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144 F.3d 883

Docket No. 97-40354.

Baños v. O'Guin

Fifth Circuit Court of Appeals

Decided June 26, 1998.

Fifth Circuit Court of Appeals · decided 1998-06-26

2 counsel of record

Key passage — most relied on by later courts

“In no event shall a prisoner bring a civil action or appeal a judgment in a civil action or proceeding under this section if the prisoner has, on 3 or more prior occasions, while incarcerated or detained in any facility, brought an action or appeal in a court of the United States that was dismissed on the grounds that it is frivolous, malicious, or fails to state a claim upon which relief may be granted, unless the prisoner is under imminent danger of serious physical injury.”

quoted by 2 later decisions, including Harris v. City of New York, Choyce v. Dominguez

“[T]he language of S 1915(g), by using the present tense, clearly refers to the time when the action or appeal is filed or the motion for IFP status is made.”

quoted by 2 later decisions, including Medberry v. Butler, Abdul-Akbar v. McKelvie

Applies 28 U.S.C. § 1 (Bankruptcy Judgeship Act of 1992) · 28 U.S.C. § 1915 · 42 U.S.C. § 1983 (Civil Rights Act of 1871 / Section 1983 (Ku Klux Klan Act))

Relies on Adepegba v. Hammons · Carson v. Johnson · United States v. Lewis

Good law ✅— No negative treatment on recordhow we know

Opinion by (per_curiam) · Decided 1998-06-26

How this case has been cited

Cited by 17 later decisions — most recently August 2017

14 federal appellate ·

90199820002010decided

Later decisions citing this case, by decade. The current decade is in progress, and our corpus holds fewer opinions from the most recent years, so the latest bars are undercounted — not a real decline.

View the full empirical analysis of this case →

¶1John W. Banos, New Boston, TX, pro se.

¶2*884Leslie W. Dippel, Austin, TX, for Defendants-Appellants.

¶3Before REAVLEY, DeMOSS and PARKER, Circuit Judges.

¶4PER CURIAM:

¶5On March 28, 1996, John W. Baños, Texas prisoner #54531, proceeding pro se and in forma pauperis (“IFP”) filed a 42 U.S.C. § 1983 complaint alleging that on January-18, 1996 he had a verbal altercation with several Texas Department of Criminal Justice (“TDCJ”) officers. Later that' day, he was ordered to submit to a body cavity-search. When Baños resistéd, TDCJ officers used force to conduct the search. Baños filed additional pleadings alleging that a similar incident occurred on June 11, 1996, after he filed his original suit. Baños contended that the body cavity searches were conducted in violation of prison rules and for the purpose of sexually harassing him.' He also alleged that “defendants sexually harassing & using excessive force & assaulting plaintiff places him in immediate physical injury.”

¶6The district court found that Baños had filed at least four prior actions that had been dismissed as frivolous, that he had not alleged- that he was in imminent danger of serious bodily injury and therefore dismissed his complaint pursuant to 28 U.S.C. 1 1915(g). The dismissal order does not mention Baños’ allegation of “immediate physical injury.”

¶7Baños filed a notice of appeal and an application to proceed IFP on appeal. The magistrate judge assessed a partial filing fee and allowed Baños to proceed IFP on appeal.

¶8ANALYSIS

¶9The district court’s determination that § 1915(g) bars Baños from proceeding IFP in a civil action seems incongruous with the grant 'of leave to appeal IFP. Section 1915(g) provides:

In no event shall a prisoner bring a civil action or appeal a judgment in a civil action or proceeding under this section if the prisoner has, on 3 or more prior occasions, while incarcerated or detained in any facility, brought an action or appeal in a court of the United States that was dismissed on the grounds that it is frivolous, malicious, or fails to state a claim upon which relief may be granted, unless the prisoner is under imminent danger of serious physical injury.

¶10The district court did not err in finding, and Baños does not contest the fact, that he has had at least three dismissals on the basis of frivolousness. See Baños v. Caldwell, No. 97-40186 (5th Cir. Aug. 15, 1997) (unpublished); Baños v. Gail, No. 97-40466 (5th Cir. Aug. 15, 1997) (unpublished); Baños v. Brown, No. 97-40468 (5th Cir. Aug. 15,1997) (unpublished).

¶11In light of these three “strikes,” Baños cannot proceed on appeal IFP unless the statutory, exception applies, that is, unless he “is under imminent danger of serious physical injury.” § 1915(g); see Adepegba v. Hammons, 103 F.3d 383, 388 (1996). This case requires us to determine what showing must be made by a plaintiff who asserts that he should be allowed to proceed IFP because he is in imminent danger of serious physical injury. The plain language of the statute leads us to conclude that a prisoner with three strikes is entitled to proceed with his action or appeal only if he is in imminent danger at the time that he seeks to file his suit in district court or seeks to proceed with his appeal or files a motion to proceed IFP. See 1915(g).

¶12The only other circuit that has addressed this issue came to a different conclusion. The Third Circuit, in Gibbs v. Roman, 116 F.3d 83 (3rd Cir.1997), held that an inmate filing a complaint pursuant, to § 1915(g) must allege imminent danger at the time of the alleged incident that serves as the basis of the complaint rather than at the time the complaint was filed. Gibbs, 116 F.3d at 86. We read the statute to require the inquiry concerning the prisoner’s danger to be made at the time of the IFP motion.

¶13In revising § 1915, the 104th Congress intended to discourage the filing of frivolous IFP law suits. See H.R.Rep., No. 104-21, § 202, at 22 (1995). Congress designed the new IFP provision to require every IFP litigant to pay the requisite filing fees in full. *88528 U.S.C. § 1915(b). However, IFP status allows an indigent litigant to make periodic partial payments as Ms ability to pay allows and does not require full payment before the litigation goes forward. Id.If a litigant abuses the IFP privilege, as evidenced by three “strikes” (dismissals for frivolousness), § 1915(g) has the effect of delaying litigation of the merits of a claim until the fee is paid in full.1 When such a delay threatens “imminent danger of serious physical injury,” the litigant will be granted IFP status in spite of Ms past abuse and allowed to pay out his filing fee obligations. In order to implement this statutory scheme, we must determine if danger exists at the time the plaintiff seeks to file his complaint or notice of appeal IFP. Likewise, the language of § 1915(g), by usmg the present tense, clearly refers to the time when the action or appeal is filed or the motion for IFP status is made.

¶14Applying this standard to Baños, we conclude that he is not entitled to proceed with tMs appeal IFP. He has not alleged, much less established, that he faced imminent danger of serious physical rnjury at the time that Ms notice of appeal was filed. We therefore REVOKE Ms IFP status and dismiss his appeal. The appeal may be reinstated if Baños pays the appeal fees within thirty days of this dismissal.

¶15IFP STATUS REVOKED. APPEAL DISMISSED.

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