861 F2d 97 United States v. Affleck
861 F.2d 97
UNITED STATES of America, Plaintiff-Appellee,
George Marcus AFFLECK, Defendant-Appellant.
United States Court of Appeals,
Nov. 17, 1988.
John H. Hagler, Dallas, Tex., (court-appointed), for defendant-appellant.
Randell P. Means, Asst. U.S. Atty., Marvin Collins, U.S. Atty., Ft. Worth, Tex., for plaintiff-appellee.
Appeal from the United States District Court for the Northern District of Texas.
Before CLARK, Chief Judge, JOHNSON, and JOLLY, Circuit Judges.
CLARK, Chief Judge:
George Marcus Affleck challenges his sentence to fifteen years confinement for possession and transportation of firearms by a felon pursuant to 18 U.S.C. Sec. 924(e)(1). Because Sec. 924(e)(1) does not create a separate offense but is merely a sentence enhancement provision, the three previous felony convictions required by Sec. 924(e) are not an element of the offense for which Affleck was tried. Therefore, the propriety of the three prior convictions was not an issue required to be submitted to the jury. We affirm Affleck's conviction under 18 U.S.C. Sec. 922(g) and the sentence imposed under 18 U.S.C. Sec. 924(e)(1).
George Affleck was indicted and convicted under 18 U.S.C. Sec. 922(g) for the possession and transportation of firearms by a convicted felon. The penalty for violation of this section is a fine of not more than $5000, or imprisonment for not more than five years, or both. 18 U.S.C. Sec. 924(a)(1). Section 924(e)(1), however, establishes a minimum sentence of 15 years for those who violate Sec. 922(g) and have three previous felony convictions. Affleck's indictment alleged four previous felony convictions; therefore, he was sentenced pursuant to Sec. 924(e)(1).
At trial the government presented evidence of the four felony convictions alleged in the indictment. Affleck requested that the jury be instructed to determine whether he had three previous felony convictions. The instruction was refused. Prior to the sentencing hearing, Affleck filed a motion to restrict the range of punishment to that found in Sec. 924(a)(1), since the jury had made no determination as to the validity of the three prior felony convictions necessary for sentencing under Sec. 924(e)(1). This motion was also denied.
Affleck argues that Sec. 924(e)(1) establishes an independent federal offense, an element of which is three previous felony convictions. He maintains that the court's refusal to instruct that the jury was required to make findings on the three previous felony convictions resulted in a failure to instruct on all elements of the offense of which he was convicted. Affleck requests that his sentence be vacated and the case be remanded for resentencing within the permissible range for the offense for which he was lawfully convicted, violation of Sec. 922(g).
The provisions found in Sec. 924(e)(1) were originally codified at 18 U.S.C. Sec. 1202(a), as part of the Armed Career Criminals Act.1 That Act was interpreted by this court in United States v. Davis, 801 F.2d 754 (5th Cir.1986). We held Sec. 1202(a) created a new federal offense rather than simply enhancing the penalty applicable to recidivists. The Davis court enumerated four factors as persuasive in determining that Sec. 1202(a) was not a sentence-enhancement provision: 1) the Act did not predicate punishment upon conviction under another section nor did it refer to conviction under another section; 2) the penalty was not derived as a multiplier of another sentence; 3) the Act did not provide guidelines for the sentencing hearing; and 4) the Act was not titled as a sentencing provision. Davis, 801 F.2d at 755-56.
Section 1202(a) was repealed effective November 15, 1986 and re-enacted as 18 U.S.C. Sec. 924(e)(1), which reads:In the case of a person who violates section 922(g) of this title and has three previous convictions by any court referred to in section 922(g)(1) of this title for a violent felony or a serious drug offense, or both, such person shall be fined not more than $25,000 and imprisoned not less than fifteen years, and, notwithstanding any other provision of law, the court shall not suspend the sentence of, or grant a probationary sentence to, such person with respect to the conviction under section 922(g), and such person shall not be eligible for parole with respect to the sentence imposed under this subsection.
The changes effected by the 1986 amendments change the result of the analysis of Sec. 1202(a). Under the Davis factors Sec. 924(e)(1) has become a sentence enhancement provision.
Section 924(e) conditions sentencing under that provision upon a violation of Sec. 922(g). It does not repeat the possession and commerce elements as did Sec. 1202(a). Section 924(e) specifically refers to the conviction under 922(g), and differentiates between the conviction under that section and the sentence under Sec. 924(e)(1). When Congress transferred the provisions of Sec. 1202(a) into Sec. 924(e), it placed the new provisions within the section titled "Penalties." All proscribed conduct is described in Sec. 922. That section contains no mention of punishment. Section 924 sets out the punishment for those offenders who violate Sec. 922. This evinces a congressional intent to provide a sentencing provision, rather than creating an independent offense.
We conclude that Sec. 924(e), as amended, is intended only to provide enhanced punishment for those persons convicted under Sec. 922(g) who also have three previous felony convictions. It was unnecessary for the jury to make any determination regarding the prior convictions of Affleck, since that was not an element of the offense for which he was indicted and convicted.
Affleck also asserts that his sentence violates the Due Process Clause of the fifth amendment. He maintains that conduct which exposes a criminal defendant to greater punishment than that permitted for the crime charged must be proved beyond a reasonable doubt. The Due Process Clause requires proof beyond a reasonable doubt of every fact necessary to constitute the crime. In re Winship, 397 U.S. 358, 364, 90 S.Ct. 1068, 1073, 25 L.Ed.2d 368 (1970). However, in sentencing those who have been constitutionally convicted, courts have traditionally operated without "constitutionally imposed burdens of proof." McMillan v. Pennsylvania, 477 U.S. 79, 106 S.Ct. 2411, 2420 n. 8, 91 L.Ed.2d 67 (1986). Traditional sentencing factors need not be pleaded and proved at trial. Id. 106 S.Ct. at 2419. Similar constitutional challenges to the enhanced sentence provided for "dangerous special offenders" under 18 U.S.C. Sec. 3575 have been uniformly rejected by the Courts of Appeals. See, e.g., United States v. Bowdach, 561 F.2d 1160, 1172-75 (5th Cir.1977). Since the issue of Affleck's prior convictions is not an essential element of the crime defined by Sec. 922, the enhanced sentence provisions of Sec. 924(e)(1) do not evoke the Due Process Clause.
The judgment of conviction of George Marcus Affleck and the sentence imposed by the district court are
The Act provided:
In the case of a person who receives, possesses, or transports in commerce or affecting commerce any firearm and who has three previous convictions by any court referred to in paragraph (1) of this subsection for robbery or burglary, or both, such person shall be fined not more than $25,000 and imprisoned not less than fifteen years, and, notwithstanding any other provision of law, the court shall not suspend the sentence of, or grant a probationary sentence to, such person with respect to the conviction under this subsection, and such person shall not be eligible for parole with respect to the sentence imposed under this subsection.
18 U.S.C.A. Sec. 1202(a) (Supp. II 1985).