Cite as:
594 U. S. ____ (2021) 1
Per Curiam
SUPREME COURT OF THE UNITED STATES
JEFFERSON S. DUNN, COMMISSIONER, ALABAMA
DEPARTMENT OF CORRECTIONS v.
MATTHEW REEVES
ON PETITION FOR WRIT OF CERTIORARI TO THE UNITED
STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT
No. 20â1084. Decided July 2, 2021
PER CURIAM.
Willie Johnson towed Matthew Reevesâ broken-down car
back to the city after finding Reeves stranded on an Alabama dirt road. In payment for this act of kindness, Reeves
murdered Johnson, stole his money, and mocked his dying
spasms. Years after being convicted of murder and sentenced to death, Reeves sought state postconviction relief,
arguing that his trial counsel should have hired an expert
to develop sentencing-phase mitigation evidence of intellectual disability. But despite having the burden to rebut the
strong presumption that his attorneys made a legitimate
strategic choice, Reeves did not call any of them to testify.
The Alabama Court of Criminal Appeals denied relief,
stressing that lack of evidence about counselâs decisions impeded Reevesâ efforts to prove that they acted unreasonably.
Reeves v. State, 226 So. 3d 711, 750â751 (2016).
On federal habeas review, the Eleventh Circuit held that
this analysis was not only wrong, but indefensible. In an
unpublished, per curiam opinion that drew heavily on a dissent from denial of certiorari, the Eleventh Circuit reinterpreted the Alabama courtâs lengthy opinion as imposing a
simple per se prohibition on relief in all cases where a prisoner fails to question his counsel. Reeves v. Commissioner,
Ala. Dept. of Corrections,
836 Fed. Appx. 733, 744â747
(2020). It was the Eleventh Circuit, however, that went
astray in its âreadiness to attribute error.â Woodford v. Visciotti,
537 U. S. 19, 24 (2002) (per curiam). Federal habeas
2 DUNN v. REEVES
Per Curiam
courts must defer to reasonable state-court decisions, 28
U. S. C. §2254(d), and the Alabama courtâs treatment of the
spotty record in this case was consistent with this Courtâs
recognition that âthe absence of evidence cannot overcome
the strong presumption that counselâs conduct fell within
the wide range of reasonable professional assistance.â Burt
v. Titlow,
571 U. S. 12, 23 (2013) (internal quotation marks
and brackets omitted).
I
In November 1996, Reeves and some friends decided to
âgo out looking for some robberies. â Reeves, 226 So. 3d, at
719 (internal quotation marks omitted). The groupâs initial
target was a drug dealer in a nearby town, but their car
broke down and left them stranded on the side of the road.
A few hours later, however, Johnson happened to drive by
in his truck and offered to tow the disabled vehicle to
Reevesâ house.
After they arrived, Reeves, who was riding in the bed of
the truck, stuck a shotgun through the rear window of the
cab and shot Johnson in the neck. As Johnson sat slumped
in the driverâs seat âbleeding heavily and making gagging
noises,â Reeves directed the rest of the group to âgo through
Johnsonâs pockets to get his money.â
Id., at 720 (internal
quotation marks omitted). Throughout the rest of the day,
Reeves repeatedly âbrag[ged] about having shot Johnson,â
boasting that the murder âwould earn him a âteardrop,â a
gang tattoo acquired for killing someone.â
Ibid. (internal
quotation marks omitted). And at a party that night,
Reeves invented a dance in which he âpretend[ed] to pump
a shotgunâ and âjerk[ed] his body around in a manner mocking the way that Willie Johnson had died.â
Ibid. (brackets
and internal quotation marks omitted).
Alabama charged Reeves with murder and appointed
counsel for him. His attorneys took several steps to develop
mitigating evidence, including exploring the possibility that
Cite as: 594 U. S. ____ (2021) 3
Per Curiam
Reeves was intellectually disabled. For example, they obtained extensive records of Reevesâ educational, medical,
and correctional history. Counsel also requested funding to
hire a neuropsychologist, Dr. John Goff, to evaluate Reeves
and prepare mitigation evidence. And when the trial court
initially rejected that request, counsel successfully sought
reconsideration.
After the court granted funding, Reevesâ attorneys managed to acquire additional mental-health records from the
State, including documents related to a pretrial competency
evaluation that featured a partial administration of an IQ
test. 1 The totality of the evidence reflected that Reeves had
a troubled childhood, suffered from numerous behavioral
difficulties, and was within the âborderlineâ range of intelligence. While in schoolâbefore being expelled for violence
and misbehaviorâhe had been referred to special services
for emotional conflict and behavioral issues. But Reevesâ
records also showed that he had previously been denied special educational services for intellectual disability. Counsel
also learned that Reeves had attended classes and earned
certificates in welding, masonry, and automotive mechanics. And the psychologist who initially evaluated Reeves
later opined that he was not intellectually disabled.
At some point before trial, Reevesâ attorneys apparently
elected to pursue other mitigation strategies instead of hiring Dr. Goff. The record does not reveal the exact reason
for this decisionâlikely because Reeves did not ask them to
testify. The record does show, however, that counsel presented a holistic mitigation case. For example, counsel
called several witnesses at sentencingâincluding Reevesâ
mother and the psychologist who performed the competency
ââââââ
1 Around the same time, one of Reevesâ attorneys withdrew from the
case, explaining that Reeves âha[d] been combative, argumentative[,]
and ha[d] totally refused to assist [the attorney] in any manner.â Electronic Case Filing in No. 1:17âcvâ00061 (SD Ala.) (ECF), Doc. 23â1,
pp. 3, 78. Another attorney replaced him.
4 DUNN v. REEVES
Per Curiam
evaluationâand elicited testimony about Reevesâ turbulent
childhood, neglectful family, and educational difficulties.
The jury, however, recommended a death sentence.
Reeves later sought postconviction relief in state court,
alleging almost 20 theories of error. Relevant here, he asserted that he was categorically exempt from execution by
reason of intellectual disability, see Atkins v. Virginia, 536
U. S. 304 (2002), or at the very least that counsel should
have hired Dr. Goff to develop mitigation along those lines
for use at sentencing, see Porter v. McCollum,
558 U. S. 30
(2009) (per curiam). At a 2-day hearing in state court,
Reeves called two experts, including Dr. Goff. The doctor
concluded that Reeves was intellectually disabled, explaining that the so-called Flynn Effectâa controversial theory
involving the inflation of IQ scores over timeârequired adjusting Reevesâ score downward into the 60s. 2 Dr. Goff also
cited a number of behavioral assessments that supposedly
showed Reevesâ shortcomings in adaptive functioning. For
its part, the State offered the expert testimony of Dr. King,
who administered his own evaluation and concluded that
Reeves was not intellectually disabled. In fact, Dr. King
pointed out that Reeves had a leadership role in a drugdealing group and earned as much as $2,000 a week.
Despite Reevesâ focus on his attorneyâs performance, he
did not give them the opportunity to explain their actions.
Although all three of his lawyers apparently were alive and
available, Reeves did not call them to testify.
The trial court denied relief, and the Alabama Court of
Criminal Appeals affirmed. First, it agreed that Reeves
ââââââ
2 According to some proponents of this theory, the Flynn Effect posits
that IQ scores increase âby approximately 0.3 points per year,â which in
turn ârequires that the IQ test be ânormedâ periodically so that the mean
score on the test stays the sameâ and âthat 0.3 points be deducted from
[a] full-scale IQ score achieved on an IQ test for each year since the test
was last normed.â Reeves v. State,
226 So. 3d 711, 730 (Ala. Crim. App.
2016).
Cite as: 594 U. S. ____ (2021) 5
Per Curiam
had failed to prove that he was actually intellectually disabled and thus exempt from execution. Reeves, 226 So. 3d,
at 744. The court specifically addressed Dr. Goff âs reliance
on the Flynn Effect, reiterating that this approach âhas not
been accepted as scientifically valid by all courtsâ and was
ânot settled in the psychological community.â
Id., at 739
(internal quotation marks omitted). In fact, even Dr. Goff
had âadmitted that he did not use the âFlynn Effectâ for over
20 years after it was first discovered.â
Ibid.
Second, the court rejected Reevesâ claim that counsel
should have hired an expert to develop mitigating evidence
of intellectual disability. Stressing that an attorneyâs decision not to hire an expert is âtypically [a] strategic decisio[n]â that will ânot constitute per se deficient performance,â the court looked to the record to assess the
âreasoning behind counselâs actions.â
Id., at 750, 751 (internal quotation marks omitted). In this case, the court observed, âthe record [was] silent as to th[ose] reasonsâ âbecause Reeves failed to call his counsel to testify.â
Id., at 751
(internal quotation marks omitted). Hence, he could not
overcome the âpresumption of effectivenessâ that courts
must afford to trial counsel.
Ibid. (internal quotation
marks omitted).
Reeves sought certiorari, which we denied over a dissent.
Reeves v. Alabama, 583 U. S. ___ (2017) (opinion of
SOTOMAYOR, J.). The dissent acknowledged that the âabsence of counselâs testimony may make it more difficult for
a defendant to meet his burdenâ of proving deficient performance, but still would have reversed and remanded because it understood the Alabama court to have applied âa
categorical rule that counsel must testify in order for a petitioner to succeed on a federal constitutional ineffective-assistance-of-counsel claim.â Id., at ___, ___ (slip op., at 2,
9). Although the dissent cited no decision in which this
Court reprimanded a state court for taking that approach,
it reasoned that such a rule was contrary to decisions in
6 DUNN v. REEVES
Per Curiam
which this Court had âfound deficient performance despite
[attorney] testimony, based on a review of the full record.â
Id., at ___ (slip op., at 9). 3
Reeves next sought federal habeas review. The District
Court denied relief, but the Eleventh Circuit reversed in
part. Like every court before it, the Eleventh Circuit first
rejected Reevesâ claim that he was intellectually disabled.
836 Fed. Appx., at 741. But, it held that his lawyers were
constitutionally deficient for not developing more evidence
of intellectual disability and that this failure might have
changed the outcome of the trial.
In reaching that result, the Eleventh Circuit explained
that it owed no deference to the âunreasonableâ decision of
the Alabama court. §2254(d). Quoting at length from the
earlier dissent from denial of certiorari, the panel reasoned
that âa per se rule that the petitioner must present counselâs
testimonyâ was clearly contrary to federal law. Id., at 744â
747. And, to demonstrate that the Alabama court had applied such a rule, the Eleventh Circuit excised a single
statement from a lengthy block quote: â â[T]o overcome the
strong presumption of effectiveness, a [state] petitioner
must, at his evidentiary hearing, question trial counsel regarding his actions and reasoning.â â Id., at 744 (emphasis
deleted). The Eleventh Circuit then reasoned that the state
court surely must have imposed this âcategorical ruleâ because its opinion also said that Reevesâ â âfailure to call his
attorneys to testify was fatal to his claims.â â Ibid. (emphasis deleted; brackets omitted). But that quote was not quite
complete; the original sentence reads, âIn this case, Reevesâs
ââââââ
3 We note that this dissentâunlike the Eleventh Circuitâconsidered
the case before it entered the exceedingly deferential posture of federal
habeas review. Moreover, the dissent did not conclude that Reeves was
entitled to relief on the merits of his claim, but instead would have âremand[ed] so that the [Alabama court] could explain why, given the full
factual record, Reevesâ counselâs choices constituted reasonable performance.â 583 U. S., at ___ (slip op., at 14).
Cite as: 594 U. S. ____ (2021) 7
Per Curiam
failure to call his attorneys to testify is fatal to his claims of
ineffective assistance of counsel.â Reeves, 226 So. 3d, at 749
(emphasis added).
II
This case presents a simple question: Did the Alabama
court violate clearly established Federal law ¡ Case Law">clearly established federal law when it rejected Reevesâ claim that his attorneys should have hired
an expert?
In answering this question, we owe deference to both
Reevesâ counsel and the state court. As to counsel, we have
often explained that strategic decisionsâincluding whether
to hire an expertâare entitled to a âstrong presumptionâ of
reasonableness. Harrington v. Richter, 562 U. S. 86, 104
(2011). Defense lawyers have âlimitedâ time and resources,
and so must choose from among â âcountlessâ â strategic options.
Id., at 106â107. Such decisions are particularly difficult because certain tactics carry the risk of âharm[ing]
the defenseâ by undermining credibility with the jury or distracting from more important issues.
Id., at 108.
The burden of rebutting this presumption ârests squarely
on the defendant,â and â[i]t should go without saying that
the absence of evidence cannot overcome [it].â Titlow, 571
U. S., at 22â23. In fact, even if there is reason to think that
counselâs conduct âwas far from exemplary,â a court still
may not grant relief if â[t]he record does not revealâ that
counsel took an approach that no competent lawyer would
have chosen.
Id., at 23â24.
This analysis is âdoubly deferentialâ when, as here, a
state court has decided that counsel performed adequately.
Id., at 15 (internal quotation marks omitted); see also Sexton v. Beaudreaux,
585 U. S. ___, ___â___ (2018) (per curiam) (slip op., at 7â8) (deference is ânear its apexâ in such
cases). A federal court may grant habeas relief only if a
state court violated âclearly established Federal law, as determined by the Supreme Court of the United States.â
8 DUNN v. REEVES
Per Curiam
§2254(d)(1) (emphasis added). This âwide latitudeâ means
that federal courts can correct only âextreme malfunctions
in the state criminal justice syste[m].â Richter, 562 U. S.,
at 102, 106 (internal quotation marks omitted). And in reviewing the work of their peers, federal judges must begin
with the âpresumption that state courts know and follow
the law.â Woodford,
537 U. S., at 24. Or, in more concrete
terms, a federal court may grant relief only if every â âfairminded juris[t]â â would agree that every reasonable lawyer
would have made a different decision. Richter,
562 U. S., at
101.
A straightforward application of these principles reveals
the extent of the Eleventh Circuitâs error. We start, as we
must, with the case as it came to the Alabama court. Reeves
had filed a 100-plus-page brief alleging manifold errors, including several theories of ineffective assistance of counsel.
Reeves, 226 So. 3d, at 749â750, and n. 16. Many of these
attacked basic strategic choices, including his current argument that counsel should have hired Dr. Goff to develop additional evidence of intellectual disability. Yet, despite
Reevesâ determination to find fault with his lawyers, he offered no testimony or other evidence from them.
That omission was particularly significant given the
ârange of possible reasons [Reevesâ] counsel may have had
for proceeding as they did.â Cullen v. Pinholster,
563 U. S.
170, 196 (2011) (internal quotation marks omitted). This is
not a case in which a lawyer âfailed to uncover and present
any evidence of [Reevesâ] mental health or mental impairment, [or] his family background.â Porter,
558 U. S., at 40
(emphasis added). Counselâs initial enthusiasm to collect
Reevesâ records and obtain funding hardly indicates professional neglect and disinterest.
Rather, we simply do not know what information and
considerations emerged as counsel reviewed the case and
refined their strategy. The attorneys may very well have
pored over the voluminous evidence in their possessionâ
Cite as: 594 U. S. ____ (2021) 9
Per Curiam
including those obtained after their funding requestâand
identified several reasons that a jury was unlikely to be persuaded by a claim of intellectual disability. After all, although Reevesâ records suggested that his intelligence was
below average, they also indicated that he was not intellectually disabled. E.g., 226 So. 3d, at 729. Counsel might also
have been concerned about the evidence of Reevesâ history
of violence, criminal past, and behavior problems, ibid., and
concluded that presenting these characteristics alongside a
full-throated intellectual-disability argument would have
convinced the jury that Reeves âwas simply beyond rehabilitation,â Pinholster,
563 U. S., at 201. Or, counsel may have
uncovered additional evidence confirming their concerns
about an intellectual-disability strategy. Perhaps Reeves
informed them, as he later did Dr. King, that he was savvy
enough to earn thousands of dollars a week in a drugdealing operation where he had a leadership role.
226 So.
3d, at 736.
Or, counsel may well have further investigated Dr. Goff
and decided that his debatable methodologies would undermine credibility with a local juryâpossibly a prescient
choice given that every single court to consider the issue has
rejected Reevesâ claim of intellectual disability. In fact,
around the time that counsel were formulating their trial
strategy, Dr. Goff was already performing questionable
evaluations. See, e.g., King v. Apfel,
2000 WL 284217, *2
(SD Ala., Feb. 29, 2000) (Dr. Goff âs 1996 evaluation of a Social Security claimant was âunsupported by the medical evidence,â and âeverything else in the record [was] counter to
[his] extreme findingsâ (emphasis added)); Small v. Apfel,
2000 WL 1844727, *3, n. 5 (SD Ala., Oct. 17, 2000) (â[Dr.]
Goff âs [1998] conclusions regarding deficits in adaptive behavior are not only mere guesses . . . but also suffer from a
lack of support in the recordâ). It is not unreasonable for a
lawyer to be concerned about overreaching.
Simply put, if the attorneys had been given the chance to
10 DUNN v. REEVES
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testify, they might have pointed to information justifying
the strategic decision to devote their time and efforts elsewhere. Yet, Reevesâpossibly pursuing a strategy of his
ownâdeclined to put that testimonial evidence before the
Alabama court. So given that the Alabama court was entitled to reject Reevesâ claim if trial counsel had any âpossible
reaso[n] . . . for proceeding as they did,â Pinholster, 563
U. S., at 196 (internal quotation marks omitted), it surely
was not obliged to accept Reevesâ blanket assertion on an
incomplete evidentiary record that â[n]o reasonable strategy could support counselâs failure,â ECF Doc. 23â29, at 81.
Rather than defer to this commonsense analysis, the
Eleventh Circuit took a path that we have long foreclosed:
âmischaracterization of the state-court opinion.â Woodford,
537 U. S., at 22. As explained above, the Alabama court
reasonably concluded that the incomplete evidentiary recordâwhich was notably âsilent as to the reasons trial counsel . . . chose not to hire Dr. Goff or another neuropsychologistââdoomed Reevesâ belated efforts to second-guess his
attorneys. Reeves,
226 So. 3d, at 751. The Eleventh Circuit,
however, recharacterized this case-specific analysis as a
âcategorical ruleâ that any prisoner will always lose if he
fails to call and question âtrial counsel regarding his or her
actions and reasoning.â 836 Fed. Appx., at 744 (emphasis
deleted; internal quotation marks omitted).
We think it clear from context that the Alabama court did
not apply a blanket rule, but rather determined that the
facts of this case did not merit relief. As an initial matter,
the Alabama court twice recognized that there can be instances of âper se deficient performance.â Reeves, 226 So.
3d, at 750â751. It simply concluded that here, counselâs
choice regarding experts involved a strategic decision entitled to a presumption of reasonableness. Ibid. Moreover,
other portions of the opinionâs lengthy recitation of the law
(which the Eleventh Circuit omitted) belie a categorical approach. In particular, the court twice said that it would
Cite as: 594 U. S. ____ (2021) 11
Per Curiam
consider â âall the circumstancesâ â of the case, and it qualified its supposedly categorical rule by explaining that
âcounsel should ordinarily be afforded an opportunity to explain his actions before being denounced as ineffective.â Id.,
at 744, 747 (emphasis added; some internal quotation
marks omitted).
Other parts of the opinion yield the same interpretation.
For example, the court devoted almost nine pages to discussing ineffective assistance of counsel. That would have
been a curious choice for a âbusy state cour[t]â if a single
sentence applying a per se rule could have sufficed. Johnson v. Williams, 568 U. S. 289, 298 (2013) (state courts need
not even âdiscuss separately every single claimâ). Within
that lengthy discussion, the court individually mentioned
many of Reevesâ specific theories, including his current
intellectual-disability argument. Moreover, that the court
in a footnote summarily rejected different ineffective-assistance-of-counsel claims for procedural reasons further
weighs against imputing a per se rule for the theories that
the court discussed in the body of its opinion. Reeves, 226
So. 3d, at 749â750, n. 16.
Even more important, the actual analysis of the claim at
issue here reflects a case-specific approach. The court did
not merely say, as the Eleventh Circuit wrongly suggested,
that Reevesâ â âfailure to call his attorneys to testify was fatal to his claims.â â 836 Fed. Appx., at 744 (brackets omitted). Rather, the opinion prefaced this quote with an important qualifierââIn this case.â Reeves,
226 So. 3d, at 749
(emphasis added). And sure enough, the court proceeded to
explain why Reeves could not prevail âin this caseââbecause âthe record [was] silent as to the reasoning behind
counselâs actions.â
Id., at 751 (internal quotation marks
omitted). To be sure, the record in this particular case happened to be deficient âbecause Reeves failed to call his counsel to testify.â
Ibid. But, this unremarkable observation of
cause and effect in light of the facts before the court was
12 DUNN v. REEVES
Per Curiam
hardly an absolute bar in every case where other record evidence might fill in the details. And, it certainly was not
contrary to clearly established law given that this Court
and the Eleventh Circuit have made the same observation
that a silent record cannot discharge a prisonerâs burden.
E.g., Titlow, 571 U. S., at 15, 22â24; Grayson v. Thompson,
257 F. 3d 1194, 1218 (CA11 2001) (noting that âthe record
[was] silent as to why trial counsel did not pursue a motion
to suppress the evidence,â and that âhabeas counsel did not
inquire as to trial counselâs reasons for not raising such a
claimâ). 4
âŚ
For the foregoing reasons, we grant the petition for a writ
of certiorari, reverse the judgment of the Court of Appeals,
and remand the case for proceedings consistent with this
opinion.
It is so ordered.
JUSTICE BREYER dissents.
ââââââ
4 Todayâs dissent suggests that a more recent decisionâState v.
M.D.D., ___ So. 3d ___, 2020 WL 6110694 (Ala. Crim. App., Oct. 16,
2020)âillustrates that Alabama courts understand Reeves to announce
a per se rule. Post, at 6â9, and n. 4 (opinion of SOTOMAYOR, J.). But that
case does the exact opposite. In M.D.D., the petitioner alleged that his
attorney should have called a medical expert at trial, yet he did not have
the attorney testify at the postconviction hearing.
2020 WL 6110694,
*5â*6. The Alabama court denied relief after examining the evidence
and identifying a âsound, strategic reason for not calling [the expert] to
testify.â Id., at *8 (discussing a possible downside to having the expert
testify); see also id., at *9 (explaining, in the alternative, why the petitioner suffered no prejudice). Notably, the court did so after citing Reeves
and quoting the same language that the dissent claims represents a
per se rule. Compare id., at *7â*8 (â[A] Rule 32 petitioner must, at his
evidentiary hearing, question trial counsel regarding his or her actions
and reasoning. . . . In this case, the failure to have trial counsel testify
is fatal to [the petitionerâs] claims of ineffective assistance of counselâ
(emphasis deleted; internal quotation marks omitted)), with post, at 1, 5.
Again, it would have been strange for a busy Alabama court to devote
pages to rejecting a claim if a categorical bar would have sufficed.
Cite as: 594 U. S. ____ (2021) 1
SOTOMAYOR, J., dissenting
SUPREME COURT OF THE UNITED STATES
JEFFERSON S. DUNN, COMMISSIONER, ALABAMA
DEPARTMENT OF CORRECTIONS v.
MATTHEW REEVES
ON PETITION FOR WRIT OF CERTIORARI TO THE UNITED
STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT
No. 20â1084. Decided July 2, 2021
JUSTICE SOTOMAYOR, with whom JUSTICE KAGAN joins,
dissenting.
Under Strickland v. Washington, 466 U. S. 668 (1984),
courts must assess a defendantâs claim that his attorney
failed to provide constitutionally effective assistance âin
light of all the circumstances.â
Id., at 690. No single type
of evidence is a prerequisite to relief. Therefore, as the majority implicitly acknowledges, a per se rule that a habeas
petitionerâs claim fails if his attorney did not testify at an
evidentiary hearing is flatly incompatible with Strickland.
The Court of Criminal Appeals of Alabama applied precisely such a rule in this case. When respondent Matthew
Reeves raised several ineffective-assistance-of-counsel
(IAC) claims in state postconviction proceedings, the court
stated, in no uncertain terms (and underlined for emphasis), that âto overcome the strong presumption of effectiveness, a Rule 32 petitioner must, at his evidentiary hearing,
question trial counsel regarding his or her actions and reasoning.â Reeves v. State,
226 So. 3d 711, 748 (2016) (internal quotation marks omitted). Applying that rule â[i]n this
case,â the court held that âReevesâs failure to call his attorneys to testify is fatal to his claims of ineffective assistance
of counsel.â
Id., at 749. Reeves then sought habeas relief
in federal court. Based on the state courtâs clear holding,
the Court of Appeals for the Eleventh Circuit properly determined that the state courtâs use of the per se rule was an
2 DUNN v. REEVES
SOTOMAYOR, J., dissenting
unreasonable application of Strickland. Reeves v. Commissioner, Ala. Dept. of Corrections, 836 Fed. Appx. 733, 744
(2020) (per curiam).
Through linguistic contortion, the Court today rescues
the state courtâs decision by construing it not to apply a
per se rule at all. Based on that implausible reading, the
Court summarily reverses the Eleventh Circuitâs grant of
relief. The lengths to which this Court goes to ensure that
Reeves remains on death row are extraordinary. I respectfully dissent.
I
A
In 1998, Reeves was convicted of capital murder for a brutal crime he committed when he was 18 years old. By a vote
of 10 to 2, a divided jury recommended that Reeves be sentenced to death, and the trial court accepted that recommendation.
During his trial, Reeves was initially represented by two
attorneys, Blanchard McLeod and Marvin Wiggins. Reevesâ
counsel moved for the appointment of a neuropsychologist,
Dr. John Goff, to conduct an intellectual disability evaluation. When the motion was denied, Reevesâ counsel sought
rehearing. They explained that they had collected âhundreds of pages of psychological, psychometric and behavioral analysis material relating to [Reeves].â Electronic
Case Filing in No. 1:17âcvâ00061 (SD Ala.) (ECF), Doc. 23â
1, p. 74. That material, McLeod had represented in court,
was âexceptionally pertinentâ to Reevesâ penalty phase defense. ECF Doc. 23â3, at 96. Counsel stated that retaining
âa clinical neuropsychologistâ like Dr. Goff was âthe only avenue open to the defense to compile this information . . . and
present [it] in an orderly and informative fashion to the
jury.â ECF Doc. 23â1, at 74â75. The state court granted
the request and provided funding to hire Dr. Goff. Id., at
Cite as: 594 U. S. ____ (2021) 3
SOTOMAYOR, J., dissenting
81. Around the same time, McLeod was replaced by another attorney, Thomas Goggans. 836 Fed. Appx., at 736.
Reevesâ new team, Goggans and Wiggins, failed to follow
through on hiring a neuropsychologist. As Dr. Goff later
testified, in the more than three months between his appointment and the penalty phase trial, Reevesâ attorneys
âjust never called.â ECF Doc. 23â24, at 68. They also never
hired any other neuropsychologist to review the evidence
and evaluate Reeves for intellectual disability. 836 Fed.
Appx., at 748. Instead, on the day of the penalty phase
trial, counsel contacted Dr. Kathleen Ronan, a clinical psychologist who had previously evaluated Reeves for competence to stand trial and his mental state at the time of the
offense. ECF Doc. 23â26, at 82â84. She had never evaluated Reeves for intellectual disability, and she had not spoken with Goggans or Wiggins until âthe day that [she] testified.â Id., at 84.
Dr. Ronan informed Reevesâ counsel that her prior evaluation would not serve their purposes. Ibid. As she later
explained, assessing Reeves for intellectual disability âwas
not within the scope of [her] evaluation.â Ibid. Had she
been hired to conduct such an assessment, she would have
administered a full IQ test and conducted other evaluations
designed to diagnose intellectual disability. Id., at 85â87.
Instead, Dr. Ronan had only administered part of an IQ test
and found that Reevesâ verbal IQ âwas not in a level that
they would call him [intellectually disabled].â ECF Doc. 23â
8, at 155; see also ECF Doc. 23â26, at 85. An expert for the
State later administered a full IQ test, however, showing
that Reevesâ IQ was well within the range for intellectual
disability. Reeves, 226 So. 3d, at 737; ECF Doc. 23â25, at
24; ECF Doc. 23â24, at 26.
Nevertheless, Reevesâ counsel called Dr. Ronan to testify.
The only other witnesses counsel called were Reevesâ
mother and a police detective. The entire penalty phase
trial lasted just one and a half hours. ECF Doc. 23â14, at
4 DUNN v. REEVES
SOTOMAYOR, J., dissenting
154. Reviewing the record, the trial judge found that â[t]he
only evidence that [he could] consider in mitigation of this
offense . . . is the evidence of [Reevesâ] age and [his] youthfulness.â ECF Doc. 23â8, at 212. Concluding that such limited evidence would not outweigh the aggravating circumstances, the court sentenced Reeves to death. Ibid.
B
In 2002, Reeves filed a motion for state postconviction relief under Alabama Rule of Criminal Procedure 32 (known
as a Rule 32 petition). Reeves alleged that his trial counsel
had been constitutionally ineffective in several ways, including by failing to hire a neuropsychologist to evaluate
him for intellectual disability.
The state court held a 2-day evidentiary hearing on
Reevesâ claims. Reeves called Dr. Goff to testify. At the
request of Reevesâ postconviction counsel, Dr. Goff had reviewed Reevesâ mental health and school records and administered âa battery of tests designed to assess Mr. Reevesâ
IQ, cognitive abilities, and adaptive functioning.â 836 Fed.
Appx., at 737. Dr. Goff found that Reevesâ IQ scores were
71 and 73, 1 showing that Reeves âhas significantly subaverage intellectual functioning,â and that he âhas significant
deficits in multiple areas of adaptive functioning.â Ibid.
These deficits manifested before Reeves turned 18 years
old. ECF Doc. 23â24, at 25â26, 65â67. Based on his findings, Dr. Goff concluded that Reeves is intellectually disabled. 836 Fed. Appx., at 737. Dr. Goff testified that âhad
Mr. Reevesâ trial counsel asked him to evaluate Mr. Reeves
years earlier for the purpose of testifying at trial, he would
have performed similar evaluations and reached the same
conclusions.â Ibid.
ââââââ
1 Reevesâ IQ scores were even lower after accounting for the Flynn Ef-
fect. ECF Doc. 23â24, at 43â46. Dr. Goff concluded that Reevesâ IQ fell
within the intellectual disability range even without such an adjustment.
Id., at 44, 99.
Cite as: 594 U. S. ____ (2021) 5
SOTOMAYOR, J., dissenting
Reevesâ trial counsel did not testify at the Rule 32 hearing. At the beginning of the hearing, the State had declared
that it intended to call Goggans and Wiggins to âexplain
why they did certain things and maybe why they didnât do
certain things.â ECF Doc. 23â24, at 14. But at the conclusion of the hearing, the State âdecided not to call trial counsel.â ECF Doc. 23â25, at 86.
The state court denied Reevesâ motion for postconviction
relief. On appeal, Reeves argued that the lower court had
âerred in ignoring substantial evidence in support of [his
IAC claim] on the basis that he did not call counsel to testify.â ECF Doc. 23â29, at 45. In response, the State argued
that because âReeves failed to call either of his trial attorneys to testify concerning their decision to call Dr. Ronan
rather than Dr. Goff,â the lower court âproperly presumed
that they acted reasonably.â Id., at 199â200.
The Court of Criminal Appeals of Alabama agreed with
the State, rejecting Reevesâ contention that âtestimony from
counsel is not necessary to prove any claim of ineffective
assistance of counsel.â Reeves, 226 So. 3d, at 747. That argument, the court reasoned, âfail[ed] to take into account
the requirement that courts indulge a strong presumption
that counsel acted reasonably, a presumption that must be
overcome by evidence to the contrary.â
Ibid. (emphasis in
original). The court then specified what that evidence must
be: â â[T]o overcome the strong presumption of effectiveness,
a Rule 32 petitioner must, at his evidentiary hearing, question trial counsel regarding his or her actions and reasoning.â â
Id., at 748 (emphasis in original; quoting Stallworth
v. State,
171 So. 3d 53, 92 (Ala. Crim. App. 2013)). The
court cited over half a dozen cases supporting that per se
rule. See
226 So. 3d, at 748. It then applied the rule to
Reeves, explaining that â[i]n this case, Reevesâs failure to
call his attorneys to testify is fatal to his claims of ineffective assistance of counsel.â
Id., at 749.
6 DUNN v. REEVES
SOTOMAYOR, J., dissenting
Reeves filed a petition for a writ of certiorari seeking review of the state courtâs decision, which this Court denied.
I dissented, joined by Justice Ginsburg and JUSTICE
KAGAN. We pointed out that the state court had applied a
per se rule âthat counsel must testify in order for a petitioner to succeed on a federal constitutional ineffective-assistance-of-counsel claim.â Reeves v. Alabama, 583 U. S.
___, ___ (2017) (slip op., at 2). Even the State did not defend
the constitutionality of such a rule. See ibid.
C
Reeves then filed a federal habeas petition pursuant to
28 U. S. C. §2254. The District Court denied Reevesâ petition and his motion for reconsideration. See
2019 WL
1938805, *11 (SD Ala., May 1, 2019). The Eleventh Circuit
reversed in relevant part. It read the state appellate courtâs
decision to âtrea[t] Mr. Reevesâ failure to call his counsel to
testify as a per se bar to reliefâdespite ample evidence in
the record to overcome the presumption of adequate representation.â 836 Fed. Appx., at 744. In so doing, the state
court âunreasonably applied Strickland.â Ibid. The Eleventh Circuit accordingly reviewed Reevesâ claim de novo
and found that Reeves had proved ineffective assistance of
counsel. Id., at 747â753.
The Eleventh Circuit was not alone in interpreting the
state courtâs decision to apply a âcategorical rule.â Id., at
744. Less than a month earlier, the Court of Criminal Appeals of Alabama (the same court that had issued the decision in question) denied another defendantâs IAC claim.
Once again, the court stated its per se rule: â[T]o overcome
the strong presumption of effectiveness, a Rule 32 petitioner must, at his evidentiary hearing, question trial counsel regarding his or her actions and reasoning.â State v.
M.D.D., ___ So. 3d ___, ___,
2020 WL 6110694, *7 (Oct. 16,
2020) (internal quotation marks omitted; emphasis deleted). In support, the court cited its prior decision in
Cite as: 594 U. S. ____ (2021) 7
SOTOMAYOR, J., dissenting
Reeves, which it summarized as âholding that [a] Rule 32
petitioner had failed to prove his claims of ineffective assistance of trial and appellate counsel because he did not call
his trial or appellate counsel to testify at the Rule 32 evidentiary hearing.â Id., at *8. As in Reevesâ case, the court
in M.D.D. held that âthe failure to have trial counsel testify
is fatal to M.D.D.âs claims of ineffective assistance of counsel.â Ibid. 2
The State petitioned this Court to review the Eleventh
Circuitâs decision in Reeves. Despite the Alabama courtâs
plain embrace of a per se rule, the State accused the Eleventh Circuit of too âreadily attributing error to the state
courtâ by interpreting its decision to âpurportedly creat[e]
and us[e] this per se rule.â Pet. for Cert. i. On that basis,
the State asked this Court to reverse summarily the Eleventh Circuit. Id., at 30.
II
The sole question presented in this case is whether the
Court of Criminal Appeals of Alabama applied a categorical
rule that Reevesâ failure to call his attorneys to testify was
fatal to his IAC claim as a matter of law. No one disputes
that such a rule would be an âunreasonable applicationâ of
Strickland and its progeny. 28 U. S. C. §2254(d)(1); see also
ante, at 1, 10; Pet. for Cert. 1. Under those decisions, no
single type of evidence, such as counselâs testimony, is a
prerequisite to relief. 3 See Roe v. Flores-Ortega, 528 U. S.
ââââââ
2 The state court separately held that relief was not warranted because
the court could conceive of a sound strategic reason for counselâs actions
and because M.D.D. failed to show prejudice. See State v. M.D.D., ___
So. 3d ___, ___â___,
2020 WL 6110694, *8â*9 (Ala. Crim. App., Oct. 16,
2020).
3 As the Eleventh Circuit recognized, this Court has found deficient
performance without any testimony from trial counsel. See Reeves v.
Commissioner, Ala. Dept. of Corrections,
836 Fed. Appx. 733, 751 (2020)
(per curiam) (discussing Buck v. Davis,
580 U. S. ___ (2017)). This Court
8 DUNN v. REEVES
SOTOMAYOR, J., dissenting
470, 478 (2000) (describing Stricklandâs âcircumstance-specific reasonableness inquiryâ); Williams v. Taylor, 529 U. S.
362, 391 (2000) (explaining that âthe Strickland test âof necessity requires a case-by-case examination of the evidenceâ â).
The Court of Criminal Appeals improperly applied such
a per se rule here. It began by invoking Reevesâ burden âto
present evidenceâ sufficient to overcome the âstrong presumption that counsel acted reasonably.â Reeves,
226 So.
3d, at 751 (emphasis deleted). It then ignored all of the evidence that Reevesâ counsel had acted unreasonably, including Dr. Goff âs description of the evaluation he would have
conducted, Dr. Ronanâs warning that her testimony was no
substitute for an actual intellectual disability assessment,
and trial counselâs repeated representations about the necessity of hiring Dr. Goff to conduct such an evaluation.
The court held that none of this evidence mattered because trial counsel did not testify: â[B]ecause Reeves failed
to call his counsel to testify, the record is silent as to the
reasons trial counsel . . . chose not to hire Dr. Goff or another neuropsychologist.â
Ibid. The court treated that fact
as âfatalâ to Reevesâ claim.
Id., at 749. Because Reeves
could not establish the subjective âreasoning behind counselâs actions, the presumption of effectiveness [was] sufficient to deny relief.â
Id., at 751 (internal quotation marks
omitted); see also M.D.D., ___ So. 3d, at ___,
2020 WL
6110694, *8 (explaining that the court denied Reeves relief
âbecause he did not call his trial . . . counsel to testifyâ). 4
ââââââ
has also found deficient performance when counsel testified and âattempt[ed] to justify their [actions] as reflecting a tactical judgment.â
Wiggins v. Smith,
539 U. S. 510, 521 (2003).
4 The Court has no answer to the explicit description in M.D.D. of the
state courtâs reasoning in Reeves. Instead, the Court collapses the state
courtâs alternative holdings in M.D.D., conflating the state courtâs application of the per se rule requiring counselâs testimony with the state
courtâs separate reasons for denying relief. Ante, at 12, n. 4. It is true,
as the Court notes, that the state court âexamin[ed] the evidence and
Cite as: 594 U. S. ____ (2021) 9
SOTOMAYOR, J., dissenting
III
In reviewing habeas petitions, âfederal judges must begin
with the âpresumption that state courts know and follow the
law.â â Ante, at 8 (quoting Woodford v. Visciotti, 537 U. S.
19, 24 (2002) (per curiam)). But when state courts contravene this Courtâs precedents, federal courts cannot turn a
blind eye. Here, it is hard to see how the state court could
have been any clearer in applying a per se rule that undisputedly violates Strickland.
A
The Court declares that it is âclear from context that the
Alabama court did not apply a blanket rule, but rather determined that the facts of this case did not merit relief.â
Ante, at 10. The problem is that the âfacts of this caseâ
make no appearance in the state courtâs discussion. See
Reeves, 226 So. 3d, at 749â751. This Court thus searches
for some sign (any sign) that the state court implicitly assessed the facts of the case.
The Court first points to two statements at the beginning
ââââââ
identif[ied] a sound, strategic reasonâ for counselâs actions âafter citing
Reeves and quoting the same language that the dissent claims represents
a per se rule.â Ibid. (internal quotation marks omitted). What the Court
fails to mention is that the state court first concluded that the per se rule
applied in Reeves was sufficient, on its own, to deny relief. M.D.D., ___
So. 3d, at ___,
2020 WL 6110694, *8 (âIn this case, the failure to have
trial counsel testify is fatal to M.D.D.âs claims of ineffective assistance of
counsel,â because âwhere the record is silent as to the reasoning behind
counselâs actions, the presumption of effectiveness is sufficient to deny
relief â (internal quotation marks omitted)). Only after announcing this
holding did the state court separately offer two additional, independent
reasons for denying relief, explaining that â[f]urther,â there was a
âsound, strategic reasonâ for counselâs actions, and â[m]ore[o]ver,â an examination of the record showed that M.D.D. had failed to demonstrate
prejudice. Id., at *8â*9. Contrary to the Courtâs suggestion, these alternative holdings formed no part of the state courtâs discussion of Reeves
or application of the per se rule. The Court rewrites yet another state-court decision in service of its efforts to rewrite this one.
10 DUNN v. REEVES
SOTOMAYOR, J., dissenting
of the state courtâs analysis in which it âsaid that it would
consider âall the circumstancesâ of the case.â Ante, at 10â11.
But after perfunctorily citing the Strickland standard, the
state court never actually followed through on its obligation
to consider the evidence. Its analysis began and ended with
counselâs failure to testify. See Reeves, 226 So. 3d, at 750â
751. State courts cannot insulate their decisions from scrutiny by quoting the proper standard and then ignoring it.
In a similar vein, this Court seizes upon the state courtâs
quotation from an earlier case stating that trial â âcounsel
should ordinarily be afforded an opportunity to explain his
actions before being denounced as ineffective.â â Ante, at 11.
This, the Court claims, âbelie[s] a categorical approach.â
Ante, at 10. The state court, however, expressly overrode
that formulation of the rule, stating that the court â[s]ubsequentlyâ held that IAC petitioners â âmustâ â question trial
counsel. Reeves, 226 So. 3d, at 747â748 (emphasis in original). It relied on that rule to reject Reevesâ claim. Id., at
748â749.
The Court also cites the length of the state courtâs opinion
as purported proof that the court conducted a fact-specific
inquiry. Ante, at 11. But what matters is the state courtâs
reasoning, not the length of its opinion. The state court did
not spend âalmost nine pagesâ conducting a detailed âcase-specificâ analysis. Ibid. The vast majority of the state
courtâs discussion instead consists of a list of Reevesâ IAC
allegations and lengthy block quotes of general legal standards. See Reeves, 226 So. 3d, at 744â750. When the court
finally turned to the facts of this case, it explicitly barred
relief only âbecause Reeves failed to call his counsel to testify.â Id., at 751.
Finally, the Court latches on to three words, â[i]n this
case,â insisting that they prove that the state court merely
concluded that trial counselâs testimony was critical to
Reevesâ IAC claim â[i]n this case.â Ante, at 11 (quoting 226
So. 3d, at 749; emphasis deleted). But in using the phrase
Cite as: 594 U. S. ____ (2021) 11
SOTOMAYOR, J., dissenting
â[i]n this case,â the state court was not addressing the evidentiary record. It was analogizing Reevesâ case to the
many cases it had just cited for the proposition that â âa Rule
32 petitioner must, at his evidentiary hearing, question
trial counsel regarding his or her actions and reasoning.â â
Id., at 748â749 (emphasis in original). It then concluded
that âReevesâs failure to call his attorneys to testifyâ in this
case was similarly âfatal to his claims.â Id., at 749. If the
state court had meant to weigh the evidence in the record,
it would have. It did not. This Court is putting words in
the state courtâs mouth that the state court never uttered,
and which are flatly inconsistent with what the state court
did say.
B
Finding no relevant factual analysis in the state courtâs
decision, this Court attempts its own, speculating as to
what Reevesâ counsel might have said had they been called
to testify. See ante, at 8â10. For instance, the Court imagines that âcounsel may have uncovered additional evidence confirming their concerns about an intellectual-disability strategy.â Ante, at 9. 5 The Court also insinuates that
ââââââ
5 The Court hypothesizes that â[t]he attorneys may very well have
pored over the voluminous evidence in their possessionâincluding those
obtained after their funding requestâand identified several reasons that
a jury was unlikely to be persuaded [by] a claim of intellectual disability.â
Ante, at 8â9 (noting evidence indicating that Reevesâ âintelligence was
below average,â but he was not intellectually disabled, and Reevesâ âhistory of violence, criminal past, and behavior problemsâ). But counsel already knew of these concerns when they moved for Dr. Goff âs appointment. For instance, several months before counsel filed their initial
motion, they received a report from Dr. Ronanâs guilt-phase evaluation
detailing these issues. See ECF Doc. 23â13, at 61â63, 65. It is hard to
see how counselâs later request for the records underlying that evaluation
could have significantly changed their calculus. See ante, at 3; ECF Doc.
23â1, at 88. Moreover, even if counsel had discovered additional evidence related to Reevesâ intellectual disability, there would still be a need
for an expert to evaluate the evidence in its totality. Indeed, Reevesâ
12 DUNN v. REEVES
SOTOMAYOR, J., dissenting
Reeves may have strategically declined to call his trial
counsel to avoid harmful testimony. Ante, at 10. But if
counselâs testimony would have been damaging to Reevesâ
claim, one would have expected the State to call counsel to
testify. Yet the State expressly declined to do so, despite
having counsel available to testify. See ECF Doc. 23â25, at
85â86.
The Courtâs eagerness to invent scenarios harmful to
Reevesâ claim stems from its apparent belief that âthe Alabama court was entitled to reject Reevesâ claim if trial counsel had any âpossible reaso[n] . . . for proceeding as they
did.â â Ante, at 10 (quoting Cullen v. Pinholster, 563 U. S.
170, 196 (2011)). That view has no basis in this Courtâs
precedent. Cullen did not hold that an IAC claim fails if a
court can imagine any possible reason for counselâs actions.
No claim could ever survive such a standard. One can always imagine some unsubstantiated reason for what trial
counsel did. Cullen instead stated that, to assess whether
counselâs conduct was reasonable, courts must âentertain
the range of possible reasonsâ for counselâs actions in light
of the events and evidence actually established in the record.
Id., at 196 (internal quotation marks omitted). The
Courtâs speculations about what may have occurred after
Dr. Goff âs appointment are pure conjecture.
In any case, the Courtâs guesswork is beside the point because it was not the basis for the state courtâs decision.
When a state court gives a reasoned explanation for its decision, federal habeas courts must review that decision on
its own terms. See Wilson v. Sellers,
584 U. S. ___, ___
(2018) (slip op., at 2) (âIn that case, a federal habeas court
ââââââ
counsel argued to the state court that, given the volume of evidence, they
needed the assistance of a qualified expert to properly âcompileâ and âcorrelateâ the information and evaluate Reeves. Id., at 74â75; see ECF Doc.
23â3, at 91 (counsel arguing that they required Dr. Goff âs assistance because âthe amount of material that we have received through discovery
. . . is beyond our ability to deal withâ).
Cite as: 594 U. S. ____ (2021) 13
SOTOMAYOR, J., dissenting
simply reviews the specific reasons given by the state court
and defers to those reasons if they are reasonableâ). Here,
the state court relied solely on the mere fact that Reevesâ
counsel did not testify. That is the only reason subject to
our review, and it plainly contravenes Strickland.
Even as the Court attempts to save the state courtâs decision, it erroneously embraces the state courtâs flawed assumption that IAC claims require direct evidence of the
subjective â âreasoning behind counselâs actions.â â See ante,
at 11. âStrickland, however, calls for an inquiry into the
objective reasonableness of counselâs performance, not
counselâs subjective state of mind.â Harrington v. Richter,
562 U. S. 86, 110 (2011). âA convicted defendant making a
claim of ineffective assistance must identify the acts or
omissions of counsel that are alleged not to have been the
result of reasonable professional judgment. The court must
then determine whether, in light of all the circumstances,
the identified acts or omissions were outside the wide range
of professionally competent assistance.â Strickland,
466
U. S., at 690. This inquiry must be conducted â[e]ven assumingâ that counsel acted âfor strategic reasons,â Wiggins
v. Smith,
539 U. S. 510, 527 (2003), and even if counsel does
not testify. Cf. Buck, 580 U. S., at ___ (slip op., at 17) (âNo
competent defense attorney would introduce such evidence
about his own clientâ). â âIn any case presenting an ineffectiveness claim, the performance inquiry must be whether
counselâs assistance was reasonable considering all the circumstances.â â Hinton v. Alabama,
571 U. S. 263, 273
(2014) (per curiam). This Court simply cannot escape the
fact that the state court failed to conduct the necessary inquiry.
âŚ
Todayâs decision continues a troubling trend in which this
Court strains to reverse summarily any grants of relief to
those facing execution. See, e.g., United States v. Higgs, 592
14 DUNN v. REEVES
SOTOMAYOR, J., dissenting
U. S. ___ (2021) (emergency vacatur of stay and reversal);
Shinn v. Kayer, 592 U. S. ___ (2020) (per curiam) (summary
vacatur); Dunn v. Ray,
586 U. S. ___ (2019) (emergency vacatur of stay). This Court has shown no such interest in
cases in which defendants seek relief based on compelling
showings that their constitutional rights were violated.
See, e.g., Johnson v. Precythe,
593 U. S. ___ (2021) (denying
certiorari); Whatley v. Warden,
593 U. S. ___ (2021) (same);
Bernard v. United States,
592 U. S. ___ (2020) (same). In
Reevesâ case, this Court stops the lower court from granting
Reevesâ petition by adopting an utterly implausible reading
of the state courtâs decision. In essence, the Court turns
âdeference,â ante, at 7, into a rule that federal habeas relief
is never available to those facing execution. I respectfully
dissent.