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19 A.D.2d 365

People v. Forlano

Appellate Division of the Supreme Court of the State of New York · decided 1963-10-29

Cited by 7 later decisions — most recently October 1967

1 state decisions

Good law ✅— No negative treatment on recordhow we know

Decided 1963-10-29

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Steuer, J.

¶1(dissenting). Defendants appeal from judgments of conviction and seek to review a ruling of the sentencing Judge denying their applications to withdraw their pleas of guilty. The claim is made that the sentencing Judge promised to impose suspended sentences. We believe that the entire court is of the opinion that the record does not support a finding that any such promise was made. It is the majority’s opinion that defendants’ counsel believed that such a promise was made, the information conveyed to the defendants, and the pleas bottomed thereon. The majority concludes that it was an abuse of discretion to deny the applications under these circumstances. It should be added that the applications were made immediately and no particular prejudice was shown.

¶2Discretion, by definition, implies the power to decide a question either way, and it is not abused unless a right-minded indi*367vidual could not have made the decision reached. It is no test of abuse that a reviewing Judge would have acted differently. Bearing this in mind, the facts as shown by the record are examined.

¶3Defendants were charged with an assault on the complaining witness. Counsel stated to the court their version of the incident which was, generally, that defendants, who had previously loaned the complainant money which he had not repaid, came across him by chance in a night club where he was entertaining lavishly. Words were exchanged and complainant was punched. The court indicated that, if this were the fact, he would be disposed to suspend sentence. The court, with the acquiescence of the District Attorney, stated that he would await a probation report. Defendants’ counsel urged the court to impose sentence at once, conceding that the report would be ‘ ‘ bad ’ ’, that is, show that the defendants were not good people. The court stated that this fact would not change his disposition to suspend sentence but adhered to his ruling to await the report. The District Attorney stated that he did not agree with the version of the incident given by the defendants.

¶4In this background it is easy to see how defendants’ counsel reacted. They had reason to believe that the version of the incident given them by their clients represented the fact. If so, their prior history was not to be a bar; assuming this fact, they could and did advise their clients.

¶5Defendants place particular reliance on the Judge’s notes made at the conference at which it is claimed the promise was made. But these notes show an opposite situation completely, in accord with the statement and action of the court on sentence. The notes read: “ Probation report will be bad, but probably S'S probation because complainant is bad, or worse than they. ’ ’ The word “probably” completely belies an absolute promise but does indicate an intended course of action subject to change if unforeseen events intervene. The obvious condition to the suspended sentence was what the probation report would reveal not as to defendants’ characters but as to the incident. Admittedly, this was discussed and the court even advised defendants’ counsel as to it. Despite this, the District Attorney’s warning as to what the report would reveal proved correct, and it appeared that the incident was no casual fist fight but was something more consequential and sinister.

¶6So it appears that defendants sought a suspended sentence based on a deception of the court. Of this, the court expressly exonerated counsel of having any knowledge, and we find no reason to disagree. If, under these circumstances, they sought *368to withdraw their pleas when the deception was discovered, how can it he said that no right-minded man would deny them this privilege? The mere fact that counsel were also deceived by their clients, and based their advice on an assumption that the facts were as stated to them, adds nothing to the situation.

¶7Rabin, Stevens and Eager, JJ., concur in Per Curiam opinion; Steuer, J., dissents in opinion, in which Breitel, J. P., concurs.

¶8Judgments of conviction reversed, upon the law and in the exercise of discretion and a new trial ordered, with leave to defendants to withdraw their pleas of guilty.

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