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190 Tenn. 39

Tate v. Tate

Tennessee Supreme Court

Decided February 10, 1950

Tennessee Supreme Court · decided 1950-02-10

Key passage — most relied on by later courts

“authorize and direct the legal guardian of such incompetent to make provision or payment from the personal estate of such incompetent for the care, support and well being of the children, wife or husband, father and/or mother, brothers and sisters, or the child or children of any deceased brother, or sister, preference being given by the court to the dependents of the incompetent in the order here in set out; provided, that in cases other than that of the child or children or wife of the incompetent, it must be shown by competent and satisfactory proof that the person of any other class mentioned, making application for an allowance, was dependent on the: said incompetent for support and maintenance prior to the- time the said incompetent became mentally disabled, or was, at the time of the application for such provision or payment, actually dependent, and has a legal or moral right to claim support from the incompetent were he in the full possession of his faculties;' and provided, further, that-in making the award in favor of such dependent or dependents the court shall take into consideration the situation, amount and value .of the personal estate of the incompetent at the time of making the award, and any probable increase or decrease thereof, in the future; the age and condition, physical, financial or otherwise, of the child, wife or husband, father or mother, brother or sister, or other person claiming dependency, and see to it that an ample portion of the incompetent’”

quoted by 1 later decision, including In re The Conservatorship of Cody Lee Wade

Relies on Binney v. Rhode Island Hospital Trust Co. · Ezell v. Hake · Monds v. Dugger

Good law ✅— No negative treatment on recordhow we know

Decided 1950-02-10

How this case has been cited

Cited by 5 later decisions — most recently August 2015

5 state decisions

201950196019701980199020002010decided

Later decisions citing this case, by decade. The current decade is in progress, and our corpus holds fewer opinions from the most recent years, so the latest bars are undercounted — not a real decline.

View the full empirical analysis of this case →

Mr- Albert Williams, Special Justice

¶1(sitting for Mr. Justice Gailor) delivered the opinion of the Court.

¶2This is an appeal from a decree of the Chancellor, dismissing a bill brought under the provisions of Code Section 9652, to require the guardian of an incompetent to make payments from the ward’s personal estate for the care, support and well being of the complainant.

¶3Complainant was the sister of the incompetent and was also his guardian. Therefore, from the caption of the cause, it appeared that complainant, individually, was suing herself as guardian, an anomaly not permitted in law or equity. 39 C. J .S., Guardian and Ward, Section 169; Gibson’s Suits in Chancery, Section 46.

¶4*41Complainant prayed, however, that because of this situation, a guardian ad litem be appointed, and this was done. Complainant, then appearing as defendant, answered the bill she had brought and disclaimed any right to represent the ward in the suit. On motion of the guardian ad litem the suit was dismissed on the ground that the bill could not be maintained in complainant’s individual capacity while she was yet guardian of the ward.

¶5An appropriate assignment- of error challenges the propriety of this action.

¶6Complainant concedes that the suit, if regarded as an adversary proceeding, could not be permitted, but insists that by virtue of the Code section invoked, such a proceeding as here brought involves no adversary position on the part of the parties, and that a guardian’s participation therein in an individual capacity is not subject to objection.

¶7Complainant takes the position that the matter brought before the court by this suit is merely an inquiry into the ward’s estate for the purpose of making an allowance, such as the ward himself would make if competent, and does not- require that persons interested therein assume adversary positions. The opinion of this court in the case of Monds v. Dugger, 176 Tenn. 550, 555, 144 S. W. 2d 761, 763, is relied on to sustain this contention. In that opinion Chiee Justice GtreeN said:

“In Lewis v. Moody, supra,149 Tenn. 687, 261 S. W. [673], 674 we said that, £In England, where the Lord Chancellor acts as the personal delegate of the king, and in some of our states, where such powers are assumed by the chancery court, an allowance out of the income of a lunatic for the benefit of persons whom he is not legally obligated to support is sometimes made. This is done *42upon the theory that the court in so acting is doing what the lunatic himself would have done, had he not lost his faculties. ’
“Prior to the Act of 1927 this jurisdiction was lacking in our chancery court, but we think it was the intention of the Legislature to confer such jurisdiction by the statute in question. This is to say, the statute gave to the court the old delegated power possessed by the Lord Chancellor with respect to the estate of lunatics — the power of the court to assume the place of the lunatic, to act for the lunatic with respect to his property, and the statute accorded to such action of the court the same effect as would have been given to an act of the incompetent person had he been in his right mind.
‘ ‘ Since in a case of this sort the Court acts in the incompetent’s stead, an appropriation of the incompetent’s estate is equivalent to a voluntary appropriation of that estate by a person of sound mind. Such an appropriation, as though voluntary, is not a taking of property contrary to the constitutional provisions named.”

¶8It is plain that the power of the Chancellor invoked in this case derives solely from the prerogative conferred by Section 9652 of the Code. What does not appear, however, is that the legislature meant to relieve proceedings thereunder from the control of the general rule that a person cannot appear in the dual capacity of guardian and suitor. We find nothing in the statute to indicate a legislative purpose to make it possible for a guardian to remain in his position of trust and initiate proceedings whereby trust funds will he appropriated to his benefit.

¶9The policy of the law so to separate the interests of trustees and beneficiaries as to leave no room for casu*43istry and the least possible temptation for divided allegiance, is so general and so saintary that a legislative purpose to depart from it will not he presumed in the absence of positive expression or unambiguous implication.

¶10Sound rules sometimes survive the doctrine that gave rise to their invention. So if it he, as argued by appellant, that the prohibition against a guardian’s suit to obtain a part of his ward’s estate, originally lay in the law by reason of the fact that such a proceeding was in its nature adversary, it does not now follow that the prohibition is removed because the legislature has opened an avenue to reach a ward’s estate by a proceeding that may be considered concordant. It is often said that a rule fails when the reason for it fails, but that means the reason for its present existence, rather than the reason for its original adoption.

¶11Conceding that the statute under construction altered the substantive law theretofore prevailing, it does not follow that long respected procedural safeguards were thereby changed or in any manner lessened, even though such procedural safeguards were without analogy in the practice of other jurisdictions having such substantive law as that provided by the statute. The English cases and those of American states where the chancery court had assumed from the beginning the powers which the Tennessee courts were unwilling to accept until they were conferred by statute, are replete with expressions indicating the caution with which the power in question ought to be exercised. Re Blair (1836) 1 My. & Cr. 300, 40 Eng. Reprint, 390; Binney v. Rhode Island Hospital Trust Co., 1920, 43 R. I. 222, 110 A. 615; Annotation, 59 A. L. R. 660. Our court in Monds v. Hugger, supra, said: “The power of a court of chancery to dispose of an in*44competent’s estate to persons to whom the incompetent was under no legal obligation always has been regarded as a power to he exercised with great caution. We do not think that our Act of 1927 was in any sense designed to relax the caution properly attendant upon the power conferred.” 176 Tenn. 556, 144 S. W. 2d 763.

¶12The Chancellor thought complainant could not remain in her position as guardian and seek benefits under Code Section 9652. We agree. Neither can we say that the Chancellor erred in the taxation of costs. Ezell v. Hake, 184 Tenn. 319, 198 S. W. 2d 809. Assignments of error raising other questions need not be determined.

¶13The appeal is dismissed.

All concur.
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