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124 F.4th 933

Winterbottom v. McDonough

U.S. Courts of Appeals

Decided December 27, 2024

U.S. Courts of Appeals · decided 2024-12-27

Applies 38 U.S.C. § 7292

Relies on School Asbestos Litigation Pfizer Inc v. Kelly Kaiser Cement Corporation · Nichols v. Alley · Williams v. Principi

Decided 2024-12-27

Case: 23-2097    Document: 40     Page: 1   Filed: 12/27/2024




   United States Court of Appeals
       for the Federal Circuit
                  ______________________

            ANDREW J. WINTERBOTTOM,
                Claimant-Appellant

                             v.

       DENIS MCDONOUGH, SECRETARY OF
              VETERANS AFFAIRS,
               Respondent-Appellee
              ______________________

                        2023-2097
                  ______________________

     Appeal from the United States Court of Appeals for
 Veterans Claims in No. 22-4604, Judge Grant Jaquith.
                 ______________________

                Decided: December 27, 2024
                  ______________________

    LAURA ANDERSON, The Veterans Law Group, Poway,
 CA, argued for claimant-appellant. Also represented by
 MARK RYAN LIPPMAN.

     SOSUN BAE, Commercial Litigation Branch, Civil
 Division, United States Department of Justice,
 Washington, DC, argued for respondent-appellee. Also
 represented by BRIAN M. BOYNTON, WILLIAM JAMES
 GRIMALDI, PATRICIA M. MCCARTHY; AMANDA BLACKMON,
 BRIAN D. GRIFFIN, Office of General Counsel, United States
 Department of Veterans Affairs, Washington, DC.
                 ______________________
Case: 23-2097    Document: 40     Page: 2    Filed: 12/27/2024




 2                             WINTERBOTTOM v. MCDONOUGH




      Before DYK, CHEN, and HUGHES, Circuit Judges.
 HUGHES, Circuit Judge.
     Appellant Andrew J. Winterbottom appeals a non-final
 remand order from the Court of Appeals for Veterans
 Claims. J.A. 1. Mr. Winterbottom seeks review of his
 judicial bias claim and seeks an order recusing the
 veterans law judge in further proceedings. Appellant’s Br.
 8–9. Because, with limited exceptions not applicable here,
 we may not review a non-final order, we dismiss.
                              I
     Mr. Winterbottom served on active duty from
 September 1993 to September 1997. He was subsequently
 awarded a 30% disability rating for his service-connected
 post-traumatic stress disorder, which was increased to a
 50% rating in October 2017. He appealed this decision to
 the Board of Veterans’ Appeals, seeking a higher disability
 rating.
     In June 2021, Mr. Winterbottom attended a Board
 hearing to assess the scope of his PTSD claim and testified
 concerning his PTSD severity. During this hearing, the
 Board judge asked Mr. Winterbottom several questions
 about specific episodes of violent altercations. See J.A. 61
 (discussing    whether     Mr. Winterbottom      committed
 unprovoked acts of violence during work); J.A. 62–63
 (discussing violent altercations in a non-work context and
 whether they were provoked). These exchanges would later
 form the basis for Mr. Winterbottom’s complaint of judicial
 bias, where he alleged that the Board judge displayed a
 lack of impartiality and made a considered effort to
 “minimize        [Mr. Winterbottom’s]        symptomology.”
 Appellant’s Br. 22.
     In May 2022, the Board denied Mr. Winterbottom a
 PTSD disability rating greater than 50%. The Board
 concluded that the conduct detailed in the hearing
Case: 23-2097    Document: 40     Page: 3   Filed: 12/27/2024




 WINTERBOTTOM v. MCDONOUGH                                3



 testimony did not warrant a higher rating because
 Mr. Winterbottom’s irritability and violence were not
 unprovoked. Mr. Winterbottom appealed to the Court of
 Appeals for Veterans Claims (Veterans Court).
 Winterbottom v. McDonough, No. 22-4604, 
2023 WL 3735148
 (Vet. App. May 31, 2023); J.A. 1.
     Mr. Winterbottom argued to the Veterans Court that
 remand was warranted because the Board failed to
 adequately state its reasons or bases for its decision and
 the Board showed bias at the hearing. J.A. 3. The Veterans
 Court partially agreed and remanded because the Board
 did not adequately explain why it gave decreased probative
 weight to an opinion from a private counselor. Regarding
 Mr. Winterbottom’s bias allegation, the Veterans Court
 concluded that the Board had not exhibited any bias that
 warranted reassignment on remand. 
Id.
 The Veterans
 Court said that the questioning did not show bias, but
 instead    was    an    attempt    to    assess   whether
 Mr. Winterbottom’s described violent conduct was
 provoked or unprovoked. 
Id.
    Mr. Winterbottom timely appealed.
                             II
     Our jurisdiction over appeals from the Veterans Court
 is limited by statute. See 
38 U.S.C. § 7292
; Dixon v.
 Shinseki, 
741 F.3d 1367, 1373
 (Fed. Cir. 2014); Wanless v.
 Shinseki, 
618 F.3d 1333, 1336
 (Fed. Cir. 2010). We are
 vested with authority to “decide all relevant questions of
 law, including interpreting constitutional and statutory
 provisions[,]” 
38 U.S.C. § 7292
(d)(1), and “[w]e review
 statutory and regulatory interpretations of the Veterans
 Court de novo.” Gazelle v. Shulkin, 
868 F.3d 1006, 1009
 (Fed. Cir. 2017). We may not review “a challenge to a
 factual determination” or “a challenge to a law or
 regulation as applied to the facts of a particular case,”
 except to the extent that the appeal presents a
 constitutional issue. 38 U.S.C § 7292(d)(2).
Case: 23-2097    Document: 40       Page: 4   Filed: 12/27/2024




 4                             WINTERBOTTOM v. MCDONOUGH




      While 
38 U.S.C. § 7292
 does not articulate a finality
 requirement, we have declined to review non-final orders
 of the Veterans Court and “concluded that finality is a
 jurisdictional requirement.” Ravin v. McDonough,
 
107 F.4th 1357, 1360
 (Fed. Cir. 2024). The exception to the
 finality requirement is narrow. In Williams v. Principi, we
 articulated that we will depart from the strict rule of
 finality when a veteran establishes that: (1) the Veterans
 Court issued a clear and final decision on a legal issue that
 (a) is separate from the remand proceedings, (b) will
 directly govern the remand proceedings, or, (c) if reversed
 by this court, would render the remand proceedings
 unnecessary; (2) the resolution of the legal issue adversely
 affects the party seeking review; and (3) there is a
 substantial risk that the decision would not survive a
 remand, i.e., that the remand proceeding may moot the
 issue. 
275 F.3d 1361, 1364
 (Fed. Cir. 2002).
                              III
     Mr. Winterbottom recognizes that his appeal of the
 Veterans Court’s non-final remand order does not satisfy
 any of the exceptions to the final judgment rule described
 in Williams. Appellant’s Br. 11–12, Appellant’s Reply Br. 2.
 Mr. Winterbottom instead proposes, “[t]o this list of
 exceptions should be added another, namely, an appeal
 raising a claim of judicial bias.” Appellant’s Br. 12. We
 decline to extend Williams.
     A mandamus petition is a well-established procedural
 vehicle to raise claims of judicial bias. Other jurisdictions
 have held that seeking recusal of a judicial officer by
 petition for a writ of mandamus is proper. Cobell v. Norton,
 
334 F.3d 1128, 1139
 (D.C. Cir. 2003) (collecting cases). In
 fact, “every circuit to have addressed the issue has found it
 proper.” 
Id.
 (citing In re Boston’s Children First, 
244 F.3d 164
 (1st Cir. 2001); In re IBM Corp., 
45 F.3d 641
 (2d Cir.
 1995); In re Antar, 
71 F.3d 97
 (3d Cir. 1995); In re Sch.
Case: 23-2097    Document: 40      Page: 5   Filed: 12/27/2024




 WINTERBOTTOM v. MCDONOUGH                                 5



 Asbestos Litig., 
977 F.2d 764
 (3d Cir. 1992); In re Rodgers,
 
537 F.2d 1196
 (4th Cir. 1976); In re Faulkner, 
856 F.2d 716
 (5th Cir. 1988); In re Aetna Cas. & Sur. Co., 
919 F.2d 1136
 (6th Cir. 1990) (en banc); In re Hatcher, 
150 F.3d 631
 (7th Cir. 1998); In re Edgar, 
93 F.3d 256
 (7th Cir. 1996);
 Nichols v. Alley, 
71 F.3d 347
 (10th Cir. 1995)).
     We see no reason to create a new exception to finality
 that would be inconsistent with how other circuits handle
 judicial bias claims. We are not foreclosing review of
 judicial bias claims—our holding today merely clarifies
 that the appropriate procedural vehicle to seek
 interlocutory review of a judicial bias claim is through a
 mandamus petition. Alternatively, Mr. Winterbottom may
 wait until there is an appealable final judgment in his case
 over which we have jurisdiction.
                             IV
     We have considered Mr. Winterbottom’s remaining
 arguments and find them unpersuasive. Because the
 decision that Mr. Winterbottom challenges is a non-final
 remand order and does not meet the Williams criteria, the
 appeal is dismissed.
                       DISMISSED
                           COSTS
 No costs.

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