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304 F.2d 661

Docket No. 13543.

Kees v. United States

Seventh Circuit Court of Appeals

Decided June 28, 1962.

Seventh Circuit Court of Appeals · decided 1962-06-28

Cited by 3 later decisions — most recently May 1966

3 federal appellate ·

2 counsel of record

Key passage — most relied on by later courts

““When an accused is charged, as here, with transporting a kidnapped victim across state lines, he is charged and will be tried for an offense which may be punished by death. Although the imposition of that penalty will depend on whether sufficient proof of harm is introduced during the trial, that circumstance does not alter the fact that the offense itself is one which may be punished by death and thus must be prosecuted by indictment. In other words, when the offense as charged is sufficiently broad to justify a capital verdict, the trial must proceed on that basis, even though the evidence later establishes that such a verdict cannot be sustained because the victim was released unharmed. It is neither procedurally correct nor practical to await the conclusion of the evidence to determine whether the accused is being prosecuted for a capital offense. For the trial judge must make informed decisions prior to trial which will depend on whether the offense may be so punished.””

quoted by 1 later decision, including Coon v. United States

““An offense which may be punished by death shall be prosecuted by indictment * -”

quoted by 1 later decision, including Coon v. United States

Applies 18 U.S.C. § 1201 (International Parental Kidnapping Crime Act of 1993) · 18 U.S.C. § 4 · 28 U.S.C. § 2255 (Antiterrorism and Effective Death Penalty Act of 1996)

Relies on Smith v. United States

Good law ✅— No negative treatment on recordhow we know

Decided 1962-06-28

View the full empirical analysis of this case →

¶1*662Charles R. Purcell, Jr., Chicago, Ill., for appellant.

¶2Carl W. Feickert, U. S. Atty., Walter D. Williams, Asst. U. S. Atty., East St. Louis, Ill., for appellee.

¶3Before SCHNACKENBERG, CASTLE, and KILEY, Circuit Judges.

¶4KILEY, Circuit Judge.

¶5This is a Motion to Correct Sentence of fifteen years for kidnapping a woman and transporting her in interstate commerce for immoral purposes in violation of the Federal Kidnapping Act, 18 U.S.C. § 1201.1 The District Court denied the motion and petitioner has appealed. The Government concedes that we may treat petitioner’s motion as a Motion to Vacate Judgment and Sentence under 28 U.S.C. § 2255.

¶6Petitioner Kees was arrested in the Eastern District of Illinois under a warrant issued in Kansas City, Missouri. October 30, 1951, being advised of his right to counsel, he waived in writing prosecution by indictment and consented to prosecution in Illinois by information “filed” in Missouri. November 13, 1951 he waived in writing his “right to trial” in Missouri, stated his “desire to plead guilty,” and consented to disposition of the cause in the Eastern District of Illinois. November 26, 1951, Kees pleaded guilty to the information and “again declined the appointment of counsel.” It is admitted his victim was not “liberated unharmed.”

¶7The only question is whether the court was without jurisdiction to try Kees by information.

¶8Kees argues that the offense charged against him is a capital offense, which under the fifth amendment to the Constitution of the United States must be presented by indictment of a grand jury.2 The Government contends that the information cannot be said to charge a capital offense because by defendant’s written consent to transfer and desire to plead guilty under Fed.R.Crim.P. 20, 18 U.S.C.A.,3 punishment by death under the Kidnapping Act was removed from the case since there could be no jury verdict recommending it, and that the waiver of the indictment was therefore *663valid under Fed.R.Crim.P. 7(a), 18 U.S. C.A.4

¶9Kees relies solely upon Smith v. United States, 360 U.S. 1, 79 S.Ct. 991, 3 L.Ed. 2d 1041 (1959). There, Smith waived indictment, counsel and venue, pleaded guilty to the violation of 18 U.S.C. § 1201 charged in the information, and was sentenced to fifteen years in prison. The decisive question on review of denial of relief under § 2255, was “whether petitioner’s alleged violation of the Kidnapping Act had to be prosecuted by indictment." The conviction was reversed on the ground that the court lacked jurisdiction to proceed by information in a capital case.

¶10The Smith case did not involve Rule 20. The Government there claimed that because the Act created two offenses, the question for the court required examination of the evidence as to whether the victim was “released unharmed” 5 to determine whether the offense was capital; and that the mere filing of the information eliminated the capital element. The court stated that the right given in the fifth amendment is "substantial" and “may be waived only in those proceedings which are noncapital.” It stated further: The question whether the offense charged is capital must be decided before trial. The Federal Kidnapping Act creates a single offense, and a charge of its violation is a charge of an offense which may be punishable by death. Fed.R.Crim.P. 7(a) must be construed strictly to protect “those accused of one of our most serious crimes” against “summary treatment.”

¶11A careful reading of the Smith case persuades us that its rule extends to the factual situation before us. The Supreme Court made its decision on the information itself, unaffected by the trial that followed:

“When an accused is charged with transporting a kidnapping victim across state lines, he is charged and will be tried for an offense which may be punished by death. when the offense as charged is sufficiently broad to justify a capital verdict, the trial must proceed on that basis, 360 U.S. 1, 8, 79 S.Ct. 991, 996.

¶12This impels the conclusion that Kees was charged with a capital offense because the charge against Kees 6 is as broad as the charge made against Smith.7 The invocation of Rule 20 does not preclude this conclusion, just as the evidence in the Smith case did not preclude the Supreme Court’s decision. The charge against the defendant is controlling.

¶13Because we conclude that the offense charged was a capital offense, we decide that Rule 7(a) gives no support to the District Court’s assumption of jurisdiction in this case. We hold that the court had no jurisdiction to try the alleged violation of the Kidnapping Act by information.

¶14In this appeal, prosecuted in forma pauperis, we appointed Mr. Charles R. *664Purcell, Jr., a member of the Illinois Bar, to represent petitioner. We thank him for this able and dedicated service.

¶15The order denying petitioner’s motion is reversed and the cause remanded with directions to vacate the judgment and sentence under 18 U.S.C. § 1201 and to dismiss the information.

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