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486 P.3d 456

v. Propst

Colorado Court of Appeals

Decided February 11, 2021

Colorado Court of Appeals · decided 2021-02-11

Relies on United States v. Ritsema · Keller v. People · Fierro v. People

Decided 2021-02-11

     The summaries of the Colorado Court of Appeals published opinions
  constitute no part of the opinion of the division but have been prepared by
  the division for the convenience of the reader. The summaries may not be
    cited or relied upon as they are not the official language of the division.
  Any discrepancy between the language in the summary and in the opinion
           should be resolved in favor of the language in the opinion.


                                                                  SUMMARY
                                                           February 11, 2021

                                
2021COA13

No. 18CA1360, People v. Propst — Criminal Law — Sentencing

— Probation — Revocation — Resentencing

      A division of the court of appeals considers whether a district
court must impose a prison sentence, which was suspended as a
condition of probation, upon a finding that the defendant violated
probation. The division holds, contrary to the division in People v.
Frye, 
997 P.2d 1223
 (Colo. App. 1999), but consistent with Fierro v.
People, 
206 P.3d 460
 (Colo. 2009), that section 16-11-206(5), C.R.S.
2020, provides a sentencing court with the discretion to continue
probation, revoke probation, or impose any sentence that it might
originally have imposed. Accordingly, the sentence is vacated and
the case is remanded for resentencing.
COLORADO COURT OF APPEALS                                         
2021COA13


Court of Appeals No. 18CA1360
City and County of Denver District Court No. 17CR4675
Honorable Michael J. Vallejos, Judge


The People of the State of Colorado,

Plaintiff-Appellee,

v.

Elisa M. Propst,

Defendant-Appellant.


                       SENTENCE VACATED AND CASE
                       REMANDED WITH DIRECTIONS

                                  Division A
                          Opinion by JUDGE FREYRE
                         Fox and Lipinsky, JJ., concur

                        Announced February 11, 2021


Philip J. Weiser, Attorney General, John T. Lee, Senior Assistant Attorney
General, Denver, Colorado, for Plaintiff-Appellee

Megan A. Ring, Colorado State Public Defender, Casey M. Klekas, Deputy State
Public Defender, Denver, Colorado, for Defendant-Appellant
¶1    In this sentence appeal, we are asked to decide whether a

 sentencing court, after accepting a plea agreement and imposing a

 suspended prison sentence conditioned on the successful

 completion of probation, has discretion to continue or revoke

 probation after finding a violation of probation.

¶2    Another division considered this question in People v. Frye,

 
997 P.2d 1223
 (Colo. App. 1999) (relying on People v. Seals, 
899 P.2d 359
 (Colo. App. 1995)). That case held that the suspended

 sentence was the original sentence and that upon finding a

 violation of probation, the court was required to impose the

 suspended sentence. Id. at 1226. We respectfully disagree with the

 Frye division and hold that section 16-11-206(5), C.R.S. 2020, and

 our supreme court’s holding in Fierro v. People, 
206 P.3d 460
 (Colo.

 2009), provide a sentencing court with the discretion to continue

 probation, revoke probation, or impose any sentence that it might

 originally have imposed. We further hold that, under such

 circumstances, a sentencing court’s decision not to impose a

 suspended sentence does not breach the parties’ plea agreement.

¶3    Defendant, Elisa M. Propst, appeals her prison sentence

 following the court’s finding of a probation violation. She contends


                                    1
 that the court was not required to impose the suspended prison

 sentence (1) because of the plea agreement and (2) because the

 court retained the discretion to continue her on probation, reinstate

 probation with new terms, or sentence her to any sentence that it

 could originally have imposed. Because we agree, we vacate the

 sentence and remand the case for resentencing. On remand, the

 court should exercise its discretion to determine whether to

 continue probation, revoke and reinstate probation, or impose any

 other permitted sentence, including the suspended prison sentence.

                          I.    Background

¶4    The State originally charged Propst with one count of second

 degree assault and six counts of child abuse. The prosecutor and

 Propst negotiated a plea agreement allowing Propst to plead guilty

 to the assault charge in exchange for dismissal of the remaining

 charges. The parties also agreed to the following sentence

 concession: “Count 1 Assault in Second Degree + 90d DCJ w/

 referral to RISE as condition of probation + 2y probation + 6y DOC

 suspended (no prior incarceration credit toward 90 days DCJ).” The

 district court accepted the plea agreement and sentenced Propst

 accordingly.


                                   2
¶5    After completing her jail sentence, Propst reported to the

 Denver Probation Department. She appeared for her second

 probation appointment on January 11, 2018, and was told that her

 intake appointment was scheduled for January 17, 2018. Although

 she explained that she lived in Pueblo, probation advised her that

 she needed to attend the intake meeting in Denver before her

 probation could be transferred to Pueblo. Lacking the funds to

 retrieve her car from impound or secure a ride to Denver, Propst did

 not appear for the original or rescheduled intake appointments.

 Consequently, the probation department filed a complaint alleging

 that Propst failed to comply with the following condition of her

 probation: “I will report to my probation officer for appointments, as

 directed by the court or the probation office. I understand that my

 probation officer can visit me at reasonable times at home or

 elsewhere. I will provide probation safe access to my residence.”

 The probation department recommended that Propst’s probation be

 revoked and that the suspended six-year prison sentence be

 imposed.

¶6          At the revocation hearing, Propst admitted missing the

 intake appointment. She explained that she lived in Pueblo, was


                                   3
 indigent, and had no place to stay in Denver. She testified that her

 ride to Denver for the intake appointment fell through at the last

 minute. She did not have a vehicle or a driver’s license, which

 precluded her from borrowing a car, and she could not find another

 ride to Denver. She also testified that she attempted to contact the

 probation department to reschedule her appointment, but she could

 not get ahold of anyone.

¶7         The sentencing court held multiple hearings to determine

 whether it had discretion to continue probation or was required to

 impose the suspended sentence. The prosecutor argued that the

 sentencing court was bound by the terms of the plea agreement

 that mandated imposition of the suspended prison sentence.

¶8         The defense argued that the court had discretion to

 continue probation for three reasons. First, the plea agreement did

 not require the suspended sentence to be imposed after the first

 violation. Second, Fierro held there was “no express limitation on

 the sentencing court’s discretion in granting or imposing conditions

 for continued suspension.” 
206 P.3d at 462
. And third, the

 revocation hearing statute, section 16-11-206(5), required the

 court, within seven days of the hearing, to revoke or continue


                                   4
  probation and permitted it, upon revocation, to impose any

  sentence or grant any probation that could originally have been

  imposed.

¶9           The court agreed with the prosecutor and reasoned that

  “when the Court accepts a plea agreement that has a suspended

  sentence that’s negotiated with the parties, then the Court is bound

  by that agreement as well.” It further believed that failing to impose

  the suspended sentence would violate the plea agreement and

  would allow the prosecutor to withdraw from that agreement. The

  court was not persuaded by Fierro because that case did not involve

  a plea agreement. It then sentenced Propst to six years in the

  custody of the Department of Corrections.

                       II.   Sentencing Discretion

¶ 10   Propst contends the sentencing court legally erred by finding

  that it lacked the discretion to impose a sentence other than the

  suspended sentence, upon finding a probation violation. We agree.

              A.   Standard of Review and Applicable Law

¶ 11   The interpretation of a plea agreement is a legal question that

  we review de novo. People v. Villela, 
2019 COA 95, ¶ 10
.




                                    5
¶ 12   Crim. P. 11 permits a defendant to plead guilty under an

  agreement with the prosecution. The sentencing court retains the

  ultimate discretion to accept or reject any sentence concessions in

  the plea agreement. People v. Mazzarelli, 
2019 CO 71
, ¶ 24. Once

  the sentencing court formally accepts the plea agreement and is

  satisfied the defendant understands its terms, the court, like the

  defendant and the prosecutor, is “bound by the terms of the

  agreement and [cannot], absent proof of fraud or breach of the plea

  bargain, set the agreement aside.” People v. Roy, 
109 P.3d 993, 995-96
 (Colo. App. 2004) (quoting United States v. Ritsema, 
89 F.3d 392, 402
 (7th Cir. 1996)).

¶ 13   A defendant accused of violating probation is entitled to a

  hearing. See § 16-11-206. Upon a finding that the defendant

  violated a condition of probation, the court may “revoke or continue

  the probation. If probation is revoked, the court may then impose

  any sentence or grant any probation . . . which might originally

  have been imposed or granted.” § 16-11-206(5).

¶ 14   A plea agreement may include a conditional sentence

  suspending the “imposition or execution of [a] sentence for such

  period and upon such terms and conditions as [the sentencing


                                    6
  court] may deem best.” § 18-1.3-401(11), C.R.S. 2020. Colorado

  courts often apply general contract principles to interpret plea

  agreements. See Mazzarelli, ¶ 3. However, absent express

  language “addressing the contingency of revocation . . . of a

  conditional sentence, a sentencing stipulation will not be construed

  as limiting the court’s discretion in the event that the defendant

  fails to comply with the terms of the conditional sentence originally

  imposed.” People v. Griego, 
207 P.3d 870, 872
 (Colo. App. 2008).

                              B.   Analysis

¶ 15   Propst does not dispute that she violated a condition of her

  probation. Rather, she contends the sentencing court

  misapprehended the scope of its discretion in resentencing her.

  Propst relies on Mazzarelli and Fierro to argue that the court had

  discretion under section 16-11-206(5) to continue her probation or

  to revoke and reinstate probation.

¶ 16   To begin, we find Mazzarelli distinguishable from this case. In

  Mazzarelli, the defendant pleaded guilty under a plea agreement,

  and the court accepted the plea. Mazzarelli, ¶ 9. However, the

  court then rejected the parties’ sentence agreement and imposed a

  more lenient sentence. Id. at ¶¶ 10-11. Under these


                                    7
  circumstances, the supreme court found the application of general

  contract law principles inapplicable in analyzing the plea

  agreement. Id. at ¶ 26. It held that “when the [sentencing] court

  rejects a sentence concession in a plea agreement after accepting

  the defendant’s guilty plea, the statute and rules do not permit the

  People to withdraw from the agreement.” Id.

¶ 17   Unlike Mazzarelli, where the court accepted the defendant’s

  plea but rejected the parties’ sentence concession by imposing a

  more lenient sentence, the sentencing court here accepted Propst’s

  guilty plea and followed the plea agreement. Thus, we reject

  Propst’s reliance on Mazzarelli to argue that the sentencing court

  had the discretion to impose a different sentence. See id. at ¶ 3 n.2

  (“Nothing in this opinion should be viewed as passing judgment on

  the appropriate remedy, if any, when a party breaches a plea

  agreement after the defendant has pled guilty.”).

¶ 18   Nevertheless, we conclude that Fierro provided the sentencing

  court with the discretion to continue probation, revoke and

  reinstate probation, or revoke probation and impose any sentence

  that the court might originally have imposed. In Fierro, the district

  court imposed two suspended prison sentences on the condition


                                    8
  that the defendant successfully complete three years of probation.

  
206 P.3d at 461
. Three years later, the court revoked the

  defendant’s probation and resentenced her to three years in a

  community corrections program, rather than imposing the

  suspended prison sentences. 
Id.
 A division of this court reversed

  the sentence and found that the district court was required to

  impose the suspended prison sentence. 
Id. at 460
. Our supreme

  court granted certiorari to consider whether this court erred by

  remanding for imposition of the original prison sentence. 
Id. at 461
.

¶ 19     After a lengthy discussion detailing the history of the statutory

  interplay between probation and suspended prison sentences, the

  supreme court held, under section 18-1.3-401(11), that “the power

  to suspend a sentence complements, rather than supplants, a

  sentence to probation.” 
Id. at 465
. And “any requirements upon

  which the suspension of a sentence is conditioned must conform to

  the statutory requirements of and for probation; both revocation for

  violation of probationary conditions and resentencing upon such

  revocation are governed by the statutory provisions governing

  revocation of probation.” 
Id.
 (citing § 16-11-206(5)). The court then


                                      9
  held that section 16-11-206(5) granted the district court the

  discretion to sentence the defendant to community corrections

  because that was a sentence the court could originally have

  imposed. Id. at 465-66.

¶ 20   As in Fierro, the sentencing court imposed a suspended six-

  year prison sentence on the condition that Propst successfully

  complete two years of probation. By imposing a sentence with a

  suspended prison term, the court did not cede its discretion to

  consider all the available sentencing options upon finding a

  violation of probation. Instead, the suspended sentence served to

  “notify [Propst] of the sentence that would be imposed but for the

  alternative of probation and to which [she] remain[ed] subject in the

  event of a violation of probationary conditions, without

  simultaneously rendering the sentence illegal and void.” Id. at 465.

  Thus, the sentencing court had broad discretion to resentence

  Propst under section 16-11-206(5) and after finding she violated a

  condition of her probation. See Villela, ¶ 16.

¶ 21   We are not persuaded otherwise by the People’s reliance on

  Frye. In Frye, the district court sentenced the defendant, under a

  plea agreement, to sixteen years in prison, suspended on the


                                    10
  condition of his successful completion of twenty-five years of

  probation. 
997 P.2d at 1224
. Following a revocation hearing, the

  district court revoked probation and imposed the suspended

  sentence. 
Id. at 1225
. On appeal, the defendant challenged the

  legality of the suspended sentence under section 16-11-101(1),

  C.R.S. 1999, and he argued that section 16-11-206(5) gave the

  court discretion to impose any sentence that could originally have

  been imposed. Frye, 
997 P.2d at 1225
. The division rejected his

  arguments and held that the suspended sentence constituted the

  original and final sentence and, thus, that the court was required to

  impose the suspended sentence. 
Id. at 1226-27
 (relying on Seals,

  
899 P.2d at 361
). It then found section 16-11-206(5) inapplicable

  where probation was imposed as a condition of a suspended

  sentence. Id. at 1226.

¶ 22   While Frye technically remains good law, Fierro called its

  holding into doubt. Fierro, 
206 P.3d at 464
. In discussing the

  sentencing statutes, the supreme court found it difficult to discern

  any legislative intent in the language of sections 18-1.3-401(11) and

  16-11-206(5) that would allow “sentencing courts on their own

  initiative, or defendants and prosecutors through plea negotiations,


                                    11
  to limit the court’s obligation to fairly consider all available

  sentencing options, at the time of a violation of conditions of

  probation.” 
Id. at 464-65
 (emphasis added). It reasoned that in

  cases where probation is a permissible alternative, “little purpose

  could be served by construing suspension as a sentencing

  alternative separate and distinct from probation.” 
Id. at 465
.

¶ 23   Because the supreme court’s reasoning is equally applicable

  here, we hold, contrary to Frye, that section 16-11-206(5) apply

  where probation is imposed as a condition of a suspended sentence.

  We further hold that it is inconsequential whether the suspended

  sentence was imposed under a plea agreement. The plea agreement

  here contains no specific language that addresses the probation

  violation contingency. Absent such language, the court retained

  broad discretion to resentence Propst to any sentence that it could

  originally have imposed under section 16-11-206(5). See Griego,

  
207 P.3d at 872
; People v. McDaniels, 
844 P.2d 1257, 1258
 (Colo.

  App. 1992).

¶ 24   Finally, the People contend that if the sentencing court is

  permitted to impose a sentence other than the suspended six-year

  prison sentence, such sentence would breach the plea agreement


                                      12
  and allow them to withdraw from the plea agreement and reinstate

  the original charges. We are not persuaded.

¶ 25   The prosecution may only withdraw from a plea agreement

  and reinstate the original charges when there is a material and

  substantial breach of the agreement. Keller v. People, 
29 P.3d 290, 298
 (Colo. 2000). But because we have concluded that section 16-

  11-206(5) grants the court the discretion to impose any sentence

  that could originally have been imposed upon a probation

  revocation, the imposition of a lawful sentence other than prison

  would not constitute a material and substantial breach of the plea

  agreement.

¶ 26   Accordingly, we conclude the sentencing court legally erred by

  finding that it lacked the discretion to impose any sentence other

  than the suspended six-year prison sentence.

                            III.   Conclusion

¶ 27   The sentence is vacated, and the case is remanded for

  resentencing on the probation violation.

       JUDGE FOX and JUDGE LIPINSKY concur.




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