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125 Ky. 231

Thomas v. Commonwealth

Court of Appeals of Kentucky

Decided April 10, 1907

Court of Appeals of Kentucky · decided 1907-04-10

<p>Criminal Law — Verdict—Sentence Beyond Statutory Limit — Appeal —On a prosecution- for breaking into a storehouse, under Ky. Stats., 1903, sec. 1164, authorizing a sentence of not less than one year nor more than five years, the court charged that, if the jury found defendant guilty, they should fix his punishment at not less than one year, nor more than ten years. Section 1136 provides that the jury shall fix by verdict the punishment within the period prescribed by law. On denial of a motion in arrest, judgment for five years was entered on the verdict assessing ten years. Held, on appeal that a mistrial had resulted, and that the judgment would he reversed, the cause remanded," and the defendant retained in custody.</p>

Cited by 4 later decisions — most recently May 1971

4 state decisions

Key passage — most relied on by later courts

““Concede that the defendant is guilty, and has been found so by a properly impaneled jury, it is repugnant to common sense and plain justice that he should go scot free because of a mere error in his trial, which he is asking to have corrected, and which may be made innocuous.””

quoted by 1 later decision, including Manning v. Commonwealth

Relies on Roberts v. Commonwealth

Good law ✅— No negative treatment on recordhow we know

Reversed · Decided 1907-04-10

View the full empirical analysis of this case →

¶1Opinion op the Court by

Judge O’Rear

¶2Reversing.

¶3Appellant was convicted under an indictment charging him with the statutory offense of breaking into a storehouse, the punishment for which is confinement in the penitentiary for not less than one *233nor more than five years. Section 1164, Ky. Stats., 1903. There was proof to sustain the verdict of gnilty. The instructions, with the exception noticed, are faultless. The exception is: The court told the jury that, if they found the defendant guilty, his punishment should be fixed at confinement in the penitentiary for not less- than one nor more than ten years. The verdict of the jury found the defendant guilty, and fixed his punishment at 10 years’ confinement in the penitentiary. The defendant did not move for a new trial. The court’s attention having been called to the error, he informed the defendant that he would be -granted a new trial if he requested it. But he refused, upon the advice of his counsel, to ask for it. Instead; he entered a motion for an arrest of the judgment, and for a discharge from custody. His motion was overruled, and judgment rendered sentencing, him to five years’ confinement in the State penitentiary. It is evident that the word “ten” in the instructions was an inadvertence. There was .no •objection to the instruction when it was given, at least no exception was taken. ' The court’s attention was not then called- to the error, if it had been observed by counsel. The statutes provide (section 1136, Ky. Stats., 1903): “The jury when an offender is tried shall fix by their verdict the punishment to be inflicted within the period or amount prescribed by law.”

¶4The contention now is that the court, and not the -jury, has fixed the punishment in this case, and that the judgment is void for that reason; furthermore, that the defendant having been once placed in jeopardy, and the jury discharged, the court has no alternative but to release him from custody. Such a fluke ought not to happen, unless there is no reasonable or lawful escape from it. Concede that the *234defendant is guilty, and has been found so by a properly impaneled jury, it is repugnant to common sense and plain justice that he should go scot free because of a mere error in his trial, which he is asking to have corrected, and which may be made innocuous. Under our system of practice in criminal cases, it is not competent for the court to affix the penalty where the trial is by jury. Under the statute quoted, the jury, and the jury only, are authorized to do that. It will not do to say that the jury, having fixed the penalty at the maximum allowed by the instructions and beyond that allowed by the statute, have in a sense fixed the maximum allowed by the statute. The fact is they have not, by a verdict which they have signed, imposed any penalty within the statute. The judgment of conviction can rest alone upon the verdict of the jury, and that must be returned by the jury as their conclusion. For the court to say that the jury have, by fixing a higher penalty, necessarily agreed upon the infliction of the lower penalty, is not true. For the jury may not have agreed to the fixing' of any other verdict than the one they arrived, at. In that case, whatever may have been their reason for failing to agree, there would have been no verdict, and a mistrial would have resulted. 1 Bishop, New Crim. Pro. section 1012; Allen v. Com., 2 Leigh (Va.) 727; Roberts v. Com., 14 S. W. 832, 90 Ky. 654. The court should have given to the jury the correct law and the whole law of the case. When it was discovered 'by the court that it had failed to ■ do so, resulting in a verdict that was contrary to the statute, and void, the verdict should have been set aside. A mistrial had resulted as completely as if the jury had failed to agree upon any verdict, and when they were discharged by the order of the court from the *235further consideration of the case, and without objection by the defendant, the case stood precisely as it did before the trial began. It was error for the court to have rendered a judgment of conviction upon a verdict which was void. The appellant, by prosecuting the appeal to this court, asking that the judgment of conviction be reversed, cannot impose terms upon the court as to the extent or effect of the reversal. The court-will reverse the judgment, because it is erroneous, and because the appellant has appealed from it, and, when reversed, the case will stand for trial as if no trial had occurred.

¶5The cause is remanded for a new trial under proceedings consistent herewith.

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