224 F.2d
Volume 224 — Federal Reporter, Second Series
249 opinions
- 224 F.2d 1Alabama Great Southern Railroad v. Louisville & Nashville Railroad (1955)
- 224 F.2d 5United States v. Puscedu (1955)United States Court of Appeals for the Fifth Circuit
- 224 F.2d 7United States of America, and v. General Box Company, and General Box Company, and v. United States of America, And (1955)
- 224 F.2d 21Hurt v. Balkcom (1955)
- 224 F.2d 23National Labor Relations Board v. Brady Aviation Corp. (1955)
- 224 F.2d 26United States v. Dean (1955)United States Court of Appeals for the First Circuit
- 224 F.2d 30Rupert H. Johnson, D/B/A R. H. Johnson & Co. v. John C. Larmondra (1955)
- 224 F.2d 33New York Life Insurance v. Jones (1955)
- 224 F.2d 36Swift Canadian Co. v. Banet (1955)
- 224 F.2d 39Bride v. Commissioner (1955)
- 224 F.2d 44C. I. T. Financial Corp. v. Glover (1955)
- 224 F.2d 47Watkins v. Rupert (1955)United States Court of Appeals for the Second Circuit
- 224 F.2d 49Douds v. Local 50, Bakery & Confectionery Workers International Union (1955)
- 224 F.2d 52Williams v. United States (1955)United States Court of Appeals for the Sixth Circuit
- 224 F.2d 53United States v. Vivian (1955)United States Court of Appeals for the Seventh Circuit
- 224 F.2d 58Smith v. United States (1955)United States Court of Appeals for the Fifth Circuit
- 224 F.2d 61Square D Company v. Bliss Sorenson, Karl A. Dormeyer, and Albert F. Dormeyer, Doing Business as Dormeyer Industries (1955)
- 224 F.2d 66Nisbet v. Van Tuyl (1955)
- 224 F.2d 72The Automobile Insurance Company, Libellants-Appellants v. United Fruit Company, (Consolidated Cause) (1955)
- 224 F.2d 76Jackson v. Illinois Northern Railway (1955)United States Court of Appeals for the Seventh Circuit
- 224 F.2d 78National Labor Relations Board v. Furriers Joint Council (1955)
- 224 F.2d 80Jerome R. Pergament, Louis Dabney, Lemuel B. Schofield v. Kaiser-Frazer Corporation, Lewis M. Dabney, Jr. v. Kaiser Motors Corporation. Lemuel B. Schofield v. Kaiser Motors Corporation (1955)
- 224 F.2d 86The Anglo-Saxon Petroleum Co., Limited of London, England, Owner of the Goldshell, Libellant-Appellee-Petitioner v. United States of America, Respondent-Appellant-Respondent. United States of America, as Owner of the White Plains, Cross-Libellant-Appellant-Respondent v. The Goldshell, Her Engines, Boilers, Tackle, Etc., Cross-Respondent-Appellee-Petitioner (1955)
- 224 F.2d 88United States v. Rivera (1955)United States Court of Appeals for the Second Circuit
- 224 F.2d 89Shapiro v. Royal Indemnity Co. (1955)
- 224 F.2d 93Rex Wine Corp. v. Dunigan (1955)
- 224 F.2d 96Ruddy v. New York Central Railroad (1955)
- 224 F.2d 100Federal Glass Co. v. Loshin (1955)United States Court of Appeals for the Second Circuit
- 224 F.2d 102Reid v. United States (1955)United States Court of Appeals for the Fifth Circuit
- 224 F.2d 105Buffalo Arms, Inc. v. National Labor Relations Board (1955)United States Court of Appeals for the Second Circuit
- 224 F.2d 110Geigy Chemical Corp. v. Allen (1955)United States Court of Appeals for the Fifth Circuit
- 224 F.2d 115Koch-Ellis Marine Contractors, Inc. v. Chemical Barge Lines, Inc. (1955)United States Court of Appeals for the Fifth Circuit
- 224 F.2d 117United States v. The Lake George (1955)United States Court of Appeals for the Third Circuit
- 224 F.2d 120Northwest Airlines, Inc. v. Glenn L. Martin Co. (1955)United States Court of Appeals for the Sixth Circuit
- 224 F.2d 131Kelite Products, Inc. v. Binzel (1955)United States Court of Appeals for the Fifth Circuit
- 224 F.2d 146Cosgrove v. United States (1954)United States Court of Appeals for the Ninth Circuit
- 224 F.2d 158Overby v. United States Fidelity & Guaranty Co. (1955)United States Court of Appeals for the Fifth Circuit
- 224 F.2d 165United States v. Snider (1955)United States Court of Appeals for the First Circuit
- 224 F.2d 168Knowles v. United States (1955)United States Court of Appeals for the Tenth Circuit
- 224 F.2d 173Seminole Nation v. White (1955)United States Court of Appeals for the Tenth Circuit
- 224 F.2d 176Brothers v. Textile Workers Union (1955)United States Court of Appeals for the Second Circuit
- 224 F.2d 177United States v. Chinburg (1955)
- 224 F.2d 181Northern Fur Co. v. Minneapolis (1955)
- 224 F.2d 186Broadwater v. Coleman (1955)
- 224 F.2d 189Brewer v. United States (1955)United States Court of Appeals for the Fifth Circuit
- 224 F.2d 191Ware's Cut Rate Liquor Store v. United States (1955)
- 224 F.2d 193King v. California Co. (1955)
- 224 F.2d 198Rieser v. Baltimore & Ohio Railroad (1955)
- 224 F.2d 208Boat Dagny, Inc. v. Todd (1955)
- 224 F.2d 212Pedersen v. United States (1955)United States Court of Appeals for the Second Circuit
- 224 F.2d 216Panther Oil & Grease Manufacturing Co. v. Segerstrom (1955)
- 224 F.2d 219Lee County Farmers Ass'n Store, Inc. v. Stegall & Co. (1955)
- 224 F.2d 223Leonard v. Joslyn (1955)
- 224 F.2d 226Railroad Yardmasters v. Pennsylvania Railroad (1955)
- 224 F.2d 231In re Narragansett Pier Amusement Corp. (1955)
- 224 F.2d 232United States v. Kings County Iron Works, Inc. (1955)
- 224 F.2d 237Taylor v. Crain (1955)
- 224 F.2d 242Ocean Accident & Guarantee Corp. v. Aconomy Erectors, Inc. (1955)
- 224 F.2d 248United States v. Lowenthal (1955)United States Court of Appeals for the Second Circuit
- 224 F.2d 250Sun Insurance Office, Ltd. v. Gonce (1955)
- 224 F.2d 254Commissioner v. F. W. Poe Manufacturing Co. (1955)
- 224 F.2d 255United States v. Bardin (1955)
- 224 F.2d 273Austin v. United States (1955)United States Court of Appeals for the Sixth Circuit
- 224 F.2d 275Bowman v. Alvis (1955)
- 224 F.2d 276United States Ex Rel. Arnold Plue v. George S. Cummings, Warden, Connecticut State Prison, Wethersfield (1955)
- 224 F.2d 277Hoag v. Martin (1955)
- 224 F.2d 279Commissioner v. Heater Corp. (1955)United States Court of Appeals for the Sixth Circuit
- 224 F.2d 279Barnes v. Fears (1955)United States Court of Appeals for the Sixth Circuit
- 224 F.2d 279Frankel v. Johns-Manville Corp. (1955)United States Court of Appeals for the Third Circuit
- 224 F.2d 279Alvin H. Frankel, Administrator Ad Prosequendum of the Estate of Lynn E. Hoyt, Deceased (Plaintiff) v. Johns-Manville Corporation, Turner Construction Company (Defendants and Third Party Plaintiffs) the Belmont Iron Works and Ralph Cornell, Inc. (Third Party Defendants). Alvin H. Frankel, Administrator Ad Prosequendum of the Estate of Lynn E. Hoyt, Deceased (Plaintiff) v. Johns-Manville Corporation, Turner Construction Company (Defendants and Third Party Plaintiffs) the Belmont Iron Works and Ralph Cornell, Inc. (Third Party Defendants), Turner Construction Company (1955)U.S. Courts of Appeals
- 224 F.2d 280College Club Dairy, Inc. v. United States (1955)
- 224 F.2d 281Robinson v. United States (1955)United States Court of Appeals for the Eighth Circuit
- 224 F.2d 281Pierce v. United States (1955)United States Court of Appeals for the Sixth Circuit
- 224 F.2d 281Houchens v. United States (1955)United States Court of Appeals for the Tenth Circuit
- 224 F.2d 281Neal v. Beckstead (1955)United States Court of Appeals for the Tenth Circuit
- 224 F.2d 281Don Jesse Neal v. George Beckstead, Sheriff of Salt Lake County, and Marcel Graham, Warden of Utah State Prison (1955)U.S. Courts of Appeals
- 224 F.2d 282Hoyer v. United States (1955)United States Court of Appeals for the Eighth Circuit
- 224 F.2d 282Clark v. United States (1955)United States Court of Appeals for the Eighth Circuit
- 224 F.2d 282Self v. Gladden (1955)United States Court of Appeals for the Eighth Circuit
- 224 F.2d 282Crabtree v. United States (1955)United States Court of Appeals for the Tenth Circuit
- 224 F.2d 282William D. Self, Former Acting Collector of Internal Revenue v. J. G. Gladden (1955)U.S. Courts of Appeals
- 224 F.2d 283Horn v. Commissioner (1955)
- 224 F.2d 284Lambert's Point Docks, Inc. v. Kendall (1955)
- 224 F.2d 289United States ex rel. Caldwell Foundry & Machine Co. v. Texas Construction Co. (1955)
- 224 F.2d 293Liberty Mutual Insurance Company, a Massachusetts Corporation v. Hercules Powder Company (1955)
- 224 F.2d 297Missouri Printing & Engraving Co. v. Crippen (1955)
- 224 F.2d 299D. U. Emmert v. Lawrence Drake, Hugh F. Walsh v. D. U. Emmert (1955)
- 224 F.2d 303Hall Laboratories, Incorporated, the Buromin Company, Calgon, Incorporated, and Hagan Corporation v. National Aluminate Corporation (1955)
- 224 F.2d 311Ellis, Inc. v. Denis (1955)
- 224 F.2d 313Sykes v. United States (1955)United States Court of Appeals for the Fourth Circuit
- 224 F.2d 314Estate of Charles I. Aaron, Deceased, Marcus Lester Aaron, Sole Surviving v. Commissioner of Internal Revenue, Marcus Lester Aaron, Trustee for Maxie Goldmark Aaron, Jr., Trustee and Transferee v. Commissioner of Internal Revenue, Marcus Lester Aaron, Trustee for Jean Louise Friedman, Trustee and Transferee v. Commissioner of Internal Revenue, Marcus Lester Aaron, Trustee for Ruth Frances Friedman, Trustee and Transferee v. Commissioner of Internal Revenue, Marcus Lester Aaron, Trustee for Marcus Aaron Ii, Trustee and Transferee v. Commissioner of Internal Revenue (1955)
- 224 F.2d 318Greenwood v. Greenwood (1955)United States Court of Appeals for the Third Circuit
- 224 F.2d 320Southern Railway Co. v. Madden (1955)
- 224 F.2d 322General Electric Credit Corp. v. Davis (1955)
- 224 F.2d 324Hudson v. Crenshaw (1955)
- 224 F.2d 327McSweeney v. Utica Fire Insurance (1955)
- 224 F.2d 329Clifton v. United States (1955)United States Court of Appeals for the Fourth Circuit
- 224 F.2d 331Fritz W. Glitsch & Sons, Inc. v. Wyatt Metal & Boiler Works (1955)
- 224 F.2d 336National Labor Relations Board v. School-Timer Frocks, Inc. (1955)
- 224 F.2d 337Winston v. United States (1955)United States Court of Appeals for the Second Circuit
- 224 F.2d 338Chambers and Company, a Partnership Composed of J. J. Chambers and J. J. Chambers, Jr. v. The Equitable Life Assurance Society of the United States (1955)
- 224 F.2d 348Rhodes v. United States (1955)United States Court of Appeals for the Fifth Circuit
- 224 F.2d 353Smith v. Dunn (1955)
- 224 F.2d 359Mitchell v. Brown (1955)
- 224 F.2d 365Mitchell v. Swope (1955)
- 224 F.2d 367Jaynes v. United States (1955)United States Court of Appeals for the Ninth Circuit
- 224 F.2d 369Green v. U. S. Chewing Gum Mfg. Co. (1955)
- 224 F.2d 374Gifford v. Wichita Falls & Southern Railway Co. (1955)
- 224 F.2d 377Gideon B. v. Commissioner (1955)
- 224 F.2d 381Leiter Minerals, Inc. v. United States (1955)
- 224 F.2d 385Norwich Union Fire Insurance Society Ltd. v. Glasser (1955)
- 224 F.2d 387Fahs v. Martin (1955)
- 224 F.2d 401R. A. Haberman, Jr., Independent of the Estate of Elizabeth H. Gravis, Deceased v. The Equitable Life Assurance Society of the United States (1955)
- 224 F.2d 410Lipscomb v. Madigan (1955)
- 224 F.2d 412S. Nicholas Jacobs and Dolores I. Jacobs v. Commissioner of Internal Revenue (1955)
- 224 F.2d 414Harriet Dow, Administratrix of the Estate of Paul Dow, Deceased v. Carnegie-Illinois Steel Corporation (1955)
- 224 F.2d 431Gonzalez v. United States (1955)United States Court of Appeals for the First Circuit
- 224 F.2d 437Amador v. A/S J. Ludwig Mowinckels Rederi (1955)
- 224 F.2d 442Loos v. Hardwick (1955)
- 224 F.2d 443United States v. Chesapeake & Ohio Railway Co. (1955)
- 224 F.2d 445Flexer Theatres of Mississippi, Inc. v. United States (1955)
- 224 F.2d 449Standard Roofing & Materials Co. v. Chas. M. Dunning Construction Co. (1955)
- 224 F.2d 452Irvin v. Bedford (1955)
- 224 F.2d 455Charles T. Douds, Regional Director v. International Longshoremen's Association, Independent (1955)
- 224 F.2d 461American Casualty Co. of Reading v. Denmark Foods, Inc. (1955)
- 224 F.2d 465National Labor Relations Board v. Standard Coil Products Co. (1955)United States Court of Appeals for the First Circuit
- 224 F.2d 470Benes v. Canary (1955)United States Court of Appeals for the Sixth Circuit
- 224 F.2d 474Maxey v. Chapman (1955)United States Court of Appeals for the Fourth Circuit
- 224 F.2d 478Aetna Casualty & Surety Co. v. Cunningham (1955)
- 224 F.2d 482Seawright v. United States (1955)United States Court of Appeals for the Sixth Circuit
- 224 F.2d 483A B C Brewing Corporation (Formerly Aztec Brewing Co.), a Corporation v. Commissioner of Internal Revenue (1955)
- 224 F.2d 493Lawrence Warehouse Co. v. Twohig (1955)
- 224 F.2d 499The Aetna Casualty and Surety Company v. F. H. Hanna and Margaret Hanna, His Wife (1955)
- 224 F.2d 504United States ex rel. Darcy v. Handy (1955)
- 224 F.2d 517United States v. Scoggins (1955)United States Court of Appeals for the Fifth Circuit
- 224 F.2d 522McClain v. United States (1955)United States Court of Appeals for the Fifth Circuit
- 224 F.2d 526Bernard H. Tabor v. William H. Hardwick, Warden, U. S. Penitentiary, Atlanta, Georgia (1955)
- 224 F.2d 530Lyon v. Bausch & Lomb Optical Co. (1955)
- 224 F.2d 538Ismert-Hincke Milling Co. v. American Credit Indemnity Co. of New York (1955)
- 224 F.2d 544Inosencia Solorio, as Administratrix of the Estate of Frank Solorio, Deceased v. The Atchison, Topeka and Santa Fe Railway Company, a Corporation (1955)
- 224 F.2d 547Dwight A. Ward v. Commissioner of Internal Revenue, Hanna P. Ward v. Commissioner of Internal Revenue (1955)
- 224 F.2d 556Petition for Naturalization of Edwardo Coronado (1955)
- 224 F.2d 557Shockley v. United States (1955)United States Court of Appeals for the Fifth Circuit
- 224 F.2d 558Benton v. United Towing Co. (1955)United States Court of Appeals for the Ninth Circuit
- 224 F.2d 559Gallagher v. Kentucky (1955)United States Court of Appeals for the Sixth Circuit
- 224 F.2d 559Ryan v. United States (1955)United States Court of Appeals for the Sixth Circuit
- 224 F.2d 561Miller v. United States (1955)United States Court of Appeals for the Fifth Circuit
- 224 F.2d 563Carter v. United States (1955)United States Court of Appeals for the Fifth Circuit
- 224 F.2d 565Republic National Bank of Dallas v. Crippen (1955)United States Court of Appeals for the Fifth Circuit
- 224 F.2d 566Miami Structural Iron Corp. v. CIE Nationale Belge De T.M. (1955)
- 224 F.2d 570Sharaf v. Commissioner (1955)
- 224 F.2d 573City & County of Honolulu v. United States (1955)
- 224 F.2d 575Lillian Skinner v. Alice B. Johnson and Nancy Messina (1955)
- 224 F.2d 577Madigan v. Wells (1955)
- 224 F.2d 578Commissioner v. Pacific Affiliate, Inc. (1955)
- 224 F.2d 580Sun Oil Co. v. Pierce (1955)
- 224 F.2d 586Bisson v. Howard (1955)
- 224 F.2d 591Lady Nelson, Ltd. v. Creole Petroleum Corp. (1955)
- 224 F.2d 596Mitchell v. Denton (1955)
- 224 F.2d 599Louisville and Nashville Railroad Company v. Willie Farmer, Administrator of the Estate of Thomas Donald Farmer (1955)
- 224 F.2d 600United States ex rel. Burton Mill & Cabinet Works v. A. J. Rife Construction Co. & Associates (1955)
- 224 F.2d 604United States v. Price (1955)United States Court of Appeals for the Sixth Circuit
- 224 F.2d 608McDonald v. Key (1955)
- 224 F.2d 611United States of America Ex Rel. Roger Touhy, Relator-Appellee v. Joseph E. Ragen, Warden, Illinois State Penitentiary, Joliet, Illinois (1955)
- 224 F.2d 623Superior Sand and Gravel Mining Co., Inc., a Corporation v. Territory of Alaska, Vernon C. Schubert, Dorothy Schubert, Clarence D. Smith, Jr., Lillian E. Smith, Eugene E. Saxton, Dorothy M. Saxton, Ellsworth E. Saxton and Grace D. Saxton, Co-Partners Doing Business as the Northern Construction Association, and Ellsworth E. Saxton, as Agent for Said Association v. Territory of Alaska (1955)
- 224 F.2d 627National Labor Relations Board v. Cornell-Dubilier Electric Corp. (1955)
- 224 F.2d 629Hillside Amusement Co. v. Warner Bros. Pictures Distributing Corp. (1955)
- 224 F.2d 631Banks v. Central Hudson Gas & Electric Corp. (1955)
- 224 F.2d 637Cahill v. New York, New Haven & Hartford Railroad (1955)
- 224 F.2d 641Campbell v. Sailer (1955)
- 224 F.2d 644Kimmel v. Lines (1955)
- 224 F.2d 649No 6968
- 224 F.2d 660W. N. Clark Co. v. Miller Manufacturing Co. (1955)
- 224 F.2d 664Earl D. Thomas v. The Pick Hotels Corporation, a Corporation (1955)
- 224 F.2d 667United States v. Peelle Co. (1955)
- 224 F.2d 670United States v. China Daily News, Inc. (1955)
- 224 F.2d 673De Hardit v. United States (1955)United States Court of Appeals for the Fourth Circuit
- 224 F.2d 678Productive Inventions, Inc. v. Trico Products Corp. (1955)
- 224 F.2d 680Brown v. Alaska Industrial Board (1955)
- 224 F.2d 682United States v. Pagano (1955)United States Court of Appeals for the Second Circuit
- 224 F.2d 687Tyler Bank & Trust Co. v. Carder (1955)
- 224 F.2d 688Deschenes v. United States (1955)United States Court of Appeals for the Tenth Circuit
- 224 F.2d 693Welcome Wagon, Inc. v. Morris (1955)
- 224 F.2d 702National Labor Relations Board v. Moss Planing Mill Co. (1955)United States Court of Appeals for the Fourth Circuit
- 224 F.2d 706Braswell v. United States (1955)United States Court of Appeals for the Tenth Circuit
- 224 F.2d 712United States v. Town of Clarksville (1955)
- 224 F.2d 714Marteney v. United Press Ass'n (1955)
- 224 F.2d 716United States v. Harris (1955)United States Court of Appeals for the Second Circuit
- 224 F.2d 717Wong Gong Fay v. Brownell (1955)
- 224 F.2d 719Scherfe Insurance Agency, a Corporation v. American Universal Insurance Company, a Corporation (1955)
- 224 F.2d 720City of Kansas City v. Thompson (1955)
- 224 F.2d 721United States v. Sampsell (1955)
- 224 F.2d 723Kaufman v. Western Union Telegraph Co. (1955)
- 224 F.2d 731Ashland Oil & Refining Co. v. Beal (1955)
- 224 F.2d 739Pacific Employers Insurance v. French (1955)
- 224 F.2d 742Toliver v. United States (1955)United States Court of Appeals for the Ninth Circuit
- 224 F.2d 746Gindville v. American-Hawaiian Steamship Co. (1955)
- 224 F.2d 748Peterson v. United States (1955)United States Court of Appeals for the Ninth Circuit
- 224 F.2d 752Sarah Mae Flemming v. South Carolina Electric and Gas Company, a Corporation (1955)
- 224 F.2d 753Subin v. Goldsmith (1955)
- 224 F.2d 778Cenedella v. United States (1955)United States Court of Appeals for the First Circuit
- 224 F.2d 784Eistrat v. Massachusetts Bonding & Insurance (1955)
- 224 F.2d 786Harry C. Steigman Equipment Co. v. Atlantic Hotel Co. (1955)
- 224 F.2d 788Alexander v. Commissioner (1955)
- 224 F.2d 794Southwestern Gas & Electric Co. v. City of Gilmer (1955)
- 224 F.2d 795Swanson v. United States (1955)United States Court of Appeals for the Ninth Circuit
- 224 F.2d 801United States v. Paccione (1955)United States Court of Appeals for the Second Circuit
- 224 F.2d 803United States ex rel. Belfrage v. Kenton (1955)
- 224 F.2d 806Wm. H. Muller & Co. v. Swedish American Line Ltd. (1955)
- 224 F.2d 808De Laney v. City Investment Co. (1955)
- 224 F.2d 811United States v. Compania Cubana De Aviacion (1955)
- 224 F.2d 824Laskey Bros. of W. Va., Inc. v. Warner Bros. Pictures, Inc. (1955)
- 224 F.2d 834In re Riddlesburg Mining Co. (1955)
- 224 F.2d 840Squirrel Brand Co. v. Barnard Nut Co. (1955)
- 224 F.2d 845Brown v. United States (1955)United States Court of Appeals for the Sixth Circuit
- 224 F.2d 849No 311
- 224 F.2d 851White v. Har-Lee Apartments, Inc. (1955)
- 224 F.2d 853Giske v. Alaska Industrial Board (1955)
- 224 F.2d 855United States v. Treffinger (1955)
- 224 F.2d 857Shackelford v. Mission Taxicab Co. (1955)
- 224 F.2d 859United States v. La Rocca (1955)United States Court of Appeals for the Second Circuit
- 224 F.2d 861Klein v. Securities & Exchange Commission (1955)United States Court of Appeals for the Second Circuit
<p>Petitioner Rudolph V. Klein is a broker and dealer in securities, doing business as the R. Y. Klein Company, of which he is sole owner. He was a member of the National Association of Securities Dealers, Inc. (hereinafter called NASD). In January of 1952, the District Business Conduct Committee, of the NASD district in which Klein conducted his business, filed charges against him and one other, alleging, inter alia, that sales of oil royalties to two customers between April and September of 1951 violated Sections 1 and 4 of Article III of the NASD Rules of Fair Practice.1</p> <p>The NASD is an association of securities dealers registered with the Securities and Exchange Commission under the provisions of Section 15A of the Securities Exchange Act of 1934, 15 U.S.C.A. § 78o-3. Section 15A, enacted in 1938 and generally known as the Maloney Act, is an amendment to the Securities Exchange Act, intended to provide for the regulation of trade practices in over-the-counter transactions. It provides for the establishment and registration with the Commission of national associations of securities dealers which, in the first instance, would supervise the conduct and ethical standards of its members and exercise disciplinary power if necessary. If a dealer is disciplined or denied membership by the association, he may appeal to the Commission, or the Commission may review that action on its own motion. The NASD is the only association registered under Section 15A. For a more extensive treatment of its activities, see In the Matter of National Association of Securities Dealers, Inc., 17 S.E.C. 459.</p> <p>The District Business Conduct Committee, which brought the charges against Klein, has original jurisdiction in enforcing the Association’s Rules of Fair Practice. After it had filed a complaint, and after Klein had filed an answer, an authorized subcommittee of the Conduct Committee held hearings at which witnesses were heard and evidence introduced. The evidence showed a series of sales of oil royalties from Klein to Mrs. Stecher between April and September of 1951, and a series of sales of oil royalties from Klein to Mr. Kegel between June and August of that year. In all there were eighteen such sales to Mrs. Stecher and Mr. Kegel, amounting in the aggregate to approximately $164,000. In each sale the petitioner’s mark-up percentage was 50%. The subcommittee found that the mark-ups violated Sections 1 and 4 of the NASD’s Rules of Fair Practice, and recommended that Klein be censured and be assessed the cost of the proceeding. The full District Business Conduct Committee adopted the recommendations of its subcommittee and imposed the penalty of censure and assessed costs.</p> <p>Although Klein did not apply to the Board of Governors of NASD for review of the District Committee’s action, the Board of Governors, on its own motion took the matter under review, and increased the penalty from censure to expulsion from membership in the Association. The petitioner appealed that action to the SEC, pursuant to Section 15A (g) of the Maloney Act, and the Commission, after the submission of briefs and oral argument, dismissed the review proceeding and, in effect, affirmed the Board’s decision to expel Klein from the Association.</p>
- 224 F.2d 866United States v. Stevens (1955)
- 224 F.2d 869National Labor Relations Board v. Truitt Manufacturing Co. (1955)
- 224 F.2d 875Hastings & Co. v. Smith (1955)
- 224 F.2d 879United States v. Albanese (1955)United States Court of Appeals for the Second Circuit
- 224 F.2d 882International Commodities Corp. v. Internal Revenue Service (1955)
- 224 F.2d 884Hall v. Copco Pacific, Ltd. (1955)
- 224 F.2d 887Gauley Mountain Coal Co. v. Director of the United States Bureau of Mines (1955)
- 224 F.2d 892Brodrick v. Gore (1955)United States Court of Appeals for the Tenth Circuit
- 224 F.2d 898United States v. Pihakis (1955)
- 224 F.2d 901Otis Loper v. O. B. Ellis, General Manager, Texas Prison System (1955)
- 224 F.2d 906Fujii v. Dulles (1955)
- 224 F.2d 908Hitaka Suda v. Dulles (1955)United States Court of Appeals for the Ninth Circuit
- 224 F.2d 910Watson v. United States (1955)United States Court of Appeals for the Fifth Circuit
- 224 F.2d 913Pulliam v. Looney (1955)
- 224 F.2d 915Balestreri v. United States (1955)United States Court of Appeals for the Ninth Circuit
- 224 F.2d 918United States v. Jackson (1955)United States Court of Appeals for the Second Circuit
- 224 F.2d 920Amor W. Sharp v. Commissioner of Internal Revenue, Katherine C. Sharp v. Commissioner of Internal Revenue (1955)
- 224 F.2d 925Archambault v. United States (1955)United States Court of Appeals for the Tenth Circuit
- 224 F.2d 929Hentley v. Atlantic Coast Line Railroad (1955)
- 224 F.2d 935United States v. Altruda (1955)
- 224 F.2d 944Murphy v. Light (1955)United States Court of Appeals for the Fifth Circuit
- 224 F.2d 947Putnam v. Commissioner (1955)
- 224 F.2d 952General Commodities Corp. v. Hyman-Michaels Co. (1955)
- 224 F.2d 954Eckman v. Baker (1955)United States Court of Appeals for the Third Circuit
- 224 F.2d 957Jay v. Boyd (1955)
- 224 F.2d 959Barde v. United States (1955)United States Court of Appeals for the Sixth Circuit