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Appellate Court Date: 2019.08.12
11:11:03 -05'00'
In re M.B., 2019 IL App (2d) 181008
Appellate Court In re M.B., D.B., and D.B., Minors (The People of the State of Illinois,
Caption Petitioner-Appellee, v. Maurice B., Respondent-Appellant).
District & No. Second District
Docket No. 2-18-1008
Filed May 6, 2019
Decision Under Appeal from the Circuit Court of Winnebago County, Nos. 17-JA-35,
Review 17-JA-36, 17-JA-37; the Hon. Francis M. Martinez, Judge, presiding.
Judgment Vacated and remanded.
Counsel on Andrew J. Vella, of Rockford, for appellant.
Appeal
Marilyn Hite Ross, State’s Attorney, of Rockford (Patrick Delfino,
David J. Robinson, and Cora Moy, of State’s Attorneys Appellate
Prosecutor’s Office, of counsel), for the People.
Panel JUSTICE JORGENSEN delivered the judgment of the court, with
opinion.
Justices McLaren and Hudson concurred in the judgment and opinion.
OPINION
¶1 On November 13, 2018, the circuit court of Winnebago County found that the State had
established by clear and convincing evidence that respondent, Maurice B., was unfit to parent
his children, M.B., D.B., and D.B. (ages three, six, and eight at the time of the hearing) and
that it was in the children’s best interests that respondent’s parental rights be terminated.
Respondent appeals, arguing that the court’s findings that he was unfit and that termination
was in the children’s best interests are contrary to the manifest weight of the evidence and,
further, that his due process rights were violated when the court vacated his attorney’s
appointment before the unfitness hearing. As we agree with respondent’s due process
argument, we vacate the court’s judgment and remand.
¶2 I. BACKGROUND
¶3 In January 2017, the Department of Children and Family Services (DCFS) was called to
respondent’s home after his two-month-old infant’s death was reported. (The pathologist
concluded that the infant’s cause of death was suffocation upon co-sleeping.) Respondent and
Doneisha T., the children’s mother, 1 reportedly gave varying accounts of the events leading to
the death, and the three other children were told not to talk to DCFS. After an investigation
revealed multiple reports of domestic violence between respondent and Doneisha and police
found 30 bags of marijuana in the residence, DCFS took protective custody of the children.
¶4 On August 1, 2017, the children were adjudicated neglected. The report of proceedings
reflects seven hearings between February 2, 2017, and August 7, 2017; respondent was present
at four of the hearings and his appointed counsel was present at all of them. During a hearing
at which respondent was not present, the court learned that respondent’s counsel had not had
any contact with respondent since the previous court date and that respondent had missed
appointments with the caseworker; as such, the court found that respondent forfeited his right
to be present at the hearing.
¶5 On September 28, 2017, the court held a dispositional hearing. Respondent was present
with counsel. The court reminded respondent that he must cooperate and make reasonable
progress or the State had could petition to terminate his parental rights. A permanency hearing
was scheduled.
¶6 At the February 28, 2018, permanency hearing, respondent was present with counsel.
However, at the next permanency hearing, on August 10, 2018, respondent was not present.
Counsel reported that she had not had any recent contact with respondent. The court noted that
there was an outstanding warrant for respondent’s arrest. The court continued the hearing to
August 22, 2018.
¶7 On August 22, 2018, neither respondent nor Doneisha appeared, and their respective
attorneys reported that they had not had any contact with them. A caseworker represented that
she believed that they were in Chicago, that they had missed their last scheduled visit, and that
respondent had an outstanding warrant. Doneisha’s attorney stated that Doneisha had
expressed a wish to move the case to Chicago because the entire family was there. The court
1
Doneisha was a party to the trial court proceedings, and her parental rights were also terminated.
She is not, however, a party to this appeal.
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confirmed, however, that the children were not placed in Chicago. The court further learned
that respondent had been discharged from counseling and substance-abuse services because he
committed, and was convicted of, aggravated battery of Doneisha and was incarcerated. The
court commented, “I think I arraigned him during this period in bond court. I seem to have run
into him once or twice.” Further, respondent was required to have only supervised visitation
but had engaged in unsupervised contact with the children. The court changed the goal to
substitute care pending termination of parental rights and set an arraignment date, finding:
“[Respondent] was convicted of aggravated battery against the mother. He currently
has a warrant outstanding. He is a fugitive from justice. He has failed to appear here in
court, and is at this point, as [the guardian ad litem] says, no closer to reunification than
he was the day we entered the disposition, in the Court’s opinion. Therefore, he has not
made reasonable progress at this time nor efforts.”
¶8 On September 25, 2018, the court held an arraignment on the petition to terminate parental
rights. Respondent was not present. The court noted that respondent had, from time to time,
been in custody, and it inquired as to respondent’s status. Regarding her efforts to contact
respondent, counsel stated:
“I attempted to contact him by every phone number that I have on file. I don’t have
an up-to-date address to reach him at. The last I knew from [the previous caseworker,]
he had relocated to Chicago, and I did not have a Chicago address for him.
…
So I have not had contact with him for some time.”
Doneisha and the caseworkers also represented that they had not had contact with respondent
and/or did not know whether respondent had relocated. The court found that respondent had
forfeited his right to be present at the hearing.
¶9 On November 6, 2018, the unfitness hearing commenced. Respondent was not present. His
counsel was present and reported that she had not had any contact with him. The court,
recollecting the outstanding warrant, questioned whether respondent was in custody and asked
the assistant state’s attorney to check “our jail.” After a discussion off the record, the assistant
state’s attorney reported that respondent was not in custody in Winnebago County. The court
made the following findings:
“Parents have not communicated with their attorneys and have not taken advantage
or assisted them in the preparation of this case for termination. They have indicated
that they are not inclined to participate in this termination of parental rights. They are
now—they have not assisted their attorneys in preparation for this termination of
parental rights, so I’m going to vacate their appointments. Both counsels were
previously appointed, are not retained. And then we will proceed with the [termination
of parental rights] essentially as a prove up.
… [T]he findings are quite clear that they’ve waived their right to be present, and
they’ve waived their right to counsel because they have not cooperated with counsel in
the preparation, counsel’s preparation of this case.” (Emphasis added.)
¶ 10 Accordingly, respondent’s counsel was discharged and did not participate further in the
proceedings. Thereafter, the State presented the children’s current caseworker, who laid the
foundation for the admission of service plans, and the court admitted additional documentary
evidence and received argument from the State and the guardian ad litem. The court found that
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the State proved by clear and convincing evidence that respondent was unfit on both bases
alleged in the petition: (1) failing to protect the children from conditions within their
environment injurious to their welfare (750 ILCS 50/1(D)(g) (West 2016)) and (2) failing to
make reasonable progress toward the return of the children within any nine-month period after
the neglect adjudication (id. § 1(D)(m)(ii)). The court again noted that the parents had
“absented themselves from these proceedings without excuse.” The court also noted that
respondent had failed to complete services necessary for reunification, that respondent had not
made progress toward unsupervised visitation, and that respondent had presented no evidence
to contradict the State’s case.
¶ 11 The case immediately proceeded to a best-interests hearing, again without respondent or
his counsel present. The caseworker testified that the children were split between two
traditional foster homes (the oldest in one, and the other two in another) and had been in those
homes for approximately two months. The foster homes were safe and appropriate, the children
were comfortable in them, and the foster parents were providing for the children’s needs. The
foster parents were not yet sure whether they would be willing to adopt the children, as the
placements were relatively new. The court found that it was in the children’s best interests to
terminate both parents’ parental rights. It noted that “both parents are still unfit, and
reunification with those parents is certainly bleak to say the least.”
¶ 12 The record does not reflect when or how respondent was notified of the court’s decision,
but, on December 5, 2018, respondent, pro se, filed a timely notice of appeal.
¶ 13 II. ANALYSIS
¶ 14 We find dispositive respondent’s contention that his due process rights were violated when
the trial court dismissed his appointed counsel before the unfitness hearing. Respondent notes
that his counsel was present and prepared to participate in the hearing, that conducting the
hearing would not have been a great burden to either counsel or the State, and that counsel
could have cross-examined the caseworker and made arguments on respondent’s behalf. 2 For
the following reasons, we agree.
¶ 15 The due process clause of the United States Constitution provides heightened protection
against government interference with parents’ fundamental rights, including their right to make
decisions concerning the care, custody, and control of their children. Wickham v. Byrne, 199
Ill. 2d 309, 316 (2002). In limited instances, however, State interference with fundamental
parental rights is justified to protect the health, safety, and welfare of children. Id. at 317. “Due
process in the context of interference with parental rights is achieved by compliance with the
provisions of the Juvenile Court Act [of 1987] and fundamental fairness.” In re D.T., 2017 IL
App (3d) 170120, ¶ 23. We review de novo claims concerning due process violations. In re
A.M., 402 Ill. App. 3d 720, 723 (2010).
2
We note that respondent’s brief dedicates one paragraph to this issue (and he did not file a reply
brief). Respondent provides a few relevant citations, but instead of presenting a fully developed
argument, he concludes simply that “it is clear” that his due process rights were violated. His arguments
on the remaining issues are similarly abbreviated. We remind respondent that this court is entitled to
cohesive arguments and is not simply a repository into which an appellant may foist the burden of
argument and research. See, e.g., In re Marriage of Knoll, 2016 IL App (1st) 152494, ¶ 69.
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¶ 16 Although a respondent parent has no constitutional right to counsel in proceedings under
the Juvenile Court Act of 1987 (Act) (705 ILCS 405/1-1 et seq. (West 2016)), the parent has a
statutory right to counsel. Specifically, as relevant here, section 1-5(1) of the Act (id. § 1-5(1))
provides that a respondent parent has the right to be present at the proceedings and to the
appointment of counsel (if he or she is financially unable to employ counsel). That section
further provides:
“Counsel … shall appear at all stages of the trial court proceeding, and such
appointment shall continue through the permanency hearings and termination of
parental rights proceedings subject to withdrawal or substitution pursuant to Supreme
Court Rules or the Code of Civil Procedure. Following the dispositional hearing, the
court may require appointed counsel … to withdraw his or her appearance upon
failure of the party for whom counsel was appointed under this Section to attend any
subsequent proceedings.” (Emphases added.) Id.
¶ 17 Here, although the trial court did not reference section 1-5 of the Act, the parties view the
court as having implicitly relied on section 1-5’s option to “require” appointed counsel’s
withdrawal. Under this framework, we cannot conclude that the court erred in determining
that, as respondent had failed to appear at multiple hearings following the dispositional hearing,
requiring counsel’s withdrawal was permitted by the Act.
¶ 18 However, and as the State concedes, the court did not follow the statute’s procedures,
which provide that, although the court may require an attorney to withdraw, the withdrawal
must follow “Supreme Court Rules.” Id. Illinois Supreme Court Rule 13(c) (eff. July 1, 2017)
provides that counsel must submit a written motion to withdraw and provide notice to the
represented party by personal service or certified mail before withdrawal is allowed. Further,
after withdrawal is allowed, Rule 13(c) establishes a 21-day period for the party to retain new
counsel or enter his or her own appearance. As there was no written motion, service, or
continuance here, the court erred in dismissing counsel.
¶ 19 The State argues that, despite the Rule 13(c) violations, respondent’s due process rights
were not infringed. The State contends that any error was harmless, given the strength of the
evidence and respondent’s decision to absent himself from proceedings. We disagree.
¶ 20 When determining what due process requires in proceedings that implicate a fundamental
liberty interest, three factors must be considered: (1) the private interest implicated by the
official action; (2) the risk of erroneous deprivation of that interest through the procedures
used, and the probable value, if any, of additional or substitute safeguards; and (3) the
government’s interest, including the function involved and the fiscal and administrative
burdens that the additional or substitute safeguards would entail. Mathews v. Eldridge, 424
U.S. 319, 335 (1976); In re Andrea F.,
208 Ill. 2d 148, 165 (2003) (same factors apply to assess
due process under Illinois Constitution). These factors have been applied in cases concerning
termination of parental rights. See Andrea F., 208 Ill. 2d at 165.
¶ 21 As to the first factor, the private interest at stake is respondent’s fundamental interest in the
control, custody, and care of his children.
¶ 22 As to the second factor, we cannot conclude that there is only a minimal risk that the court’s
error erroneously deprived respondent of his fundamental interest. Indeed, respondent’s
interest was completely unrepresented at the termination hearings, as he was absent and his
counsel was discharged. The State argues that any error was harmless because the proceedings
to terminate respondent’s parental rights arose due to respondent’s own acts or omissions,
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namely his objective failure to make reasonable progress toward the return of his children.
Therefore, the State argues, as reasonable progress could be objectively determined from the
record, respondent’s lack of representation did not affect the court’s finding of unfitness.
Similarly, the State argues, the court’s best-interests finding could not have been affected by
the absence of respondent’s counsel, as the evidence reflected that the children could not be
returned to respondent’s care in the near future and were being adequately cared for in their
foster placements.
¶ 23 Of course, the objective evidence the State references was not subject to cross-examination
by respondent or his counsel at the proceedings. As respondent’s appellate counsel noted at
oral argument, we do not know what arguments counsel might have made, what evidence
might have been presented, or what questions might have been asked of the State’s witness
had counsel not been discharged. Accordingly, while it is easy to argue that the record
objectively supported the court’s findings, it remains that the court was not presented with
“both sides” of that record. Thus, to the extent that the State suggests that there can be no due
process violation here simply because the case was ultimately a “slam dunk” for the State, we
disagree. “At a minimum, procedural due process requires notice, an opportunity to respond,
and a meaningful opportunity to be heard.” In re Estate of Gustafson, 268 Ill. App. 3d 404, 409
(1994). Where there was no notice to respondent of the unfitness hearing and no notice that his
counsel would be discharged—and accordingly the State’s evidence was uncontested—we
cannot say that the Rule 13(c) violations were harmless and did not infringe due process.
¶ 24 We acknowledge that, in the recent decision In re S.P., 2019 IL App (3d) 180476, ¶¶ 43-
44, the Third District held that, despite Rule 13(c) violations, allowing the respondent father’s
counsel to withdraw did not constitute a due process violation. Specifically, counsel orally
requested to withdraw when the respondent failed to appear and counsel had not had any
contact with him in almost one year, and the trial court granted the request. The appellate court
held that, because counsel did not follow Rule 13(c), the trial court erred in allowing counsel
to withdraw. Nevertheless, the appellate court held that the error did not constitute a due
process violation, as the risk that the respondent was erroneously deprived of his fundamental
right to parent was minimal. Id. ¶ 44. The court recounted that the record showed that the
respondent (1) had appeared at the adjudication and dispositional hearings and thus was aware
of the proceedings, (2) had received a service plan, (3) had been admonished to comply with
the terms of the service plan or risk termination of his parental rights, (4) had failed to make
himself available to the caseworker, (5) had failed to remain in contact with counsel, and
(6) was incarcerated while counsel was withdrawn and there was no indication that the
respondent attempted to contact counsel for any reason, let alone for advice or assistance
regarding making progress. Id.
¶ 25 Each of the foregoing six factors is also present here. 3 However, there are two critical
distinctions. First, in S.P., the court also noted that the only proceedings that took place while
the respondent was without counsel concerned the mother’s progress. Id. Here, in contrast, the
proceedings that occurred in respondent’s and counsel’s absence were those most critical to
3
As to the sixth circumstance, incarceration, it is not entirely clear, but it appears that there was an
outstanding warrant for respondent’s arrest and that respondent was incarcerated for a period. In any
event, he certainly did not reach out to counsel for assistance with making reasonable progress or to
advise counsel of his whereabouts.
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respondent’s parental rights, i.e., the termination proceedings. Second, in S.P., after counsel
was allowed to withdraw, the respondent reappeared in court at a subsequent hearing and, after
the court admonished him to keep in contact with counsel, it reappointed counsel. As such, the
respondent was fully represented at the termination hearings. Id. Here, there was no
opportunity for respondent to reappear or for counsel to be reappointed, as there was no notice
of counsel’s dismissal and no continuance of the case. Rather, the court vacated the
appointment and dismissed counsel at the unfitness hearing, outside of respondent’s presence,
and he lacked any representation at the termination hearings. Accordingly, this case lacks two
critical facts that allowed the court in S.P. to find that the Rule 13(c) violations resulted in only
a minimal risk of an erroneous deprivation of rights. Under these facts, we find S.P.
distinguishable.
¶ 26 We instead find instructive In re Robert S., 357 Ill. App. 3d 214 (2005). Although not in a
due process framework, the court in Robert S. held that the trial court erred by granting the
attorney’s motion to withdraw and then immediately conducting hearings on the termination
petition. Id. at 218. The respondent had received notice of the attorney’s motion (unlike here),
and the notice advised the respondent that if withdrawal were granted she would have 21 days
to secure new counsel or file an appearance. As the court instead granted the motion to
withdraw and immediately conducted hearings on the petition, Rule 13(c) was violated and the
respondent was neither present nor represented by counsel at the termination proceedings. The
appellate court held that the error required reversal and a remand. Id.
¶ 27 We also find instructive In re J.P.,
316 Ill. App. 3d 652, 663 (2000), wherein this court
concluded that a respondent’s due process rights were violated when the trial court conducted
the best-interests hearing in the absence of both the respondent and her counsel, who was
allowed to withdraw without Rule 13(c) compliance. We reversed the order finding the
respondent unfit and the subsequent order terminating her parental rights, and we remanded
the cause for a new hearing to determine whether the respondent was unfit. Id. at 659.
¶ 28 We are not immune to the frustration caused by respondent’s absence. Indeed, after the
dispositional hearing, respondent was not only absent from four out of the five remaining
hearings—his whereabouts were completely unknown. Respondent had no contact with his
counsel or the caseworker. Doneisha did not know where he was. Counsel tried to reach him
on every phone number that she had, to no avail, and she had no current address for him. Ten
months passed between respondent’s last court appearance and the court’s dismissal of
counsel; thus, respondent was absent for approximately two-thirds of this case. (The entire
proceedings, from the neglect adjudication (August 2017) through termination (November
2018), took place over approximately 15 months.) When present in court, respondent was
routinely admonished that his cooperation and reasonable progress were required or he risked
termination of his parental rights. Nevertheless, without excuse, respondent absented himself
from these proceedings and from contact with counsel. We note that, even on appeal,
respondent offers no explanation or excuse for his absences and his failure to contact or
cooperate with either counsel or the caseworker.
¶ 29 However, respondent was an active participant in the process prior to the dispositional
hearing. The timing of respondent’s absences appears to coincide with criminal issues and an
outstanding warrant, perhaps suggesting fear that a court appearance would result in an arrest.
Setting aside that speculation, it is objectively true that respondent’s counsel was present at
every single hearing. It is not unreasonable to presume that respondent might have absented
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himself with the understanding that, even when he was not present, his counsel would be
present and that, if counsel were to withdraw, respondent would receive notice. Indeed, as that
is, in fact, what section 1-5(1) of the Act and Rule 13(c) collectively provide, that presumption
would be reasonable.
¶ 30 As to the third and final due process factor, the State contends that, had the termination
proceedings been further delayed upon the court’s decision to dismiss counsel, the State’s
interest would have been burdened. Without minimizing the importance of efficiency and
finality in these cases, we do not agree that any such burden on the State would have been
great. A little over one month passed between the September 25, 2018, arraignment on the
termination petition and the November 6, 2018, termination proceedings. One 21-day
continuance to comply with Rule 13(c) would not have been onerous. Moreover, we emphasize
that, if the burden of delay was the overarching concern, a reasonable alternative existed: as
counsel was already present for the hearing, the court could have simply proceeded, leaving
counsel’s appointment intact. Again, counsel here did not request to withdraw. The court acted
sua sponte. Instead of doing so, the court could have found that respondent forfeited only his
statutory right to be present and it could have proceeded, with counsel, in his absence. See,
e.g., id. at 661 (“[a]lthough a parent has a right to be present at a hearing to terminate parental
rights, presence is not mandatory, and the trial court is not obligated to delay the proceedings
until the parent chooses to appear” and “even if her or his absence from the hearing is
involuntary, a parent’s right to due process is not violated when the conditions preventing the
parent’s presence are likely to continue indefinitely”). Under these facts, proceeding in
respondent’s absence, but leaving intact counsel’s appointment, would have also alleviated the
State’s concern that a respondent parent who wishes to delay an unfitness or best-interests
finding could do so by refusing to cooperate with counsel or failing to appear in court at
strategic times. We reiterate:
“[A] trial court should not hesitate to determine fitness in the absence of a parent who
is attempting to manipulate the system to her or his own advantage. [Citation.]
However, when balancing a parent’s interests and right to due process against the
interests favoring a prompt disposition, a trial court must cautiously observe the
relevant procedural requirements because a disposition that must be reversed on appeal
serves neither interest.” Id. at 663.
¶ 31 Unfortunately, neither a continuance nor a retention of counsel’s appointment was chosen
here and, consequently, the court’s action, taken presumably in the name of efficiency and
finality, has, regrettably, resulted in the opposite: delay, inefficiency, and uncertainty. As due
process in the context of interference with parental rights is achieved by compliance with the
provisions of the Act and fundamental fairness (In re D.T., 2017 IL App (3d) 170120, ¶ 23),
neither of which was satisfied here, we vacate the court’s judgment and remand for proceedings
consistent with this decision.
¶ 32 III. CONCLUSION
¶ 33 For the foregoing reasons, the judgment of the circuit court of Winnebago County is
vacated and the cause is remanded.
¶ 34 Vacated and remanded.
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