Marquis Ellos Lang Foster v. State of Maryland, No. 462, Sept. Term 2019. Opinion by
Arthur, J.
CRIMINAL PROCEDURE – VOIR DIRE – PRESERVATION
A criminal defendant’s objection to a trial court’s refusal to ask a requested voir dire
question is sufficient to preserve the issue for appellate review even when the defendant
subsequently accepts the empaneled jury without qualification upon the conclusion of
jury selection.
In this case, the defendant objected to the court’s refusal to ask whether any venireperson
could not follow an instruction not to consider a defendant’s exercise of the Fifth
Amendment right not to testify as evidence of guilt, as required by Kazadi v. State,
467
Md. 1 (2020). Nothing more was required to preserve the issue for review. The
defendant did not waive that objection through his unqualified acceptance of the
empaneled jury.
Circuit Court for Anne Arundel County
Case No. C-02-CR-19-000282
REPORTED
IN THE COURT OF SPECIAL APPEALS
OF MARYLAND
No. 462
September Term, 2019
______________________________________
MARQUIS ELLOSS LANG FOSTER
v.
STATE OF MARYLAND
______________________________________
Arthur,
Leahy,
Salmon, James P.
(Senior Judge, Specially Assigned),
JJ.
______________________________________
Opinion by Arthur, J.
______________________________________
Filed: September 30, 2020
Pursuant to Maryland Uniform Electronic Legal
Materials Act
(§§ 10-1601 et seq. of the State Government Article) this document is authentic.
2020-09-30 15:45-04:00
Suzanne C. Johnson, Clerk
In May 2019, a jury sitting in the Circuit Court for Anne Arundel County
convicted appellant Marquis Ellos Lang Foster of driving without a license. Upon
receiving a sentence of 90 days’ incarceration, Foster noted this appeal.
During the pendency of this appeal, the Court of Appeals decided Kazadi v. State,
467 Md. 1 (2020), which held that it was reversible error for a trial court to refuse to ask
a requested voir dire question concerning whether any prospective juror would be unable
to follow an instruction not to consider a defendant’s exercise of the Fifth Amendment
right not to testify as evidence of guilt. Because the circuit court denied Foster’s request
for such a voir dire question below, he contends that his conviction must be reversed.
The State counters that Foster failed to preserve the issue for review because, upon
the conclusion of jury selection, he accepted the empaneled jury without qualification.
We disagree and therefore reverse and remand for further proceedings.
BACKGROUND
Foster was charged, in the District Court of Maryland for Anne Arundel County,
with driving under the influence of alcohol (“DUI”), driving while impaired by alcohol
(“DWI”), driving without a license, and other traffic offenses. After Foster demanded a
jury trial, the matter was transferred to the Circuit Court for Anne Arundel County.
In the circuit court, Foster requested 22 voir dire questions, including these:
16. The Defendant in every criminal case is presumed
innocent. Unless you are satisfied beyond a reasonable doubt
of the accused’s guilt solely from the evidence presented in
this case, the presumption of innocence alone requires you to
find the accused not guilty. Based solely on Mr. Foster being
the Defendant in this criminal case, does any member of the
jury panel feel that he is probably guilty?
17. In every criminal case, the burden of proving the guilt of
a Defendant rests solely and entirely on the State. A
Defendant has no burden and does not have to prove his
innocence. Does any member of the jury panel believe that in
order to return a verdict of not guilty, a defendant must prove
his innocence?
18. Every person accused of a crime has an absolute
constitutional right to remain silent and not testify. If a
defendant chooses not to testify the jury may not consider
his/her silence in any way in determining whether he/she is
guilty or not guilty. Knowing this, do you believe that a
defendant who chose not to testify had something to hide?
Would you need to hear a defendant testify before returning a
verdict of not guilty?
The circuit court declined to ask defense question 18, and defense counsel
objected, noting that a case addressing that very issue was pending before the Court of
Appeals.1 Upon the conclusion of jury selection, the circuit court asked whether the
empaneled jury was acceptable. Both parties indicated their unqualified acceptance of
the jury.
Only the DUI, DWI, and driving without a license charges were submitted to the
jury. The jury acquitted Foster of DUI and DWI, but found him guilty of driving without
a license. The circuit court imposed a 90-day sentence, and Foster noted this timely
appeal.
The court did, however, ask Foster’s questions 16 and 17, which are now
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mandatory upon a defense request. Kazadi v. State, 467 Md. at 35-36.
2
DISCUSSION
In Kazadi v. State, 467 Md. at 35-36, the Court of Appeals held that, “on request,
during voir dire, a trial court must ask whether any prospective jurors are unwilling or
unable to comply with the jury instructions on the long-standing fundamental principles
of the presumption of innocence, the State’s burden of proof, and the defendant’s right
not to testify.” On a motion for reconsideration, the Court stated that its holding applies
to the Kazadi case itself and to “any other cases that are pending on direct appeal” when
the Kazadi opinion was filed, “where the relevant question has been preserved for
appellate review.”
Id. at 54. Kazadi, however, shed no light on what is required to
preserve such a claim for appellate review.
To preserve any claim involving a trial court’s decision about whether to propound
a voir dire question, a defendant must object to the court’s ruling. In addition, if the
claim involves the court’s decision to ask a voir dire question over a defense objection,
the defendant must renew the objection upon the completion of jury selection.
In Marquardt v. State, 164 Md. App. 95 (2005), overruled in part on other
grounds by Kazadi v. State,
467 Md. at 27, 35-36, this Court considered whether the
defendant had preserved a claim that the trial court had abused its discretion in refusing
to propound voir dire questions proposed by the defense. In that context, we observed
that Maryland Rule 4-323(c), which concerns objections to rulings or orders other than
those on the admission of evidence, “governs the manner of objections during jury
selection.”
Id. at 142 (citation omitted). Rule 4-323(c) provides:
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(c) Objections to Other Rulings or Orders. For purposes of review by
the trial court or on appeal of any other ruling or order, it is sufficient that a
party, at the time the ruling or order is made or sought, makes known to the
court the action that the party desires the court to take or the objection to
the action of the court. The grounds for the objection need not be stated
unless these rules expressly provide otherwise or the court so directs. If a
party has no opportunity to object to a ruling or order at the time it is made,
the absence of an objection at that time does not constitute a waiver of the
objection.
We concluded that, under the rule, it was sufficient for the defendant to make
known to the trial court what he wanted the court to do. Marquardt v. State, 164 Md.
App. at 143. As Marquardt had objected to the trial court’s refusal to ask his proposed
voir dire questions, nothing more was required to preserve the issue for review. Id.2
In State v. Stringfellow, 425 Md. 461 (2012), the Court of Appeals considered
preservation of a different type of voir dire claim, involving a trial court’s decision to ask
a question proposed by the State despite a defense objection. In that decision, the Court
2
Marquardt relied on earlier opinions of this Court that reached the same
conclusion. See, e.g., Fowlkes v. State, 117 Md. App. 573, 580 (1997) (holding that
defense counsel did not waive objection to court’s refusal to ask voir dire question by
accepting panel); Ingoglia v. State,
102 Md. App. 659, 664 (1995) (holding that, by
accepting jury, defense counsel did not withdraw earlier objection to refusal to ask voir
dire question). Furthermore, as the State candidly acknowledges, this Court, since
Marquardt, has continued to hold that, by accepting the jury panel, a defendant does not
waive an objection to the failure to ask a voir dire question that a court must ask upon
request. Benton v. State,
224 Md. App. 612, 622 (2015) (holding that, by accepting jury,
defendant did not waive objection to failure to ask mandatory voir dire question about
whether potential jurors had been convicted of crimes); Kegarise v. State,
211 Md. App.
473, 477 n.2 (2013) (holding that unqualified acceptance of jury panel did not waive
objection to court’s refusal to ask voir dire question about whether jurors were citizens of
the United States); see also Hayes v. State,
217 Md. App. 159, 166 n.3 (2014), in which
the State “recognize[d] that Hayes could accept the jury as selected without waiving his
prior objection to the court’s failure to ask [a proposed question] during voir dire”).
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examined, in detail, the circumstances under which a defendant’s unqualified acceptance
of a jury effects a waiver of any subsequent claim involving voir dire.
The Stringfellow Court observed that, “[g]enerally, a party waives [a] voir dire
objection going to the inclusion or exclusion of a prospective juror (or jurors) or the
entire venire if the objecting party accepts unqualifiedly the jury panel (thus seated) as
satisfactory at the conclusion of the jury-selection process.” Id. at 469 (citing Gilchrist v.
State,
340 Md. 606, 617 (1995), and cases there cited). In contrast, an objection that is
only “incidental” to the inclusion or exclusion of a prospective juror or the venire “is not
waived by accepting a jury panel at the conclusion of the jury-selection process; rather,
such an objection is preserved for review on direct appeal.”
Id. (citing Gilchrist v. State,
340 Md. at 618).
Stringfellow set forth examples of claims that fit into the two categories. Among
the former, which is waived by unqualified acceptance of the empaneled jury, is a claim,
such as the one before the Court in that case, that the trial court erred in asking a voir dire
question requested by the State, thereby biasing the venire members against the defense.
Id. at 471.3 Among the latter, which is not waived by unqualified acceptance of the
empaneled jury, is a claim, such as the one before us, that the trial court erred in refusing
3
The others are: an objection to the refusal to strike prospective jurors for cause;
an objection to the exclusion of a juror because of the juror’s beliefs about capital
punishment; a defendant’s failure to object to unacceptable venire members after the
defendant has used all peremptory strikes; an objection to a venire not selected randomly
from lists of registered voters; and an objection to prejudicial remarks made by the
prosecutor in earshot of the venire. State v. Stringfellow, 425 Md. at 470.
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to ask a voir dire question requested by the defense. Id. at 470-71 (citing Marquardt v.
State,
164 Md. App. at 142-43).4
The two categories are treated differently for preservation purposes because only
the former involves a claim that “‘is directly inconsistent with’” the unqualified
acceptance of the empaneled jury. Id. at 470 (quoting Gilchrist v. State,
340 Md. at 618).
“A prejudicial voir dire question, when propounded, may inject the very prejudice that
voir dire attempts to filter out.” Id. at 472. Therefore, an objection to such a question
“relates directly to the composition of the jury.” Id. On the other hand, an
“unpropounded voir dire question, like a defused bomb, cannot likewise prejudice the
venire.” Id. at 472-73. Therefore, no additional objection is required when the jury is
empaneled. Id. at 473.
There is no dispute in this case that the circuit court declined Foster’s request to
ask a voir dire question that is now mandated by Kazadi. Nor is there any dispute that,
when the circuit court declined Foster’s request, he objected as required by Rule
4-323(c), but that he later accepted the empaneled jury without qualification. The only
question is the effect, if any, of Foster’s unqualified acceptance of the jury on the
preservation of his claim. Applying Stringfellow, we conclude that Foster did not waive
his Kazadi claim through his unqualified acceptance of the empaneled jury. Therefore,
we must reverse the conviction.
4
The others are: an objection to a prior jury panel, which was excused and
replaced by a second panel from which the parties selected the jury that convicted the
defendant; and an objection to being refused permission to inspect a prosecutor’s notes
on prospective jurors. State v. Stringfellow, 425 Md. at 470-71.
6
In advocating a contrary conclusion, the State argues that we should “perhaps”
overrule Marquardt. In fact, the Court of Appeals already has overruled Marquardt, but
only as to the merits of the underlying claim in that case, which was essentially the same
as the one on which Kazadi prevailed. Kazadi, however, said nothing about how such a
claim is preserved. By contrast, in well-considered dicta, the Court cited Marquardt with
approval in Stringfellow, a decision that directly addressed the mechanics of preservation
of such claims. On the issue of preservation, Marquardt is still good law.
Finally, the State seems to suggest that Stringfellow is inconsistent with Kazadi
and that Kazadi could be read as overruling Stringfellow, sub silentio. As the State puts
it, the failure to ask a voir dire question about “bedrock constitutional principles,” such as
a criminal defendant’s Fifth Amendment right not to testify, “cannot be brushed aside as
a ‘defused bomb.’” It is not up to this Court, however, to overrule a decision of the Court
of Appeals that is directly on point. See Agostini v. Felton, 521 U.S. 203, 237 (1997)
(reaffirming that if a precedent of the Supreme Court “has direct application in a case, yet
appears to rest on reasons rejected in some other line of decisions,” a lower court “should
follow the case that directly controls, leaving to [the higher court] the prerogative of
overruling its own decisions”). The rulings of the Court of Appeals remain “the law of
this State until and ‘[u]nless those decisions are either explained away or overruled by the
Court of Appeals itself.’” Scarborough v. Altstatt,
228 Md. App. 560, 577 (2016)
(quoting Loyola Fed. Sav. & Loan Ass’n v. Trenchcraft, Inc.,
17 Md. App. 646, 659
(1973)).
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In short, we must follow Stringfellow. Accordingly, we conclude that Foster
preserved his objection to the court’s refusal to pose the voir dire question that Kazadi
subsequently said is mandatory upon request.
JUDGMENT OF THE CIRCUIT COURT
FOR ANNE ARUNDEL COUNTY
REVERSED. CASE REMANDED TO
THAT COURT FOR FURTHER
PROCEEDINGS. COSTS TO BE PAID BY
ANNE ARUNDEL COUNTY.
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