Bledsoe v. United States

¶5MURPHY, Circuit Judge.

¶6In this appeal we are asked to determine whether a 1987 amendment to the Sentencing Reform Act violated petitioners’ rights to due process, or was otherwise an unlawful bill of attainder or Ex Post Facto law. Because we answer those questions in the negative, we affirm the decision of the district court.…

¶7Background and Procedural History

¶8Before November 1, 1987, The Parole Commission and Reorganization Act of 1976 (PCRA) governed the terms of federal sentences. Pub.L. No. 94-283, § 2, 90 Stat. 219 (codified as amended at 18 U.S.C. §§ 4201-4218 (1982) (repealed 1984, effective 1987)). The PCRA empowered the Parole Commission to evaluate prisoners’ behavior and to award them early release on the basis of positive institutional adjustment. See 18 U.S.C. § 4206. Dissatisfied with this system, Congress passed the Sentencing Reform Act of 1984(SRA). The SRA became effective on November 1, 1987, when it repealed and replaced the PCRA. Pub.L. No. 98-473, §§ 212, 218, 98 Stat.1987, 2027 (codified as amended at 18 U.S.C. §§ 3551-69, 3561-66, 3571-74, 3581-86, 28 U.S.C. §§ 991-98 (1988)). Under the SRA, parole was to be abolished, the Parole Commission was to be phased out, and prisoners were to serve uniform sentences under sentencing guidelines. See id.

¶9The SRA originally provided that, before the end of its extinction after a five-year window, the Parole Commission was to reset the release dates of prisoners who were serving sentences imposed before the SRA’s effective date to comport with the SRA’s guidelines. Sentencing Reform Act of 1984, Pub.L. No. 98-473, 98 Stat.1987, 2032 (1984), reprinted in 18 U.S.C. § 3551 note (1988). Section 235(b)(3) of the original SRA provided that:

The United States Parole Commission shall set a release date, for an individual who will be in its jurisdiction the day before the expiration of five years after the effective date of this Act, that is within the range that applies to the prisoner under the applicable parole guideline. A release date set pursuant to this paragraph shall be set early enough to permit consideration of an appeal of the release date, in accordance with Parole Commission procedures, before the expiration of five years following the effective date of this Act.

¶10Id.1

¶11In Lewis v. Martin, 880 F.2d 288, 290 (10th Cir.1989), this court characterized Section 235(b)(3) as

*1234a “winding-up” provision to ensure that the Parole Commission will set release dates for all prisoners sentenced under the old statutes before it goes out of business on November 1, 1992. See id. at 839-40. The subsection does not require the Commission to take immediate action on the release date of any prisoner. Rather, by its own terms, the subsection requires the Commission to set a release date for any prisoner within its jurisdiction sufficiently before November 1, 1992, to allow him time to appeal the decision.

¶12Id. at 290.2

On December 7, 1987, thirty-six days after the SRA became effective, Congress amended the Act to clarify that the terms of the PCRA would continue to govern the sentences of those prisoners sentenced pri- or to the effective date of the SRA, and extended the life of the Parole Commission to administer those sentences. Sentencing Act of 1987, Pub.L. No. 100-182, § 2(b)(2), 101 Stat. 1266 (1987). As we explained in Lewis v. Martin,

¶13On December 7, 1987, section 235(b)(3) was amended to delete the clause requiring the Commission to set release dates within the guideline range. See Sentencing Act of 1987, Pub.L. 100-182, § 2(b)(2), 101 Stat. 1266 (1987) (1987 amendment). The amended section 235(b)(3) requires the Commission to set release dates ‘pursuant to section 4206 of Title 18 United States Code/ which permits release dates outside the guideline range.

¶14880 F.2d at 290.

¶15Petitioners, three federal prisoners who were sentenced for violent crimes prior to 1987, object to the application of this 1987 amendment. They brought petitions for writs of habeas corpus pursuant to 28 U.S.C. § 2241 arguing that, during the thirty-six days in which the original Section 235(b)(3) was in effect, a liberty interest arose that guaranteed them the right to be resentenced under the new sentencing guidelines. Because they have not been resentenced, they argue that their due process rights have been abridged. They further maintain that the 1987 amendment to the SRA, which clarified Section 235(b)(3) of the Act, was unconstitutional as either a bill of attainder or an Ex Post Facto law.

¶16The district court of Kansas referred petitioners’ case to a magistrate judge. The magistrate judge evaluated petitioners’ arguments under the Due Process, as well as under the bill of attainder and Ex Post Facto clauses, and she found petitioners’ arguments to be without merit. She found that petitioners did not have a cause of action under due process because the Tenth Circuit had held in Lewis, 880 F.2d at 290, that certain prisoners in custody before the effective date of the SRA had no statutory interest — and therefore no liberty interest — in being released within the SRA’s guideline ranges. Aplt. App. at 0182-83. The magistrate judge determined that petitioners had not been subject to a bill of attainder because, by definition, a bill of attainder “legislatively determines guilt and inflicts punishment upon an identifiable individual without provision of the protections of a judicial trial.” Id. at 0184 (quoting Nixon v. Adm’r of Gen. Servs., 433 U.S. 425, 468, 97 S.Ct. 2777, 53 L.Ed.2d 867 (1977)). Congress’s 1987 amendment to the SRA had not singled out any identifiable group *1235of individuals, nor had it inflicted any punishment upon petitioners beyond maintaining their original sentences. Id.(citing United States v. Dorlouis, 107 F.3d 248, 257 (4th Cir.1997)). Finally, the magistrate judge found that petitioners had not been subject to punishment in violation of the Ex Post Facto clause. Citing United States v. Gerber, 24 F.3d 93, 96 (10th Cir.1994), the magistrate judge reiterated that the Ex Post Facto clause is violated only when a law imposes a greater punishment on an individual who commits an offense than the punishment that was in existence when the person committed the offense. Id. at 0183. Because the law in existence when the petitioners committed their crimes before 1987 permitted sentences beyond the SRA’s guideline ranges, the 1987 amendment that maintained the continuity of the law in place when they committed those crimes did not violate the Ex Post Facto clause. See id.The district court adopted the findings and conclusions of the magistrate judge’s report and recommendation, and it denied petitioners’ applications for writs of habeas corpus.

¶17Discussion

¶18Because petitioners are federal prisoners, a certificate of appealability is not required to consider the district court’s denial of a writ under 28 U.S.C. § 2241. Montez v. McKinna, 208 F.3d 862, 867 (10th Cir.2000); McIntosh v. United States Parole Comm’n, 115 F.3d 809, 810 n. 1 (10th Cir.1997). We review a district court’s denial of a writ under 28 U.S.C. § 2241 de novo. Hunnicutt v. Hawk, 229 F.3d 997, 1000 (10th Cir.2000).

¶19We agree with the district court’s decision, and we note that arguments similar to petitioners’ have been found to be without merit by federal appellate courts across the country. Today we join those circuits in holding that Congress’s 1987 amendment to the SRA did not deny prisoners such as petitioners, who committed crimes before the effective date of the SRA, due process; the amendment was not a bill of attainder; nor did enactment of the amendment violate the Ex Post Facto clause.

¶20Due Process

¶21Petitioners do not have a liberty interest in having their release dates recalculated under the SRA because the SRA, for the thirty-six days it remained in its original form, does not necessarily apply to them. See Lewis, 880 F.2d at 290-91 (holding that certain prisoners who were incarcerated before the effective date of the SRA and whose sentences exceeded their guideline range had no statutory interest, and therefore no liberty interest under due process, in having their sentences reformed under the SRA). Although our decision in Lewis concerned a prisoner who would be released before the Parole Commission was scheduled to expire in 1992, our reasoning in that case has broader application to prisoners scheduled for release after 1992. Id. at 291. We today confirm what has been assumed by the magistrate judge and the district court here that Lewis establishes that petitioners have no statutory interest — and therefore no vested liberty interest — in release under the SRA when there is no certainty that they may be in the custody of the Parole Commission when it expires.

¶22In Lewis, we rejected a prisoner’s argument that the original SRA had created a statutory right for all prisoners in custody before the Parole Commission’s initial expiration date in 1992 to be resentenced under that statute’s guidelines. We reasoned that: “If Lewis were correct, section 235(b)(3) [of the original SRA] would be transformed from a mere phase-out provision into a sweeping decision to grant earlier release dates to large numbers of federal prisoners currently serving time beyond their guideline-recommended re*1236lease dates.” Id. at 290-91. We then quoted at length from the Second Circuit’s decision in Romano v. Luther, 816 F.2d 832, 840-41 (2d Cir.1987), which discussed the history and context of the SRA, and which confirmed that “[s]ubsection 235(b)(3) is obviously designed to deal with a very specific problem — the need to be sure a parole date is established for all those who will still be in prison the day before the Parole Commission ceases to exist,” not the desire to release pre-1987 prisoners within SRA guidelines. Id. at 841.3 Because the Parole Commission would still be in existence when Lewis was to be released in 1989, we held that the provisions of the SRA did not apply to him. Lewis, 880 F.2d at 291.

¶23Extension of our rationale, in Lewis establishes that petitioners in the instant case similarly have no statutory interest— and therefore no vested liberty interest— in the SRA despite the fact that they have release dates after 1992, and despite the fact that the life of the Commission has, as of most recently, been extended to October 31, 2005, see Pub.L. No. 107-273, § 11017(a), 116 Stat. 1758, 1824 (2002), when petitioners’ release dates are in 2007, 2008, and 2009. Because the language of the original SRA provision required the Commission to set release dates only for prisoners “who will be in its jurisdiction the day before the expiration of five years after the effective date of this Act” and the release dates were merely to be “set early enough to permit consideration of an appeal of the release date, in accordance with Parole Commission procedures, before the expiration of five years following the effective date of this Act,” the implication is that the statute was solely to affect prisoners who would be under the jurisdiction of the Parole Commission just before the Commission expired. ' Pub.L. No. 98-473, § 235(b)(3), 98 Stat. 1837, 2032 (1984); accord Romano, 816 F.2d at 841; Lightsey v. Kastner, 846 F.2d 329, 332 (5th Cir.1988). But Lewis and the Second Circuit’s decision in Romano both establish that being in the “jurisdiction” of the Parole Commission means that the prisoner remains in the physical custody of the Parole Commission. Lewis, 880 F.2d at 290-91; Romano, 816 F.2d at 841; accord Valladares v. Keohane, 871 F.2d 1560, 1563 (11th Cir.1989). Hence, the statute controls only the sentences of that limited group of prisoners who will actually be incarcerated the day before the Commission does finally and ultimately expire.4See Romano, 816 F.2d at 841; accord United States ex rel. *1237D’Agostino v. Keohane, 877 F.2d 1167, 1171 (3d Cir.1989) (reiterating that the “Commission was directed to set a release date for individuals sentenced under the old system who would still be incarcerated on the date prior to the expiration of the Commission”). And every time Congress extends the life of the Commission, the Commission need not set release dates again within the guidelines until just before the Commission is to expire. See Romano, 816 F.2d at 839; accord, e.g., Stange v. United States Parole Comm’n, 875 F.2d 760, 762 (9th Cir.1989).

¶24Because we will not know if petitioners will be in the group that must actually be resentenced under the guidelines on the day before the Commission expires until after Congress actually permits the Parole Commission to expire, we hold that petitioners do not now have a statutory interest, and therefore cannot have a liberty interest, in the language of the original SRA. Lewis, 880 F.2d at 290. And, because petitioners have not established that they will have a liberty interest in being resentenced under the SRA, we hold that petitioners have not established the violation of that interest as necessary to pursue a due process claim. See Bd. of Pardons v. Allen, 482 U.S. 369, 378 n. 10, 107 S.Ct. 2415, 96 L.Ed.2d 303 (1987) (noting that only when “statutes or regulatory provisions are phrased in mandatory terms or explicitly create a presumption of release [will] courts find a liberty interest” to support a due process claim). We thus affirm the district court’s denial of petitioners’ due process claim.

¶25Bill of Attainder and Ex Post Facto Clause5

¶26We also agree that the petitioners have not been subject to a bill of attainder, and *1238that the 1987 amendment does not violate the Ex Post Facto clause. See generally U.S. Const, art. I, § 9, cl. 3 (“No Bill of Attainder or Ex Post Facto Law shall be passed.”).

¶27As the magistrate judge and district court appropriately noted, a bill of attainder “legislatively determines guilt and inflicts punishment upon an identifiable individual without provision of the protections of a judicial trial.” Nixon, 433 U.S. at 468, 97 S.Ct. 2777. The language of the 1987 amendment merely amended the original SRA to delete the clause requiring the Commission to set release dates within the guideline range. See Sentencing Act of 1987, Pub.L. No. 100-182, § 2(b)(2), 101 Stat. 1266 (1987) (1987 amendment); Lewis, 880 F.2d at 290. Petitioners are members of an entire class of persons who might be affected. Indeed, our earlier discussion whether petitioners may be affected by the language of the original provision of the SRA at all highlights the ambiguity of the provision and how imprecisely it is targeted. Because petitioners have thus not been targeted as “identifiable individuals,” we hold that the 1987 amendment was not a bill of attainder. Nixon, 433 U.S. at 468, 97 S.Ct. 2777; Dorlouis, 107 F.3d at 257.

¶28Finally, we join many federal courts of appeal in holding that the 1987 amendment as applied to prisoners who committed crimes prior to the Sentencing Reform Act’s enactment does not violate the Ex Post Facto clause.6See, e.g., Fassler v. United States Parole Comm’n, 964 F.2d 877, 880 (9th Cir.1991) (holding that, because the SRA did not affect the prisoner’s sentence, the 1987 amendment to the SRA could have no Ex Post Facto effect); United States v. McCall, 915 F.2d 811, 816 (2d Cir.1990) (holding that the SRA had no Ex Post Facto effect on a prisoner who, inter alia, had committed his crimes be*1239fore the effective date of the Act); United States v. Sussman, 900 F.2d 22, 24 (3d Cir.1990) (“[W]e reject defendant’s argument because we conclude that defendant was never entitled to be sentenced under the sentencing guidelines. Therefore, defendant’s Ex Post Facto rights were not violated.”); Tripati v. United States Parole Comm’n, 872 F.2d 328, 330 (9th Cir.1989) (per curiam) (“Tripati is not disadvantaged by the [1987] amendment [under the meaning of the Ex Post Facto clause] because neither section 235(b)(3) of the SRA as originally enacted nor as amended is applicable to him.”); United States v. Haines, 855 F.2d 199, 201 (5th Cir.1988) (“[T]he later 1987 amendment made no change in the law. It merely confirmed the intent of the 1984 statute as Congress had enacted it [not to apply retroactively in violation of the Ex Post Facto clause].”); United States v. Stewart, 865 F.2d 115, 117-18 (7th Cir.1988) (“We need only look to Congress’ clearly expressed intent that the SRA would apply only to offenses committed on or after the effective date in order to avoid the apparently unconstitutional interpretation urged upon us by Stewart .... [And the 1987] amendment clarifying the meaning of the effective date of the SRA further supports our interpretation that Congress never intended, even with respect to the pre-amendment Act, for the SRA to apply to offenses committed prior to November 1, 1987.”); Light-sey, 846 F.2d at 333 (“[We] face and reject the notion of Ex Post Facto unconstitutionality [in application of the 1987 amendment].”); cf. United States v. Cooper, 63 F.3d 761, 762 (8th Cir.1995) (per curiam) (holding that, even when a defendant committed the last of his crimes after 1992, he had “fair warning” of the total penalty that additional criminal conduct would entail, and that warning was all that the Ex Post Facto clause required). But cf. Lyons v. Mendez, 303 F.3d 285, 286 (3d Cir.2002) (holding that the 1987 amendment did constitute a violation of the Ex Post Facto clause as applied to increase a prisoner’s sentence when the particular upward departures used by the Commission after passage of the amendment would not have been permitted when the prisoner committed his crime).

¶29The Ex Post Facto clause is meant “to assure that legislative Acts give fair warning of their effect and permit individuals to rely on their meaning until explicitly changed.” Weaver v. Graham, 450 U.S. 24, 28-29, 101 S.Ct. 960, 67 L.Ed.2d 17 (1981); see also Miller v. Florida, 482 U.S. 423, 430, 107 S.Ct. 2446, 96 L.Ed.2d 351 (1987); Dobbert v. Florida, 432 U.S. 282, 293, 97 S.Ct. 2290, 53 L.Ed.2d 344 (1977). The clause restrains “arbitrary and potentially vindictive legislation.” Weaver, 450 U.S. at 29, 101 S.Ct. 960. “Critical to relief under the Ex Post Facto Clause is not an individual’s right to less punishment,” however, “but the lack of fair notice and governmental restraint when the legislature increases punishment beyond what was prescribed when the crime was consummated.” Id. at 30, 101 S.Ct. 960.

¶30We thus hold that application of the 1987 amendment to petitioners is not a violation of the Ex Post Facto clause because the amendment merely reinstated the same consequences that petitioners faced when they committed their crimes. Petitioners had fair warning of what their punishments would be, and the 1987 amendment in no way increased their punishments “beyond what was prescribed when the crime was consummated.” Id.Indeed, because petitioners continue to serve their sentences under the same conditions as when they committed their crimes, the 1987 amendment merely clarified that they were not entitled to the windfall of shorter sentences under the guidelines. See Norwood v. Brennan, 891 F.2d 179, 182 (7th Cir.1989). As other *1240circuits have found before us, petitioners are not entitled to a writ of habeas corpus on this basis.

¶31Conclusion

¶32For the reasons stated above, we AFFIRM the district court’s denial of a writ of habeas corpus. We GRANT petitioners’ motion to substitute counsel and to file a substitute reply brief. We DENY their renewed request for oral argument. Any other outstanding motions are DENIED as moot. The mandate shall issue forthwith.