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2020 PA Super 163
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
RON LARKIN, :
:
Appellant : No. 2761 EDA 2018
Appeal from the PCRA Order Entered August 20, 2018,
in the Court of Common Pleas of Philadelphia County,
Criminal Division at No(s): CP-51-CR-0016013-2010,
CP-51-CR-0016014-2010.
BEFORE: PANELLA, P.J., STABILE, J., DUBOW, J., KUNSELMAN, J., NICHOLS,
J., MURRAY, J., McLAUGHLIN, J., KING, J., and McCAFFERY, J.
OPINION BY KUNSELMAN, J.: Filed: July 9, 2020
Ron Larkin appeals from the August 20, 2018 order entered in the Court
of Common Pleas of Philadelphia County dismissing his PCRA petition filed
pursuant to the Post Conviction Relief Act (“PCRA”), 42 Pa.C.S.A. §§ 9541-
9546. We granted en banc review to decide whether Larkin preserved his
appellate rights.1 We conclude that Larkin’s appeal may proceed, but we
affirm the order of the PCRA court.
I.
1 We also granted en banc review in another case with a similar procedural
issue. See Commonwealth v. Johnson (2046 EDA 2018, 2047 EDA 2018,
1620 EDA 2018 and 2045 EDA 2018). Both cases were listed consecutively
before this en banc panel, and we decide them both today.
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Larkin timely filed a pro se notice of appeal on September 18, 2018,
listing both of his criminal docket numbers. Thereafter, this Court issued a
rule to show cause why his appeal should not be quashed for failure to comply
with Pennsylvania Rule of Appellate Procedure 341(a) and its note and our
Supreme Court’s decision in Commonwealth v. Walker, 185 A.3d 969 (Pa.
2018) (requiring separate notices of appeal for each lower court docket
number). Larkin filed an untimely response to the rule to show cause order
on December 17, 2018, where, inter alia, he requested this Court consolidate
his two criminal cases or permit him additional time to file separate notices of
appeal. In a per curiam order, this Court referred the Walker issue to the
panel assigned to decide the merits of Larkin’s appeal.
While his appeal was pending, a divided three-judge panel of this Court
filed a published opinion in Commonwealth v. Creese, 216 A.3d 1142 (Pa.
Super. 2019). There, the majority of the panel construed the mandates of
Walker to mean that “we may not accept a notice of appeal listing multiple
docket numbers, even if those notices are included in the records of each
case.” Id. at 1144. Instead, the panel concluded “a notice of appeal may
contain only one docket number.” Id. (emphasis added). The panel
quashed the appeal. Neither party filed a petition for allowance of appeal
with the Supreme Court, rendering Creese a final disposition and setting
precedent by this Court.
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Thereafter, the panel originally assigned to Larkin’s case requested en
banc certification to decide whether Larkin adequately preserved his appeal
under Walker. This Court then ordered that counsel be appointed to
represent Larkin on appeal. Per Curiam Order, 10/4/19. We further directed
counsel for the parties to file briefs addressing 1) whether Larkin’s inclusion
of multiple court of common pleas docket numbers on his notices of appeal
violates Pa.R.A.P. 341 and Walker, 2) if so, whether such violation
necessitates quashal by this Court. Per Curiam Order, 10/28/19.
Preliminarily, we observe that in another case decided today, this Court
expressly overruled Creese to the extent that Creese interpreted Walker as
requiring the Superior Court to quash appeals when an appellant, who is
appealing from multiple docket numbers, files notices of appeal with all of the
docket numbers listed on each notice of appeal. Commonwealth v.
Johnson, ___ A.3d.___ (Pa. Super. 2020) at *___. Thus, the fact that
Larkin’s notice of appeal contained more than one number is of no
consequence.
Additionally, we observe that Walker and the note to Appellate Rule
341(a) require a bright-line rule that where “one or more orders resolves
issues arising on more than one docket or relating to more than one judgment,
separate notices of appeal must be filed.” Id. Further, we note the concerns
that our Supreme Court expressed in Walker are not present in this case
(there are not multiple defendants, the facts and issues apply to only one
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appellant, and the outcome will only affect one appellant). Nonetheless,
because Larkin seeks post-conviction relief relating to “more than one docket,”
Walker required him to file separate notices of appeal.
Larkin concedes that Walker applies to his case, but he argues that we
should not quash his appeal due to a breakdown in the court system.2 Larkin,
Supplemental Brief at 11-12.
To support his argument, Larkin relies on this Court’s decision in several
cases, including Commonwealth v. Stansbury, 219 A.3d 157 (Pa. Super.
2019), reargument denied (Nov. 12, 2019). There, this Court noted that we
2 Larkin additionally claims he was never properly provided with any notice of
his appellate rights. Since he was not in the courtroom, Pennsylvania Rule of
Criminal Procedure 908E required the judge to advise him of his right to appeal
by certified mail, return receipt requested. He claims the record does not
indicate that the notice was sent in this fashion. This rule violation alone, he
contends, excuses his violation of Walker. Our review of the record, however,
indicates that the law clerk filed a proof of service of the trial court’s order
dismissing Larkin’s PCRA petition for lack of merit and advising him of the time
to file an appeal. The law clerk certified that he sent a copy of the order
“certified” to Larkin at his prison address at SCI-Forest on the day after the
order was entered. Proof of Service, 8/21/18.
Larkin further claims he did file separate notices of appeal, albeit ones
that contained multiple docket numbers. This is also belied by the record.
Larkin included a cover letter with his notice of appeal, which stated, “Please
find enclosed with this envelope, one original and five copies of the above
named Defendant’s Notices of Appeals to be filed. . .” and requests the court
“to assist him in making proper service of this Notice of Appeal in this legal
matter.” Letter, 9/16/18 (emphasis added). Only one notice of appeal
appears on the docket. By way of comparison, we note the docket indicates
Larkin filed two copies of his notice of appeal to a prior PCRA order in 2014,
but not to the instant 2018 PCRA order. As such, Larkin’s additional
arguments have no merit.
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have many times declined to quash an appeal when the defect resulted from
an appellant's acting in accordance with misinformation relayed to him by the
trial court. Id. at 159-60 (citing Commonwealth v. Flowers,
149 A.3d 867,
872 (Pa. Super. 2016) (holding breakdown in court operation granted this
Court jurisdiction over untimely appeal where trial court failed to correct
counsel's misstatement about deadline for filing appeal and incorrectly
provided that the appellant had an additional thirty days to appeal from order
denying motion for reconsideration of sentence imposed upon revocation of
intermediate punishment); Commonwealth v. Patterson,
940 A.2d 493,
498 (Pa. Super. 2007) (compiling cases in which the “courts of this
Commonwealth have held that a court breakdown occurred in instances where
the trial court, at the time of sentencing, either failed to advise Appellant of
his post-sentence and appellate rights or misadvised him”); Commonwealth
v. Parlante,
823 A.2d 927, 929 (Pa. Super. 2003) (“[W]e decline to quash
this appeal because [the late appeal] resulted from the trial court's
misstatement of the appeal period, which operated as a breakdown in the
court's operation.”) (internal quotation marks omitted); Commonwealth v.
Coolbaugh,
770 A.2d 788, 791 (Pa. Super. 2001) (same)).
In Stansbury, the PCRA court advised the appellant that he could
appeal the dismissal of his PCRA petition by filing within thirty days “a written
notice of appeal to the Superior Court.” Stansbury, 219 A.3d at 159. The
court also utilized the singular in advising him where to file “Said notice of
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appeal[.]” Id. (emphasis added). Hence, while Walker required Stansbury
to file separate notices of appeal at each docket number, the PCRA court
informed him that he could pursue appellate review by filing a single notice of
appeal. We concluded that such misstatements as to the manner that
Stansbury could effectuate an appeal from the PCRA court's order amounted
to a breakdown in court operations such that we could overlook the defective
nature of his timely notice of appeal. Therefore, we declined to quash
pursuant to Walker and addressed the substance of his appeal.
Here, as in Stansbury, the order informing Larkin of his appellate rights
provided “Petitioner has thirty (30) days from the date of this order to file an
appeal.” PCRA Court Order, 8/20/18 (emphasis added). The Commonwealth
concedes this notice constituted a breakdown in the court system and that
quashal of this appeal is not necessary. Commonwealth Supplemental Brief at
7-8.
We agree with the panel in Stansbury and reaffirm its holding that we
may overlook the requirements of Walker where, as here, a breakdown
occurs in the court system, and a defendant is misinformed or misled
regarding his appellate rights. Therefore, we decline to quash this appeal and
will review the merits of Larkin’s claim.
II.
Turning to the merits of this appeal, the PCRA court set forth the
procedural history as follows:
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On January 3, 2012, [Larkin] entered a negotiated [plea
agreement and] pled guilty [to] two counts of first degree murder
[18 Pa.C.S.A. § 2502(a)] and a violation of [18 Pa.C.S.A.] §
6106[(a)(1)] of the Uniform Firearms Act. In accordance with the
terms of the plea agreement, the Commonwealth did not seek the
death penalty. The [trial] court sentenced Larkin to consecutive
terms of life imprisonment on the murder bills and a concurrent
prison term of three-and-a-half (3½) to seven (7) years [of
incarceration] on the firearms bill.
[Larkin] did not file post-sentence motions or a direct
appeal. Instead, he timely filed a pro se PCRA petition. The
[PCRA] court thereafter appointed counsel to represent Larkin.
PCRA counsel filed a brief pursuant to Commonwealth v. Finley,
[550 A.2d 213 (Pa. Super. 1988)], stating that the issues raised
in [Larkin’s] pro se petition were without merit and that there were
no additional issues which could be raised in an amended PCRA
petition. On April 9, 2014, after reviewing the record and the
pleadings, [the PCRA] court dismissed the petition without an
evidentiary hearing, holding that the petition had no merit[.]
[Larkin] appealed. On November 12, 2015, the Superior
Court affirmed the dismissal of the PCRA petition. [Larkin] did not
seek [further review by the Supreme Court].
On or about June 29, 2018, [Larkin] filed a “Petition for Writ
of Habeas Corpus” in which he alleged [the trial court and PCRA]
court lacked personal and/or subject matter jurisdiction. On
August 20, 2018, [the PCRA] court dismissed the instant PCRA
petition as untimely. This timely appeal followed.
PCRA Court Opinion, 11/1/18, at 1-2 (footnote omitted). Both Larkin and the
PCRA Court complied with Pa.R.A.P. 1925.
Larkin now raises the following issues:
[1.] Did the [PCRA] court commit an error of law in dismissing
[Larkin’s] habeas corpus petition without a hearing, before
proving the Commonwealth of Pennsylvania had subject
matter jurisdiction to bring [Larkin’s charges] and that the
trial court had jurisdiction to take [Larkin’s] guilty plea?
[2.] Did the [PCRA] court commit an error of law in dismissing
[Larkin’s] habeas corpus [petition] on the ground of no
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merit of the case, when [Larkin’s petition] pertains to the
jurisdiction of that court in regard to the invalid “criminal
information” lodged against him in violation of his
constitutional right of not notifying him of the alleged
charges filed against him?
Larkin’s Brief at 3 (excess capitalization omitted).
In both of these issues, Larkin essentially challenges whether the trial
court had jurisdiction to convict and sentence him on the charges filed against
him. In support of his position, Larkin contends that “the first Constitution
adopted in the Commonwealth of Pennsylvania prohibited amendments and
. . . the constitutions adopted in 1874 and 1968 did not contain a provision
permitting the adoption of a Crimes Code.” Larkin’s Brief at 6. We address
these claims together.
First, however, we address whether the PCRA court properly considered
Larkin’s habeas corpus petition under the PCRA. In Commonwealth v.
Taylor, 65 A.3d 462 (Pa. Super. 2013), this Court reiterated:
It is well-settled that the PCRA is intended to be the sole means
of achieving post-conviction relief. Unless the PCRA could not
provide for a potential remedy, the PCRA statute subsumes the
writ of habeas corpus. Issues that are cognizable under the PCRA
must be raised in a timely PCRA petition and cannot be raised in
a habeas corpus petition. Phrased differently, a [PCRA petitioner]
cannot escape the PCRA time-bar by titling his petition or motion
as a writ of habeas corpus.
Taylor, 65. A.3d at 465-66. See also 42 Pa.C.S.A. § 6503(b) (providing,
“the writ of habeas corpus shall not be available if a remedy may be had by
post-conviction hearing proceedings authorized by law”). Because Larkin’s
jurisdictional challenge is cognizable under the PCRA, the PCRA court did not
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err in treating his writ of habeas corpus as a PCRA petition. Thus, we review
the denial of post-conviction relief under the PCRA.
Considering Larkin’s filing as a serial PCRA petition, we must next
determine if it was timely filed.
This Court’s standard of review regarding an order dismissing a petition
under the PCRA is to ascertain whether “the determination of the PCRA court
is supported by the evidence of record and is free of legal error. The PCRA
court’s findings will not be disturbed unless there is no support for the findings
in the certified record.” Commonwealth v. Barndt, 74 A.3d 185, 191-92
(Pa. Super. 2013) (citations omitted).
Generally, a petition for relief under the PCRA, including a second or
subsequent petition, must be filed within one year of the date the judgment
is final unless the petition alleges, and the petitioner proves, that an exception
to the time limitation for filing the petition, set forth at 42 Pa.C.S.A. sections
9545(b)(1)(i), (ii), and (iii), is met.3 A PCRA petition invoking one of these
3 The exceptions to the timeliness requirement are:
(i) the failure to raise the claim previously was the result of
interference of government officials with the presentation of the
claim in violation of the Constitution or laws of this Commonwealth
or the Constitution or laws of the United States.
(ii) the facts upon which the claim is predicated were unknown to
the petitioner and could not have been ascertained by the exercise
of due diligence; or
(iii) the right asserted is a constitutional right that was recognized
by the Supreme Court of the United States or the Supreme Court
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statutory exceptions must be filed within one year of the date the claims could
have been presented. 42 Pa.C.S.A. § 9545(b)(2).4 Asserted exceptions to
the time restrictions for a PCRA petition must be included in the petition, and
may not be raised for the first time on appeal. Commonwealth v. Furgess,
149 A.3d 90 (Pa. Super. 2016).
Here, because Larkin did not file a direct appeal to this Court after he
was sentenced on January 3, 2012, his judgment of sentence became final
thirty days thereafter, or on February 2, 2012. Thus, for purposes of the
PCRA’s time bar, Larkin had to file a PCRA petition by February 2, 2013. Larkin
filed his second PCRA petition on October 16, 2017. Thus, the petition is
patently untimely, unless Larkin has satisfied his burden of pleading and
proving that one of the enumerated exceptions applies. See Hernandez,
supra.
Larkin failed to plead and prove a timeliness exception. Indeed, within
his brief, Larkin does not even acknowledge the PCRA’s time bar and
exceptions, but rather makes general assertions, with citation to decisions
of Pennsylvania after the time period provided in this section and
has been held by that court to apply retroactively.
42 Pa.C.S.A. §§ 9545(b)(1)(i), (ii), and (iii).
4 We note that effective December 24, 2018, section 9545(b)(2) was amended
to expand the time period in which to file a PCRA petition invoking one of the
three PCRA timeliness exceptions from sixty days to one year. Because Larkin
filed the PCRA petition at issue on June 29, 2018, the one-year period applies.
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from Pennsylvania, as well as federal decisions and decisions from our sister
states, to support his jurisdictional challenge. See Larkin’s Brief at 20-25.
This Court has previously held that a claim of lack of subject matter jurisdiction
does not qualify as one of the statutory exceptions to the PCRA’s jurisdictional
time bar. Commonwealth v. Dickerson, 900 A.2d 407, 412 (Pa. Super.
2006), appeal denied, 911 A.2d (Pa. 2006).
In sum, our review of the record supports the PCRA court’s treatment
of Larkin’s habeas corpus petition as a serial PCRA petition. Considered as
such, the PCRA court further correctly concluded that the 2018 PCRA petition
was untimely filed, and that Larkin failed to plead and prove an exception to
the PCRA’s time bar. Thus, both the PCRA court and this Court lack jurisdiction
to consider Larkin’s claims on their merits. Commonwealth v. Harris, 114
A.3d 1, 6 (Pa. Super. 2015). We therefore affirm the PCRA court’s order
denying post-conviction relief.
Order affirmed.
President Judge Panella, and Judges Dubow, Nichols, McLaughlin, King
and McCaffery join this Opinion.
Judge Stabile files a Concurring Opinion, in which Judges Dubow, King
and McCaffery join.
Judge Murray Notes Dissent.
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Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 7/9/20
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