we ever suggested that a category of federal agents can commit Eighth Amendment violations with impunity.
The parties before us have assumed that respondent's complaint has alleged a violation of the Eighth Amendment.2 The violation was committed by a federal agent-a private corporation employed by the Bureau of Prisons to perform functions that would otherwise be performed by individual employees of the Federal Government. Thus, the question presented by this case is whether the Court should create an exception to the straightforward application of Bivens and Carlson, not whether it should extend our cases beyond their "core premise," ante, at 9. This point is evident from the fact that prior to our recent decision in FDIC v. Meyer, 510 U.S. 471 (1994), the Courts of Appeals had consistently and correctly held that corporate agents performing federal functions, like human agents doing so, were proper defendants in Bivens actions.3
Meyer, which concluded that federal agencies are not suable under Bivens, does not lead to the outcome reached by the Court today. In that case, we did not discuss private corporate agents, nor suggest that such agents should be viewed differently from human ones. Rather, in Meyer, we drew a distinction between "federal agents" and "an agency of the Federal Government," 510 U. S., at 473. Indeed, our repeated references to the Federal Deposit Insurance Corporation's (FDIC) status as a "federal agency" emphasized the FDIC's affinity to the federal sovereign. We expressed concern that damages sought directly from federal agencies, such as the FDIC, would "creat[e] a potentially enormous financial burden for the Federal Government." Id., at 486. And it must be kept in mind that Meyer involved the FDIC's waiver of sovereign immunity, which, had the Court in Meyer recognized a cause of action, would have permitted the very sort of lawsuit that Bivens presumed impossible: "a direct action against the Government." 510 U.S., at 485.4
Moreover, in Meyer, as in Bush v. Lucas, 462 U.S. 367 (1983), and Schweiker v. Chilicky, 487 U.S. 412 (1988), we were not dealing with a well-recognized cause of action. The cause of action alleged in Meyer was a violation of procedural due process, and as the Meyer Court noted, "a Bivens action alleging a violation of the Due Process Clause of the Fifth Amendment may be appropriate in some contexts, but not in others." 510 U.S., at 484, n. 9. Not only is substantive liability assumed in the present case, but respondent's Eighth Amendment claim falls in the heartland of substantive Bivens claims.5
Because Meyer does not dispose of this case, the Court claims that the rationales underlying Bivens-namely, lack of alternative remedies and deterrence-are not present in cases in which suit is brought against a private corporation serving as a federal agent. However, common sense, buttressed by all of the reasons that supported the holding in Bivens, leads to the conclusion that corporate agents should not be treated more favorably than human agents.
First, the Court argues that respondent enjoys alternative remedies against the corporate agent that distinguish this case from Bivens. In doing so, the Court characterizes Bivens and its progeny as cases in which plaintiffs lacked "any alternative remedy," ante, at 8. In Bivens, however, even though the plaintiff's suit against the Federal Government under state tort law may have been barred by sovereign immunity, a suit against the officer himself under state tort law was theoretically possible. Moreover, as the Court recognized in Carlson, Bivens plaintiffs also have remedies available under the FTCA. Thus, the Court is incorrect to portray Bivens plaintiffs as lacking any other avenue of relief, and to imply as a result that respondent in this case had a substantially wider array of non-Bivens remedies at his disposal than do other Bivens plaintiffs.6 If alternative remedies provide a sufficient justification for closing the federal forum here, where the defendant is a private corporation, the claims against the individual defendants in Carlson, in light of the FTCA alternative, should have been rejected as well.7
It is ironic that the Court relies so heavily for its holding on this assumption that alternative effective remedies-primarily negligence actions in state court-are available to respondent. See ante, at 10-12. Like Justice Harlan, I think it "entirely proper that these injuries be compensable according to uniform rules of federal law, especially in light of the very large element of federal law which must in any event control the scope of official defenses to liability." Bivens, 403 U.S., at 409 (opinion concurring in judgment). And aside from undermining uniformity, the Court's reliance on state tort law will jeopardize the protection of the full scope of federal constitutional rights. State law might have comparable causes of action for tort claims like the Eighth Amendment violation alleged here, see ante, at 10-11, but other unconstitutional actions by prison employees, such as violations of the Equal Protection or Due Process Clauses, may find no parallel causes of action in state tort law. Even though respondent here may have been able to sue for some degree of relief under state law because his Eighth Amendment claim could have been pleaded as negligence, future plaintiffs with constitutional claims less like traditional torts will not necessarily be so situated.8
Second, the Court claims that the deterrence goals of Bivens would not be served by permitting liability here. Ante, at 8-9 (citing Meyer). It cannot be seriously maintained, however, that tort remedies against corporate employers have less deterrent value than actions against their employees. As the Court has previously noted, the "organizational structure" of private prisons "is one subject to the ordinary competitive pressures that normally help private firms adjust their behavior in response to the incentives that tort suits provide-pressures not necessarily present in government departments." Richardson v. McKnight, 521 U.S. 399, 412 (1997). Thus, the private corporate entity at issue here is readily distinguishable from the federal agency in Meyer. Indeed, a tragic consequence of today's decision is the clear incentive it gives to corporate managers of privately operated custodial institutions to adopt cost-saving policies that jeopardize the constitutional rights of the tens of thousands of inmates in their custody.9
The Court raises a concern with imposing "asymmetrical liability costs on private prison facilities," ante, at 10, and further claims that because federal prisoners in Government-run institutions can only sue officers, it would be unfair to permit federal prisoners in private institutions to sue an "officer's employer," ibid. Permitting liability in the present case, however, would produce symmetry: both private and public prisoners would be unable to sue the principal (i.e., the Government), but would be able to sue the primary federal agent (i.e., the government official or the corporation). Indeed, it is the Court's decision that creates asymmetry-between federal and state prisoners housed in private correctional facilities. Under 42 U.S.C. 1983 a state prisoner may sue a private prison for deprivation of constitutional rights, see Lugar v. Edmondson Oil Co., 457 U.S. 922, 936-937 (1982) (permitting suit under 1983 against private corporations exercising "state action"), yet the Court denies such a remedy to that prisoner's federal counterpart. It is true that we have never expressly held that the contours of Bivens and 1983 are identical. The Court, however, has recognized sound jurisprudential reasons for parallelism, as different standards for claims against state and federal actors "would be incongruous and confusing." Butz v. Economou, 438 U.S. 478, 499 (1978) (internal quotation marks omitted); cf. Bolling v. Sharpe, 347 U.S. 497, 500 (1954) ("In view of our decision that the Constitution prohibits the states from maintaining racially segregated public schools, it would be unthinkable that the same Constitution would impose a lesser duty on the Federal Government"). The value of such parallelism was in fact furthered by Meyer, since 1983 would not have provided the plaintiff a remedy had he pressed a similar claim against a state agency.
It is apparent from the Court's critical discussion of the thoughtful opinions of Justice Harlan and his contemporaries, ante, at 5, and n. 3, and from its erroneous statement of the question presented by this case as whether Bivens "should be extended" to allow recovery against a private corporation employed as a federal agent, ante, at 1, that the driving force behind the Court's decision is a disagreement with the holding in Bivens itself.10 There are at least two reasons why it is improper for the Court to allow its decision in this case to be influenced by that predisposition. First, as is clear from the legislative materials cited in Carlson, 446 U.S., at 19-20, see also ante, at 6, Congress has effectively ratified the Bivens remedy; surely Congress has never sought to abolish it. Second, a rule that has been such a well-recognized part of our law for over 30 years should be accorded full respect by the Members of this Court, whether or not they would have endorsed that rule when it was first announced. For our primary duty is to apply and enforce settled law, not to revise that law to accord with our own notions of sound policy.
I respectfully dissent.
Although it might have challenged the sufficiency of respondent's constitutional claim, see ante, at 10-11, petitioner has not done so. See Tr. of Oral Arg. 55 (acknowledgment by petitioner that the complaint states an Eighth Amendment violation). Its petition for certiorari presented the single question whether a Bivens cause of action for damages "should be implied against a private corporation acting under color of federal law." Pet. for Cert. (i).
See Schowengerdt v. General Dynamics Corp., 823 F.2d 1328 (CA9 1987); Reuber v. United States, 750 F.2d 1039 (CADC 1984); Gerena v. Puerto Rico Legal Servs., Inc., 697 F.2d 447 (CA1 1983); Dobyns v. E-Systems, Inc., 667 F.2d 1219 (CA5 1982); Yiamouyiannis v. Chemical Abstracts Serv., 521 F.2d 1392 (CA6 1975). It is true that one court has overruled its Circuit precedent in light of Meyer and held that Meyer dictates the exclusion of all corporate entities from Bivens liability. Kauffman v. Anglo-American School of Sofia, 28 F.3d 1223 (CADC 1994). However, as another court has explained, that conclusion is in no way compelled by Meyer. See Hammons v. Norfolk Southern Corp., 156 F.3d 701 (CA6 1998).
Meyer also did not address the present situation because the Court understood the plaintiff's "real complaint" in that case to be that the individual officers would be shielded by qualified immunity, 510 U.S., at 485, a concern not present in the case before us, see Richardson v. McKnight, 521 U.S. 399, 412 (1997) (denying qualified immunity to private prison guards in a suit under 42 U.S.C. 1983).
The Court incorrectly assumes that we are being asked "to imply a new constitutional tort," ante, at 4. The tort here is, however, well established; the only question is whether a remedy in damages is available against a limited class of tortfeasors.
The Court recognizes that the question whether a Bivens action would lie against the individual employees of a private corporation like Correctional Services Corporation (CSC) is not raised in the present case. Ante, at 3. Both petitioner and respondent have assumed Bivens would apply to these individuals, and the United States as amicus maintains that such liability would be appropriate under Bivens. It does seem puzzling that Bivens liability would attach to the private individual employees of such corporations-subagents of the Federal Government-but not to the corporate agents themselves. However, the United States explicitly maintains this to be the case, and the reasoning of the Court's opinion relies, at least in part, on the availability of a remedy against employees of private prisons. Cf. ante, at 10 (noting that Meyer "found sufficient" a remedy against the individual officer, "which respondent did not timely pursue" (emphasis added)).
Although the Court lightly references administrative remedies that might be available to CSC-housed inmates, these are by no means the sort of comprehensive administrative remedies previously contemplated by the Court in Bush and Schweiker.
The Court blames respondent, who filed his initial complaint pro se, for the lack of state remedies in this case; according to the Court, respondent's failure to bring a negligence suit in state court was "due solely to strategic choice," ante, at 11. Such strategic behavior, generally speaking, is imaginable, but there is no basis in the case before us to charge respondent with acting strategically. Cf. ibid. (discussing how proving a federal constitutional claim would be "considerably more difficult" than proving a state negligence claim). Respondent filed his complaint in federal court because he believed himself to have been severely maltreated while in federal custody, and he had no legal counsel to advise him to do otherwise. Without the aid of counsel, respondent not only failed to file for state relief, but he also failed to name the particular prison guard who was responsible for his injuries, resulting in the eventual dismissal of the claims against the individual officers as time barred. Respondent may have been an unsophisticated plaintiff, or, at worst, not entirely diligent about determining the identify of the guards, but it can hardly be said that "strategic choice" was the driving force behind respondent's litigation behavior.
As amici for respondent explain, private prisons are exempt from much of the oversight and public accountability faced by the Bureau of Prisons, a federal entity. See, e.g., Brief for Legal Aid Society of New York as Amicus Curiae 8-25. Indeed, because a private prison corporation's first loyalty is to its stockholders, rather than the public interest, it is no surprise that cost-cutting measures jeopardizing prisoners' rights are more likely in private facilities than in public ones.
See also ante, at 1 (Scalia, J., concurring) (arguing that Bivens is a "relic of . . . heady days" and should be limited, along with Carlson v. Green, 446 U.S. 14 (1980), and Davis v. Passman, 442 U.S. 228 (1979), to its facts). Such hostility to the core of Bivens is not new. See, e.g., Carlson, 446 U.S., at 32 (Rehnquist, J., dissenting) ("[T]o dispose of this case as if Bivens were rightly decided would in the words of Mr. Justice Frankfurter be to start with an 'unreality' "). Nor is there anything new in the Court's disregard for precedent concerning well-established causes of action. See Alexander v. Sandoval, 532 U.S. 275, 294-297 (2001) (Stevens, J., dissenting).