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435 F.2d 1218

Docket No. 25441.

Banks v. Sheppard

Ninth Circuit Court of Appeals

Decided Jan. 11, 1971.

Ninth Circuit Court of Appeals · decided 1971-01-11

Cited by 3 later decisions — most recently May 1985

1 federal appellate · 1 district ·

2 counsel of record

Key passage — most relied on by later courts

“Section (e) of this Rule provides that: Whenever a statute of the United States or an order of the court thereunder provides for service of summons ... upon a party not an inhabitant of or found within the state in which the district court is held, service may be made under the circumstances and in the manner prescribed by the statute or order, or, if there is no provision therein prescribing the manner of service, in a manner stated in this rule. Whenever a statute or rule of court of the state in which the district court is held provides (1) for service of a summons ... upon a party not an inhabitant of or found within the state, ... service may ... be made under the circumstances and in the manner prescribed in the statute or rule,”

quoted by 1 later decision, including 609 F. Supp. 1469 - Colon v. Gulf Trading Co.

““Rule 4(e) is not a statute authorizing substituted service. It is simply a procedural rule, complementing those federal statutes extending in personam jurisdiction of federal district courts beyond the geographical boundaries of their respective districts. Had the draftsmen of Rule 4(e) intended that rule to extend discretionary power to district courts to order substituted service nationwide, apart from any express statutory authority to do so, they would have stated that extraordinary power directly, not elliptically.””

quoted by 1 later decision, including 346 F. Supp. 968 - Parham v. Edwards

Applies 28 U.S.C. § 1404

Good law ✅— No negative treatment on recordhow we know

Opinion by (per_curiam) · Decided 1971-01-11

View the full empirical analysis of this case →

¶1R. Jay Engel (argued), San Francisco, Cal., for plaintiffs and appellants.

¶2Cyril Viadro (argued), of Barfield, Barfield, Dryden & Ruane, San Francisco, Cal., for defendant and appellee.

¶3Before BARNES, KOELSCH, and HUFSTEDLER, Circuit Judges.

¶4PER CURIAM:

¶5Appellants appeal from an order dismissing their personal injury action against appellee following appellee’s successful motion to quash service of process for want of personal jurisdiction over him.

¶6The action arises from an automobile accident in Nevada. Appellants were and are California residents. Appellee at all material times has been a resident of South Dakota. Appellants received an order for substituted service on appellee. Appellee appeared specially and moved to quash. The motion was properly granted because appellee had no contacts at all with California. California’s long-arm statute could not authorize constructive service upon the appellee. Therefore, Rule 4(d), Fed.R.Civ. Proc., granting to federal district courts the same long-arm powers enjoyed , by the courts of the states in which they sit, could not have authorized this substituted service.

¶7Appellants argue that, even if service could not be effected under Rule 4(d), service was proper under Rule 4(e). In pertinent part, Rule 4(e) provides:

“Whenever a statute of the United States or an order of court thereunder provides … service may be made under the circumstances and in the manner prescribed by the statute or order …

¶8Appellants’ theory is that Rule 4(e) gives the district court discretionary *1219power to order service of process anywhere in the nation and that the district court’s issuance of its initial order for service was an appropriate exercise of that discretion, because appellants read Rule 4(e)’s reference to “a statute of the United States” to include Rule 4(e) itself.

¶9We reject appellants’ argument. Rule 4(e) is not a statute authorizing substituted service. It is simply a procedural rule, complementing those federal statutes extending in personam, jurisdiction of federal district courts beyond the geographical boundaries of their respective districts. Had the draftsmen of Rule 4(e) intended that rule to extend discretionary power to district courts to order substituted service nationwide, apart from any express statutory authority to do so, they would have stated that extraordinary power directly, not elliptically.

¶10Appellants suggest that the district court should have transferred the action, rather than dismissing the complaint. Appellants did not seek a transfer in the district court. We perceive no error in the district court’s failure sua sponte to transfer the action pursuant to 28 U.S.C. § 1404(a).

¶11Affirmed.

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