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556 F.2d 304

Docket No. 76-4364

United States v. Brown

Fifth Circuit Court of Appeals

Decided July 22, 1977.

Fifth Circuit Court of Appeals · decided 1977-07-22

2 counsel of record

Key passage — most relied on by later courts

“Agents of the Alcohol, Tobacco, and Firearms Bureau obtained a valid warrant to search appellant’s residence for unregistered firearms. Accompanied by a local deputy sheriff who knew appellant, the federal agents surrounded the house, knocked on doors and windows, and announced their identity. They did not announce that they had a search warrant. There was no response to their knocks and calls, so, assuming that Brown was not on the premises, the officers dispatched the deputy sheriff to find Brown. After searching for over an hour without locating Brown, the deputy sheriff returned to the residence where the federal officers were keeping watch. Again they knocked and announced their identity, but they did not announce their purpose —the execution of the warrant. Being reasonably certain that the residence was unoccupied, the agents broke a pane of glass, unlocked a door and entered. They found an unregistered machine gun in the house. The house was, in fact, unoccupied.”

quoted by 1 later decision, including 728 F. Supp. 41 - United States v. Daoust

“The three interests which are protected by requiring announcement and refusal prior to breaking in are: (1) the prevention of violence and physical injury to the police and the occupants; (2) the unexpected exposure of the private activities of the occupants; (3) the property damage resulting from forced entry. Only the third and least significant in terms of individual privacy can possibly be involved when the occupant is absent from the premises. It is futile to require the police to wait for refusal of admittance to a dwelling when no one is home, (footnote omitted).”

quoted by 1 later decision, including United States v. La Monte

Applies 18 U.S.C. § 3109 · 26 U.S.C. § 5861 (§ 201 of the Gun Control Act of 1968)

Relies on Isbell Enterprises, Inc. v. Citizens Casualty Co. of New York · Bates v. State Bar · United States v. Agrusa

Good law ✅— No negative treatment on recordhow we know

Opinion by Robert Andrew Ainsworth Jr. · Decided 1977-07-22

How this case has been cited

Cited by 8 later decisions (1 by the Supreme Court) — most recently October 2004

1 federal appellate · 1 district · 4 state decisions

301977198019902000decided

Later decisions citing this case, by decade. The current decade is in progress, and our corpus holds fewer opinions from the most recent years, so the latest bars are undercounted — not a real decline.

View the full empirical analysis of this case →

¶1Summary Calendar.*

¶2James W. Burgoon, Jr., Greenwood, Miss., for defendant-appellant.

¶3H. M. Ray, U. S. Atty., Alfred E. More-ton, III, John R. Hailman, Asst. U. S. Attys., Oxford, Miss., for plaintiff-appellee.

¶4*305Before AINSWORTH, MORGAN and GEE, Circuit Judges.

¶6AINSWORTH, Circuit Judge:

¶7Henry Joie Brown appeals from his conviction for possessing an unregistered machine gun, a violation of 26 U.S.C. §§ 5861(d) and 5871. We affirm.

¶8Agents of the Alcohol, Tobacco, and Firearms Bureau obtained a valid warrant to search appellant’s residence for unregistered firearms. Accompanied by a local deputy sheriff who knew appellant, the federal agents surrounded the house, knocked on doors and windows, and announced their identity. They did not announce that they had a search warrant. There was no response to their knocks and calls, so, assuming that Brown was not on the premises, the officers dispatched the deputy sheriff to find Brown. After searching for over an hour without locating Brown, the deputy sheriff returned to the residence where the federal officers were keeping watch. Again they knocked and announced their identity, but they did not announce their purpose — the execution of the warrant. Being reasonably certain that the residence was unoccupied, the agents broke a pane of glass, unlocked a door, and entered. They found an unregistered machine gun in the house. The house was, in fact, unoccupied.

¶9Appellant urges that his motion to suppress the machine gun as evidence should have been granted because the federal officers, by failing to announce their purpose at the residence, violated 18 U.S.C. § 3109, and thereby rendered the search illegal. Section 3109 provides:

The officer may break open any outer or inner door or window of a house, or any part of a house, or anything therein, to execute a search warrant, if, after notice of his authority and purpose, he is refused admittance or when necessary to liberate himself or a person aiding him in the execution of the warrant.

¶10In Payne v. United States, 5 Cir., 1975, 508 F.2d 1391, we held that 18 U.S.C. § 3109 has no application to an unoccupied dwelling. Appellant attempts to distinguish Payne by noting that the issue in that case was whether federal officers could forcibly enter a dwelling when the occupant was absent. He asserts that there was no question in Payne but that the officers complied with the announcement-of-identity-and-purpose requirement of section 3109.

¶11The logic of Payne is applicable here. In Payne we noted that it is futile to require police to wait for refusal of admittance to an unoccupied dwelling. Id.,508 F.2d at 1394. Clearly, it is just as futile to announce to an unoccupied building that federal officers have a search warrant. Ah though the officers, upon first arriving at the residence, did not know that it was unoccupied, it is significant that they did not then execute the warrant by forcible entry. It was not until they were reasonably certain that the dwelling was unoccupied that they executed the warrant. We need not decide whether their initial failure to announce their purpose violated section 3109 because they did not effect their purpose at that time.

¶12Under the particular facts of this case, the search was not unlawful as a violation of section 3109. Payne, supra; see United States v. Agrusa, 8 Cir., 1976, 541 F.2d 690, 700, cert. denied, 429 U.S. 1045, 97 S.Ct. 751, 50 L.Ed.2d 759 (1977); United States v. Seelig, 5 Cir., 1974,498 F.2d 109. The judgment of conviction is AFFIRMED.

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