United States v. Davis

¶5SOBELOFF, Senior Circuit Judge:

¶6Donald Davis was convicted by a jury of bank robbery and aiding and abetting, violations of 18 U.S.C. §§ 2113(a), (b), (d) and (f) and 18 U.S.C. § 2. He was sentenced to imprisonment for 20 years under 18 U.S.C. § 4208(a)(2). In this direct appeal Davis argues that several reversible errors were committed in the prosecution of his case. For the reasons set forth below, we disagree and affirm the conviction.

¶7FACTS

¶8On August 13, 1971 a lone robber took $2854 from the Provident Savings Bank, 1110 S. Charles Street, Baltimore, Maryland. The robber got in a line, together with other customers at teller Jerrolene Small’s window. When he reached the window he asked the teller to exchange his five single dollar bills for a five dollar bill. As she gave him the bill the robber produced a pistol, gave her a bag and demanded it be filled with money. Mrs. Small followed the gunman’s instructions and the man escaped. Of all the people in the bank only Mrs. Small and Darlene Cox, the teller at the next window, were aware that a robbery took place.

¶9Immediately afterwards both tellers were shown a spread of photographs by police officers and FBI agents. Both witnesses identified Davis’ picture as that of the man who committed the robbery. A magistrate’s warrant was issued for Davis’ arrest.

¶10On August 18, 1971 Davis was stopped on the street by Baltimore City police officers, who thought he resembled the *427photograph of the bank robber reproduced on an FBI circular. When Davis was unable to provide any identification he was frisked and the police found on his person a .32 caliber pistol and 25 bags of heroin. Davis was arrested for possession of those items. Later that day an FBI agent questioned Davis, who made an oral confession that he had committed the bank robbery. The next morning, August 19, Davis was brought to the FBI office where his oral statement of the previous day was transcribed and signed by Davis. Approximately one hour later Davis was brought before the magistrate.

¶11The trial began on March 6, 1972, continued on March 7, 8, 13, and was concluded with the jury’s verdict on March 14.

¶12Davis raises a plethora of issues in this appeal, most of which we regard as frivolous. Several of his points, however, do merit discussion.

¶13PHOTOGRAPHIC IDENTIFICATION

¶14Teller Jerrolene Small made an in-court identification of Davis. Davis argues that admission of this identification was reversible error because of the taint of an improper prior photographic identification. We disagree.

¶15Of the several photographs shown Mrs. Small on the day of the robbery, only Davis’ picture presented a Negro man with a moderate Afro hair style and a short beard. All the other photos were of Negro men with short hair who were clean shaven with the exception of several with moustaches. Davis argues that these factors render the photographic identification “ … impermissibly suggestive as to give rise to a very substantial likelihood of irreparable misidentification”, Simmons v. United States, 390 U.S. 377, 384, 88 S.Ct. 967, 971, 19 L.Ed.2d 1247 (1968). This identification, according to Davis, inevitably tainted the subsequent in-court identification.

¶16A claim that an in-court identification was tainted by a previous photographic identification “ … must be evaluated in light of the totality of surrounding circumstances.” United States v. Marson, 408 F.2d 644, 650 (4th Cir. 1968), and cases cited therein. According to that standard we find the in-court identification made by Mrs. Small free from any possible suggestive taint. Davis’ photograph showed him as he appeared at the time of his arrest, with a beard and his Afro hair style. The day Mrs. Small testified, Davis did not have his beard. Before Mrs. Small testified Davis was seated among the spectators near four other Negroes. Two of the men were selected by Davis for this purpose. Mrs. Small nevertheless identified Davis from all those present in the court room. This convinces us that her in-eourt identification was independent of the photographic identification made seven months earlier. Therefore we need not decide whether the photographic lineup, in which Davis’ picture was the only one portraying a bearded subject with an Afro styled hairdo, was impermissibly suggestive. Cf. United States v. Fernandez, 456 F.2d 638, 641 (2d Cir. 1972).

¶17PSYCHIATRIC EXAMINATION

¶18On December 29, 1971, several months prior to the trial, Davis’ counsel made a motion under 18 U.S.C. § 4244 for an examination of Davis to determine his mental competency to stand trial. The petition requested that the court, appoint Dr. Leonard J. Gallant or any other competent psychiatrist to examine Davis. The court, after conferring with counsel, appointed Dr. William W. Fitzpatrick, the psychiatrist usually employed by the court for such examinations.

¶19Davis now argues that failure to appoint Dr. Gallant constitutes reversible error under the dictum of United States v. Matthews, 472 F.2d 1173 (4th Cir. 1973). It is our view that Matthews does not control here. The defendant in Matthews moved for a psychiatric examination under 18 U.S.C. § 3006A(e), which section governs situations in *428which the court authorizes “[c]ounsel for a defendant who is financially unable to obtain investigative, expert or other services necessary to an adequate defense … ” to secure them for his client at Government expense. When a doctor is selected to examine a defendant under this statute it is envisioned that the doctor will be part of the accused’s insanity defense. Section 4244, on the other hand, controls examinations to determine competency to stand trial and expressly states that the examining doctor will not be permited to testify against the accused on the issue of guilt in any criminal proceeding. See United States v. Theriault, 440 F.2d 713, 715 (4th Cir. 1971).

¶20 In Matthews we indicated that the doctor preferred by the defendant should be allowed to examine him under a section 3006A(e) motion unless the court sees compelling reasons why this should not be permitted. We sought to provide the indigent defendant with a range of choice in selecting a physician similar to the one employed by the affluent defendant and to prevent situations such as the one that occurred in Matthews where the United States Attorney’s office chose the defendant’s doctor. Such considerations do not arise under a section 4244 motion where the only purpose is to provide the court with sufficient information to decide whether the defendant is competent to stand trial.1 Additionally, we note that the Matthews dictum was promulgated under the general supervisory purview of this court and is not to be applied retroactively.

¶21ALLEN CHARGE

¶22A final issue which merits discussion is the trial judge’s use of the controversial Allen Charge. Four hours after the jury began its deliberations a note was sent to the judge stating that an impasse had been reached. The court then delivered to the jury a mild form of the Allen Charge.2

¶23*429The propriety of this type charge has been the subject of strong disagreement among the circuits. It has been held reversible error by some, see United States v. Fiorvanti, 412 F.2d 407 (3d Cir. 1969); United States v. Thomas, 146 U.S.App.D.C. 101, 449 F.2d 1177 (D.C. Cir. 1971); and criticized as coercive, see Green v. United States, 309 F.2d 852 (5th Cir. 1962). See also Sullivan v. United States, 414 F.2d 714 (9th Cir. 1969), and United States v. Wynn, 415 F.2d 135 (10th Cir. 1969).

¶24Nevertheless, our circuit has repeatedly stated its approval of the Allen Charge and we do not retreat from that position.3See United States v. Sawyers, 423 F.2d 1335 (4th Cir. 1970). We do reiterate our recommendation made in Sawyers, that trial judges in this circuit consider use of the American Bar Association version of the Allen Charge. But the charge given in this case, under the circumstances described, was in conformity with the accepted standards of our circuit.

¶25Finding no error in the trial court proceedings, we accordingly decide that the conviction be

¶26Affirmed.