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2017 UT App 145

State v. Alvarez

Court of Appeals of Utah

Decided August 10, 2017

Court of Appeals of Utah · decided 2017-08-10

Cited by 7 later decisions — most recently December 2020

6 state decisions

Key passage — most relied on by later courts

“[W]e will not assume that the [sentencing] court's silence, by itself, presupposes that the court did not consider the proper factors as required by law.”

quoted by 2 later decisions, including State v. Coombs, 2018 UT App 82 - State v. Norton

“assumed that [his] conduct merited a 15-years-to-life sentence and imposed sentence based on its assessment of whether [he] was entitled to 'mercy.' " He also contends that, under the circumstances of this case, his aggravated sexual assault convictions are comparatively less serious than other crimes, such as murder, which also carry presumptive prison sentences of fifteen years to life. ¶74 We conclude that Norton's contentions do not have merit. To begin with, Norton is correct that the court did not expressly explain its sentencing decision in terms of the proportionality rubric set out in LeBeau . But although Norton asked the court to reduce his sentence in the interests of justice, "he did not invoke the proportionality rubric in making his argument”

quoted by 1 later decision, including 2018 UT App 82 - State v. Norton

Relies on State v. Helms · 2003 UT App 432 - State v. Valdovinos · State v. Lebeau

Good law ✅— No negative treatment on recordhow we know

Decided 2017-08-10

View the full empirical analysis of this case →

                         
2017 UT App 145



               THE UTAH COURT OF APPEALS

                        STATE OF UTAH,
                           Appellee,
                               v.
                   FRANCISCO JAVIER ALVAREZ,
                          Appellant.

                             Opinion
                        No. 20160207-CA
                      Filed August 10, 2017

           Third District Court, Salt Lake Department
              The Honorable Richard D. McKelvie
                          No. 141904309

       Joanna E. Landau, Christopher J. Jones, and Marshall
               Thompson, Attorneys for Appellant
           Sean D. Reyes and John J. Neilsen, Attorneys
                          for Appellee

JUDGE GREGORY K. ORME authored this Opinion, in which JUDGE
   JILL M. POHLMAN concurred. JUDGE J. FREDERIC VOROS JR.
            concurred in the result, with opinion.1

ORME, Judge:

¶1     Francisco Javier Alvarez pled guilty to aggravated sexual
abuse of a child, a first degree felony. See 
Utah Code Ann. § 76-5
-
404.1(4), (5) (LexisNexis Supp. 2016). Alvarez appeals his
sentence, arguing that the sentencing court abused its discretion
when it imposed the presumptive sentence of fifteen years to
life. We review sentencing decisions for an abuse of discretion,


1. Judge J. Frederic Voros Jr. participated in this case as a
member of the Utah Court of Appeals. He retired from the court
before this decision issued.
                         State v. Alvarez


see State v. Neilson, 
2017 UT App 7, ¶ 15
, 
391 P.3d 398
, and will
conclude that such an abuse occurred only “if it can be said that
no reasonable [person] would take the view adopted by the
[sentencing] court,” State v. Valdovinos, 
2003 UT App 432, ¶ 14
, 
82 P.3d 1167
 (first alteration in original) (citation and internal
quotation marks omitted).

¶2     Aggravated sexual abuse of a child is punishable “by a
term of imprisonment . . . not less than 15 years and which may
be for life.” 
Utah Code Ann. § 76-5-404.1
(5)(a). The sentencing
court may, however, impose one of two lesser sentences—six-tolife or ten-to-life—if the court finds that it would be “in the
interests of justice.” 
Id.
 § 76-5-404.1(6). When considering
whether a lesser sentence is in the interests of justice, the court
must consider the “rehabilitative potential of individual
defendants”2 and the proportionality of the sentence in relation to
the severity of the offense. LeBeau v. State, 
2014 UT 39
, ¶¶ 36–37,
337 P.3d 254
. Moreover, the court should compare the sentence
being imposed to “the sentences imposed for more and less
serious crimes in order to ensure that a particular defendant’s
sentence is not arbitrary.” Id. ¶ 47.

¶3     Relying on State v. Jaramillo, 
2016 UT App 70
, 
372 P.3d 34
,
Alvarez argues that remand is warranted. In Jaramillo, we
remanded for resentencing because the Utah Supreme Court
announced LeBeau’s proportionality requirement after Jaramillo
was sentenced. See id. ¶ 34. Thus, because the sentencing court
had not been aware of LeBeau’s proportionality requirement in
sentencing Jaramillo, we remanded so that Jaramillo’s sentence
could “be reviewed through LeBeau’s interests-of-justice
analysis.” Id. ¶ 43.

¶4    That rationale does not apply to Alvarez, who was
sentenced well after LeBeau was issued. “As a general rule, Utah


2. The sentencing court        expressly    considered   Alvarez’s
rehabilitative potential.




20160207-CA                     2               
2017 UT App 145
                         State v. Alvarez


courts presume that the [sentencing] court made all the
necessary considerations when making a sentencing decision.”
State v. Monzon, 
2016 UT App 1, ¶ 21
, 
365 P.3d 1234
 (citation and
internal quotation marks omitted). “[W]e will not assume that
the [sentencing] court’s silence, by itself, presupposes that the
court did not consider the proper factors as required by law.”
State v. Helms, 
2002 UT 12, ¶ 11
, 
40 P.3d 626
. Because LeBeau and
its proportionality requirement predated Alvarez’s sentence, and
because Alvarez has not demonstrated that our presumption of
appropriate sentencing consideration is inapplicable,3 we
assume that the sentencing court duly considered the
proportionality of Alvarez’s sentence.4

¶5     Moreover, while Alvarez did generally argue that “the
interests of justice” required a lesser sentence, he did not invoke
the proportionality rubric in making his argument. Had he done
so, the sentencing court’s proportionality analysis would likely
have moved from the presumed to the expressed. Thus, he will
not now be heard to argue that the sentencing court was remiss
in not articulating its views on proportionality. And although
the State does not argue that Alvarez failed to preserve his


3. To combat the presumption, a defendant must ordinarily
show that “an ambiguity of facts makes the assumption
unreasonable,” that a “statute explicitly provides that written
findings must be made,” or that “a prior case states that findings
on an issue must be made.” State v. Helms, 
2002 UT 12, ¶ 11
, 
40 P.3d 626
.

4. We also note that requiring an automatic remand any time
proportionality is not expressly considered, as Alvarez proposes,
would contradict the longstanding rule that appellants must
demonstrate prejudice. See Utah R. Crim. P. 30(a) (“Any error,
defect, irregularity or variance which does not affect the
substantial rights of a party shall be disregarded.”). In this
context, Alvarez would need to show that his sentence would
have been more favorable absent the claimed sentencing error.




20160207-CA                     3               
2017 UT App 145
                         State v. Alvarez


proportionality issue for appeal, we do not disagree with Judge
Voros that the appeal could also be decided on that basis alone.

¶6     The remainder of Alvarez’s argument amounts to a
disagreement with how the sentencing court weighed
aggravating and mitigating factors. As we have previously
stated, this is insufficient to demonstrate an abuse of discretion.
See State v. Bunker, 
2015 UT App 255, ¶ 5
, 
361 P.3d 155
.

¶7     We conclude that the sentencing court did not abuse its
discretion in sentencing Alvarez. Accordingly, his sentence is
affirmed.




VOROS, Judge (concurring in the result):

¶8    I concur in the result. I would affirm on the ground that
Alvarez did not preserve at sentencing the proportionality claim
he now asserts on appeal.




20160207-CA                     4               
2017 UT App 145


¶1Opinion

ORME, Judge:

¶2¶ 1 Francisco Javier Alvarez pled guilty to aggravated sexual abuse of a child, a first degree felony. See Utah Code Ann. § 76-5-404.1(4), (5) (LexisNexis Supp. 2016). Alvarez appeals his sentence, arguing that the sentencing court abused its discretion when it imposed the presumptive sentence of fifteen years to life. We review sentencing decisions for an abuse of discretion, see State v. Neilson, 2017 UT App 7, ¶ 15, 391 P.3d 398, and will conclude that such an abuse occurred only “if it can be said that no reasonable [person] would take the view adopted by the [sentencing] court,” State v. Valdovinos, 2003 UT App 432, ¶ 14, 82 P.3d 1167 (first alteration in original) (citation and internal quotation marks omitted).

¶3¶2 Aggravated sexual abuse of a child is punishable “by a term of imprisonment ... not less than 15 years and which may be for life.” Utah Code Ann. § 76-5-404.1(5)(a). The sentencing court may, however, impose one of two lesser sentences— six-to-life or ten-to-life—if the court finds that it would be “in the interests of justice.” Id. § 76-5-404.1(6). When considering whether a lesser sentence is in the interests of justice, the court must consider the “rehabilitative potential of individual defendants”2 and the proportionality of the sentence in relation to the severity of the offense. Le-Beau v. State, 2014 UT 39, ¶¶ 36-37, 337 P.3d 254. Moreover, the court should compare the sentence being imposed to “the sentences imposed for more and less serious crimes in order to ensure that a particular defendant’s sentence is not arbitrary.” Id. ¶ 47.

¶4*193¶3 Relying on State v. Jaramillo, 2016 UT App 70, 372 P.3d 34, Alvarez argues that remand is warranted. In Jaramillo, we remanded for resentencing because the Utah Supreme Court announced LeBeau’s proportionality requirement after Jaramillo was sentenced. See id. ¶ 34. Thus, because the sentencing court had not been aware of Le-Beau’s proportionality requirement in sentencing Jaramillo, we remanded so that Jar-amillo’s sentence could “be reviewed through LeBeau’s interests-of-justice analysis.” Id. ¶ 43.

¶5¶ 4 That rationale does not apply to Alvarez, who was sentenced well after Le-Beau was issued. “As a general rule, Utah courts presume that the [sentencing] court made all the necessary considerations when making a sentencing decision.” State v. Monzon, 2016 UT App 1, ¶ 21, 365 P.3d 1234 (citation and internal quotation marks omitted). “[W]e will not assume that the [sentencing] court’s silence, by itself, presupposes that the court did not consider the proper factors as required by law.” State v. Helms, 2002 UT 12, ¶ 11, 40 P.3d 626. Because Le-Beau and its proportionality requirement predated Alvarez’s sentence, and because Alvarez has not demonstrated that our presumption of appropriate sentencing consideration is inapplicable,3 we assume that the sentencing'court duly considered the proportionality of Alvarez’s sentence.4

¶6¶ 5 Moreover, while Alvarez did generally argue that “the interests of justice” required a lesser sentence, he did not invoke the proportionality rubric in making his argument. Had he done so, the sentencing court’s proportionality analysis would likely have moved from the presumed to the expressed. Thus, he will not now be heard to argue that the sentencing court was remiss in not articulating its views on proportionality. And although the State does not argue that Alvarez failed to preserve his proportionality issue for appeal, we do not disagree with Judge Voros that the appeal could also be decided on that basis alone.

¶7¶ 6 The remainder of Alvarez’s argument amounts to a disagreement with how the sentencing court weighed aggravating and mitigating factors. As we have previously stated, this is insufficient to demonstrate an abuse of discretion. See State v. Bunker, 2015 UT App 255, ¶ 5, 361 P.3d 155.

¶8¶ 7 We conclude that the sentencing court did not abuse its discretion in sentencing Alvarez. Accordingly, his sentence is affirmed.

¶9. The sentencing court expressly considered Alvarez’s rehabilitative potential.

¶10. To combat the presumption, a defendant must ordinarily show that "an ambiguity of facts makes the assumption unreasonable," that a "statute explicitly provides that written findings must be made,” or that "a prior case states that findings on an issue must be made.” State v. Helms, 2002 UT 12, ¶ 11, 40 P.3d 626.

¶11. We also note that requiring an automatic remand any time proportionality is not expressly considered, as Alvarez proposes, would contradict the longstanding rule that appellants must demonstrate prejudice. See Utah R. Crim. P. 30(a) ("Any error, defect, irregularity or variance which does not affect the substantial rights of a party shall be disregarded.”). In this context, Alvarez would need to show that his sentence would have been more favorable absent the claimed sentencing error.

VOROS, Judge

¶12(concurring in the result):

¶13¶ 8 I concur in the result. I would affirm on the ground that Alvarez did not preserve at sentencing the proportionality claim he now asserts on appeal.

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