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537 F.2d 1305

Docket No. 75-1005.

Kimball v. Florida Bar

Fifth Circuit Court of Appeals

Decided Sept. 2, 1976.

Fifth Circuit Court of Appeals · decided 1976-09-02

2 counsel of record

Key passage — most relied on by later courts

“We could not resolve this issue without additional briefs examining each of the factors enumerated in Rule 19, and we would have to remand in any case if we held for [intervenor] on this issue. Therefore, we think it appropriate to remand in the first instance so that ... the district court can determine whether the [intervenor] can or should have been joined under the provisions of Rule 19.”

quoted by 1 later decision, including Pickle v. International Oilfield Divers, Inc.

“in the absence of an indispensable party, the federal courts are no more empowered to render a declaratory judgment than we would be to give affirmative relief.”

quoted by 1 later decision, including National Labor Relations Board v. Doug Neal Management Co.

Applies 42 U.S.C. § 1983 (Civil Rights Act of 1871 / Section 1983 (Ku Klux Klan Act))

Relies on Provident Tradesmens Bank & Trust Co. v. Patterson · Harman v. Forssenius · Kusper v. Pontikes

Good law ✅— No negative treatment on recordhow we know

Decided 1976-09-02

How this case has been cited

Cited by 30 later decisions — most recently April 2013 · most notably United States v. O'Neil (1983), Romero-Barcelo v. Brown (1981)

18 federal appellate · 4 state decisions

20019761980199020002010decided

Later decisions citing this case, by decade. The current decade is in progress, and our corpus holds fewer opinions from the most recent years, so the latest bars are undercounted — not a real decline.

View the full empirical analysis of this case →

¶1*1306Louis M. Jepeway, Jr., Stephen Cahen, Am. Civ. Liberties U. of Fla., Miami, Fla., Jeremiah S. Gutman, Am. Civ. Liberties U. Foundation, New York City, for plaintiff-appellant.

¶2Darrey A. Davis, Charles A. Kimbrell, William M. Hoeveler, Miami, Fla., for defendants-appellees.

¶3Before RIVES, GOLDBERG and GEE, Circuit Judges.

¶4GEE, Circuit Judge:

¶5Appellant, who was disbarred in 1957 for engaging in a homosexúal act on a public beach, State v. Kimball, 96 So.2d 825 (Fla.1957),1 challenges the lower court’s stay based on abstention in his suit under 42 U.S.C. § 1983 (1970), against the State Bar of Florida. Below he attacked the constitutionality2 of his disbarment and of rule 11.02(3) of article XI of the integration rule of the Florida Bar, which provides that an attorney may be disciplined for any act contrary to “good morals.” In the court below, appellant sought declarations that his disbarment was unconstitutional and that rule 11.02(3) is unconstitutional, as well as an injunction preventing the Bar from engaging in future harassment and interference with his constitutional rights. Finding that the lower court’s abstention was improper, we vacate the stay and remand.

¶6The lower court abstained by invoking the unclear-state-law branch of the abstention doctrine, cf. Harman v. Forssenius, 380 U.S. 528, 85 S.Ct. 1177, 14 L.Ed.2d 50 (1965), on the ground that Florida courts had not recently construed rule 11.02(3) as it applied to homosexuals. The general rule is that a court should abstain only if state law is fairly subject to an interpretation that will render unnecessary or substantially modify the federal question. Kusper v. Pontikes, 414 U.S. 51, 54-55, 94 S.Ct. 303, 38 L.Ed.2d 260 (1973); Harman v. Forssenius, 380 U.S. 528, 535, 85 S.Ct. 1177, 14 L.Ed.2d 50 (1965). But in 1957, the Florida Su preme Court spoke clearly, and decisively on the issue raised here by disbarring appellant, and recent cases only reinforce the view that under Florida law an attorney can be disbarred for immoral conduct unrelated to the practice of law. See Florida Bar v. Kay, 232 So.2d 378 (Fla.1970) (disbarment based on defendant’s conviction for indecent exposure in a public lavatory, which violated a city ordinance; unclear if decision is based on rule 11.02(3)(a) or (3)(b)); Florida Bar v. Hefty, 213 So.2d 422 (Fla.1968) (disbarment based on defendant’s sexual misconduct with his ten-year-old stepdaughter). Thus, the abstention was improper.

¶7One question not raised on appeal is whether either the Florida Supreme Court or its members are “indispensable parties” under Rule 19(b), Fed.R.Civ:P.,3 and must be joined or the action dismissed.4*1307A party does not waive the defense of failure to join an indispensable party by neglecting to raise it; an objection can be raised at any time even by a reviewing court on its own motion, see Provident Tradesmens Bank & Trust Co. v. Patterson, 390 U.S. 102, 109-12, 88 S.Ct. 733, 19 L.Ed.2d 936 (1968); Boles v. Greeneville Housing Authority, 468 F.2d 476, 479 (6th Cir. 1972) (Tuttle, J.); Haby v. Standard Oil & Gas Co., 225 F.2d 723, 724 (5th Cir. 1955); 7 C. Wright & A. Miller, Federal Practice & Procedure: Civil § 1609, at 88-94 (1972). In the absence of an indispensable party, the federal courts are no more empowered to render a declaratory judgment than we would be to give affirmative relief. We could not resolve this issue without additional briefs examining each of the factors enumerated in Rule 19, and we would have to remand in any case if we held for appellee on this issue. Therefore, we think it appropriate to remand in the first instance so that before reaching the other issues5 raised the district court can determine whether the supreme court or its members can or should have been joined under the provisions of Rule. 19.

¶8REVERSED AND REMANDED.

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