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15 Jones & S. 441

Wright v. Nostrand

The Superior Court of New York City · decided 1881-06-13

<p>Supplementary Proceedings.</p> <p>1. Receiver, order appointing.</p> <p>(a) Piling and recording under the code of procedure.</p> <p>1. Should be filed and recorded in the office of the clerk of the county where the judgment debtor resides, and in order to vest the receiver with real estate of the judgment debtor, in the office of the clerk of the county where such real estate is situate (§ 298). It is not necessary to record it in a register's office.</p> <p>(6) Jurisdiction to make.</p> <p>1. When and by whom to be shown.</p> <p>In an action brought by a receiver appointed by a judge's order against third persons, he must prove every fact necessary to confer jurisdiction.</p> <p>2. Matters necessary to confer.</p> <p>1. A money judgment.</p> <p>2. An execution issued on a money judgment and returned unsatisfied.</p> <p>1. What is not such an execution. One which, in reciting the judgment, leaves the amount, and date of docket, blank, is not.</p> <p>3. An order supplementary to execution.</p> <p>1. Non-production of, when not accounted for. Not by the testimony of the clerk of the court that he cannot upon search find it in his office. Such evidence does not authorize secondary proof.</p> <p>4. That the proceedings supplementary were instituted or carried on by the owner of the judgment.</p> <p>1. When such fact does not appear.</p> <p>It does not, when a corporation obtained a judgment, and thereafter it was dissolved by judicial action, and a receiver of all its property, &c., was appointed, and there is no evidence that the supplementary proceedings were instituted by the receiver; but on the contrary in the proceedings the corporation appeared to be the owner of the judgment, and the proceedings were carried on as if it had a legal existence.</p> <p>5. That the proceedings, from their institution up to the time of the appointment of the receiver, were kept alive by regular adjournments, and that proper notice of the application for a receiver was given.</p>

Relies on McCulloch v. . Norwood · Farnham v. Hildreth · People Ex Rel. Kingsland v. . Palmer

Decided 1881-06-13

By the Court.—Truax, J.

¶1The motion to dismiss the complaint because the order appointing plaintiff' receiver had not been filed or recorded in the office of' the register of the city and county of New York, was-rightly denied. Chapter 86 of the Laws of 1813 simply directs that any papers therein mentioned, that are-thereafter directed by the legislature to be recorded or registered without specifying the place where they* should be recorded or registered, shall be recorded an d. registered in the office of the register of the city and county of New York, but when any subsequent law specifies the place in which papers shall.be regist*red *452or recorded, such papers must be registered or recorded in the place so specified. This construction of the act of 1813 makes section 298 of the Code of Procedure consistent with that act. But if the act of 1813 and section 298 of the Code are inconsistent, the former must be considered to have been repealed or superseded by the latter, which is the later expression of the will, of the legislature (People ex rel. Kingsland v. Palmer, 52 N. Y. 83; People ex rel. Navarro v. Van Nort, 64 Barb. 205).

¶2The alleged execution issued on the Arnold judgment contains as many defects as it is possible to put into an execution. It says a judgment was rendered for-dollars and was docketed on the-day of March. It directed the sheriff to collect $604.95, which was the amount of the judgment. There were also a few other mistakes in it, but the one first mentioned is the only one that will be considered. I am of the opinion that this execution gave the sheriff no power to make a levy. If the judgment was rendered for-dollars, the sum of $604.95 could not be due thereon,, and the sheriff had no right to collect that sum. Section 289 of the Code of Procedure, which was in force at the time the execution was issued, directed that “an execution must intelligibly refer to the judgment, stating the court, the county where the judgment roll or transcript is filed, the names of the parties and the amount of the judgment.” Under this provision and similar provisions in other States, it has been held that the execution must exactly follow the judgment and be warranted by it (Reese v. Burt, 39 Ga. 565 ; Highton v. Handlin, 27 Ark. 20 ; Wilson v. Renter, 29 Iowa, 176 ; Jennings v. Pray, 8 Yerg. 85; Kniel v. Graves, 72 Penn. 11, 104; Baur v. Crisman, 29 Mo. 293 ; Farnham v. Hildreth, 32 Barb. 277; Tanner v. Grant, 10 Bush, 362 ; Cutler v. Wadsworth, 7 Conn. 6; Clark v. Miller, 18 Barb. 269). The general term *453of this court, in Heilner v. Walsh (ante, p. 269), held that, although an execution was not subscribed, either, by the party issuing it, or by his attorney, yet, having on it an indorsement which was subscribed by the attorney, such an indorsement was equivalent to a subscription, and therefore the execution was not void. Heilner v. Walsh also holds that mere defects in the form of an execution might be disregarded, or might be cured by amendment. I am of the opinion that the omission of the amount of the judgment is not a mere defect in the form of the execution, that the court should amend four or five years after the issuing of the execution, although it would have amended the execution on motion made at the proper time. The order appointing plaintiff receiver in the Arnold action should not have been received in evidence. The order was the order of a judge and not of the court, and every fact necessary to sustain the order must be proved. . It carries on its face no presumption of jurisdiction or of regularity. A material fact to give the judge jurisdiction to make the order was the issuing of an order supplementary to the execution. Such an order was not produced. Nor was its non-production accounted for by the testimony offered. There is no law requiring such an order to be filed with the clerk. It is a judge’s order, and the testimony that the clerk said he could not find the order in his office, did not authorize secondary proof of the order (Coope v. Bowles, 42 Barb. 87; De Comeau v. People, 7 Robt. 498, arid cases there cited). Before a judge has jurisdiction to make an order supplementary to the execution there must be a money judgment and an execution must have been issued on that judgment and returned unsatisfied. If a judge has made an order supplementary to the execution, when it is made to appear that no execution has been issued, the order should be vacated or further pro*454ceedings under the order should be stopped. The judgment in favor of the Loaners’ Bank was obtained January 19, 1876. On May 3, 1876, a receiver of all and singular the property, assets, choses in action and estate of every description of said Loaners’ Bank was appointed. The corporation on the appointment of the receiver no longer had any legal existence (McCulloch v. Norwood, 58 N. Y. 562). There is no evidence that these proceedings supplementary to the execution were instituted by the receiver of the bank. In those proceedings the Loaners’ Bank appeared to be the owner of the judgment, and the proceedings were carried on as though the bank had a legal existence. Proceedings supplementary to the execution must be carried on in the name of the owner of the judgment (Amery v. Lamothe, 7 Weekly Dig. 212). The supplementary proceedings in the Poppenhusen action were begun on April 9, 1875. The order was made February 12, 1878. It does not appear that the proceedings were kept alive until that day, nor does it appear that any notice of the application for the appointment of a receiver was given to'the defendant or to his attorney. Jurisdiction was lost by the failure to continue the proceedings by regular adjournments (Squire v. Young, 1 Bosw. 690 ; Carter v. Clarke, 7 Robt. 490).

¶3The judgment is reversed and new trial ordered, with costs to the appellant to abide the event.

¶4Sedgwick, Ch. J., and Freedman, J., concurred.

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