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6 Johns. 296

Denton v. Noyes

New York Supreme Court

Decided August 15, 1810

New York Supreme Court · decided 1810-08-15

E. WILLIAMS, for the defendant, moved to set the judgment, and all subsequent proceedings, in this cause, for irregularity.

Good law ✅— No negative treatment on recordhow we know

Decided 1810-08-15

How this case has been cited

Cited by 48 later decisions (2 by the Supreme Court) — most recently June 1963 · most notably Central Railroad Banking Co of Georgia v. Pettus (1885), Hall v. Lanning (1875)

1 federal appellate · 1 district · 41 state decisions — followed in 14 states

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Later decisions citing this case, by decade. The current decade is in progress, and our corpus holds fewer opinions from the most recent years, so the latest bars are undercounted — not a real decline.

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Van Ness, J. dissented;

¶1and delivered his reasons, as follows; I consider the opinion which has just been delivered, as not founded on any facts or circumstances peculiar to this case ; but the broad ground taken is, that when a judgment has been entered upon a cognovit ac~ tionem, given by an attorney of this court, without the authority, or even knowledge of the debtor, that such judgment is regular. To this I cannot yield my assent, In assigning the reasons for my opinion, it becomes ne~ *307eéssary to examine, with some particularity, the leading cases relied upon, in support of the opinion of the court. ■

¶2In an anonymous case, in 1 Keble, p. 89. it is said, “ if an attorney, without warrant, appear, this is a good appearance, as to the court, and the attorney only is liable to an action.” Whether there had been a suit brought, is not stated ; nor does it appear whether the party for whom the attorney appeared, or the opposite party, questioned the regularity of the proceeding, or the authority of the attorney.

¶3In another anonymous case in 6 Mod. S. C. 16. (1 Salk. 88.) the court are represented to have said, that “ if a responsible attorney appears for another without warranty and there is judgment, the judgment shall stand, and the party shall be put to his action against the attorney. But if the attorney be a beggar, or a suspicious character, the court will set aside the judgment; for otherwise, the defendant has no remedy, and any one may be undone by that means.” Upon this case, it is to be remarked, that it does not appear whether a suithad been commenced or not. Most probably a suit had been brought. The court say they would “ set aside the judgment if the attorney was a beggar or a suspicious character.” What is intended by the attorney being a suspicious character, I can scarcely conjecture. One would suppose, however, that an attorney who had confessed a judgment, without the least authority, would fall within this description ; but the, court, it seems, thought otherwise.

¶4It is very certain, that the decision,does not proceed upon the ground that the judgment was confessed for a debt actually due to the plaintiff; for if that were so, although the attorney might be liable to an action, yet the recovery against him would be merely nominal. For aught that appears, the plaintiff had no cause of action at all, or if he had any, it may have been for an assault and battery, or in slander. It is not to be doubted that *308the only reason why so much stress is laid upon the so£vency Qf t¡ie attorney is, because the court would not suffer the judgment to stand, unless the party affected by it had an effectual remedy to recover back the money wrongfully extorted from him by means of the judgment. I wish, also, that it may be distinctly recollected, that the principal reason, given by the court, for saying that they would set aside the judgment, if the attorney was insolvent, is, that otherwise the defendant might be ruined.

¶5I think I shall presently show, that if a practice like the present be tolerated, the ruin of the defendant, in many cases will be equally inevitable, whether the attorney be solvent or a beggar. It appears to me most extraordinary, that the fact of the solvency or insolvency of the attorney, or his being a suspicious character or not, should have any influence upon the question. How is that question to be tried ? Is an issue to be awarded, if it be disputed, or is it to be tried by affidavit ? What proofs would be competent to. show the attorney to be a “ suspicious character,” would, I suspect, be a point of some nicety.

¶6Another case is that of Allesly v. Colley. (Cro. Jac. 694, 695.) It was this; Allesly, the plaintiff, and an infant, was bound with one Castalon to Colley, the defendant, who prosecuted an original writ against him, in debt, and procured one Legat, an attorney, to appear for him, without warrant. Judgment was entered by non sum informatus, and Allesly (the infant) taken in execution, and he brought his audita querela to be discharged. The court refu'sed his discharge, saying, he ought to take his remedy against the attorney.

¶7Let us examine this case. Here was an appearance-procured by the plaintiff himself, in the suit against the infant, knowing, of course, that the attorney had no authority; and by that means a judgment was fraudulently obtained against an infant upon a bond, and in a case, therefore, in which he had a perfect defence. Not with*309standing all this, the court sustained the judgment. In this, as in the case in 6 Mod.. and 1 Salk, no distinction was taken whether the party against whom the judgment was confessed, had merits or not. I understand my brethren would not consider themselves bound to go the full length of the case in Cro. Jac. and yet I/venture to assert, that no essential difference can be pointed out between it and the other cases, upon whose authority this application is decided. It is important to be observed, that there Colley had regularly commenced a suit, before the at* torney entered an appearance.

¶8I now come to the case, which appears to me most strongly to support the decision of the court. It is that of Longman v. Holliston. (1 Stra. 693.) The bailiff had a writ against the defendant; and one Stapleton, an attorney, was employed by the bailiff, without the authority of the defendant, to appear. Stapleton told the plaintiff’s attorney, he had ordered his agent to enter an appearance. The plaintiff’s attorney delivered a declaration, and signed a judgment for want of a plea. No appearance had been filed; and the court, on application, refused to set aside the judgment, and ordered the attorney to file common bail, nunc pro tunc, to make the proceedings, as they are pleased to call it, “ regular.” It is to be regretted, that the facts in this case are not more fully stated. But it is clearly distinguishable from the present. There is not the least doubt that the writ had been duly returned and filed; and, though it is not stated in the report, it is more than probable that the writ had been served upon the defendant, and that he, therefore, knew of the pendency of the suit, but took no measures £o make a defence.

¶9These are the leading cases in support of the opinion of the court, though there are others which I do not deem it" necessary to mention, as they all go to the same point. One has been cited from Barnad. Rep., but he is a reporter of such doubtful authority, as not to be entitled *310to much consideration, except he is stipported by othercageSi The rule, as deducible from all this class of cases,according to my apprehension of them, is this : where a suit has been regularly commenced, and an attorney appears for the defendant, or agrees to appear, without-warrant, the plaintiff may proceed to take judgment, and' the court will support such judgment, whether it be for a bona fide debt due to the plaintiff, or not; and whether the defendant has a defence or not; and the only remedy the defendant has, is an action against the attorney. The single exception to this rule appears to be when the attorney is a “ beggar, or a suspicious character and this exception is mentioned in but one of the cases in which the rule is recognised. But I do not find, that in any of the cases, the attorney gave a cognovit actionem ; and I cannot but believe, that for this reason, none of these cases apply to the case now before the court. If I have stated the English rule correctly, the decision just pronounced departs from it in many very important particulars.

¶10My brethren make a distinction, where the defendant suggests that he has merits; in such case he is allowed to plead, though the judgment is suffered to stand as security. The solvency or insolvency of the attorney is wholly disregarded, provided the judgment "be for a debt due from the defendant to the plaintiff. The attorney is deemed competent, not only to appear without authority, but also to sign a cognovit actionem, and that whether a suit had been previously commenced or not. In all these respects, the rule now established by this court is not only different from, but, in some points, repugnant to, that which appears at one time t& have prevailed , in the court of king’s bench.

¶11Upon examination, I find, that the law in England, at one time, in relation to the binding effect of an unauthorized appearance for a defendant, was the same where a suit had been prosecuted without warrant, written- or *311verbal, for a party plaintiff. This was so decided in the case of Shepard and Bailey v. Orchard (6 Mod. 40. and the cases there cited.) Indeed, it will not be denied, that the same reasons of policy and convenience which may be urged in favour of binding defendants, who are represented by an unknown and unauthorized attorney of this court, may be urged with equal, if not greater, plausibility in favour of binding a party plaintiff under similar circumstances. If, therefore, it can be shown that this has been solemnly decided, in a modern case, not to be the law, I shall, at least, be excused, if not justified, for dissenting, on this occasion, from the opinion of my brethren.

¶12At common law, every person was obliged to appear, and prosecute in proper person. By the king’s paten ? they might appear by attorney; and now, under various statutes, all suitors in civil causes are permitted to appear by attorney. This was the privilege of the suitor, and was intended exclusively for his benefit and convenience. But how it ever happened, that the courts in England allowed an attorney to appear for a person who had not employed him, and thereby enable the plaintiff to bind the person and estate of the defendant, without even the shadow of authority, is, I confess, to me inconceivable. I have not had an opportunity to examine, but I verily believe, that the whole of this practice originated m some ancient rule of court, and that it never had a foundation in the principles of common law. If the law is settled, as my brethren suppose it is, I should hold myself, however reluctantly, bound to submit to it. But I think I shall be able to show, that the weight of authority is against the opinion of the court, or, at least, that the law is so far doubtful, as to leave us at liberty to establish a rule for ourselves.

¶13In quare impedit, (Y. B. 38 Edw. III. 8.) an attorney appeared, and demanded the plaintiff, and nonsuited him, and obtained a writ to the bishop against him% and after, because it appeared he had no warrant, he *312. was committed to prison, till advisement what should be done with him, and the judgment and execution were repealed, and a writ of appeal awarded to the bishop.

¶14In the case of Chevers, Vicecom. v. Fenn and others, (2 Show. 161.) there were several suits in debt upon a bail-bond. The principal gave a warrant of attorney to appear for himself, and his bail being his neighbours, he ordered his attorney to appear for them too, which he did. Judgment was entered against all, for want of a plea. But, upon motion, the judgment was set aside, as to the bail; the principal’s order not being a warrant to appear for more than himself.

¶15This is a case clearly and intelligibly reported, and in the principal fact, bears a very striking resemblance to the present. In the case of Gibson v. Bishop of Bath and others, (Barnes, 239.) issue was joined between the parties, and, afterwards, judgment was entered at the foot of the issue, for the plaintiff by cognovit, relic-ta verifications, UV. by virtue of a warrant of attorney for that purpose, pretended to be executed by Bond, one of the defendants; the validity of which warrant of attorney being contested, an issue was directed by the court, to try whether the same was duly executed by Bond or not; and upon the trial, the jury found it to be a forgery ; whereupon the court ordered the judgment, entered by virtue of the warrant of attorney, to be set aside. There the plaintiff did not appear to be in fault, as he was not charged with having committed the forgery. The proceedings on his part were as regular, as in any of the cases cited to support the present judgment. It is to be noted also, that the attorney, who had been regularly employed by the defendant, in this cause, does not appear to have been deemed competent to give a cognovit actionem; otherwise, the judgment would not have -been set aside. The warrant of attorney was, however, a forgery. I shall take notice of this fact presently.

¶16But a case of a more recent date, and which proves, jsost satisfactorily, that the notion which prevailed in. *313Lord Holt's time, and by which I think the court of king’s bench were, for some time after, misled, is now exploded, is that of Robson v. Eaton. (1 Term Rep. 62.) That yras an action for money had and received. It was pleaded, that after making of the promises " mentioned in the declaration, the plaintiff, by William Hodgson, his attorney, impleaded the defendant in the court of common pleas for the same cause of action. That in the course of the suit, the defendant, by an order f the court, paid into court 62/.; and that the plaintiff’s said attorney took the same out of court. The plaintiff replied, that he never retained the said W. Hodgson to implead the defendant, or empowered him to receive the money. To this replication there was a rejoinder, and to the rejoinder a demurrer. It was admitted, that both parties, in this case, were innocent of fraud. The fact was, that one Davis, having procured a forged warrant of attorney, went to Hodgson, and commissioned him to bring the suit in the common pleas. Hodgson accordingly brought the suit, and the defendant, as the action was in the plaintiff’s name, and as it appeared upon the record, that W. Hodgson was the attorney for the plaintiff, paid the money into court, which Hodgson took out, and paid it over to Davis, who had not since been heard of. The court say “ there can be no doubt in this case. The attorney who trusted to the warrant of attorney is liable, and Davis, who committed the forgery, is lia£ ble to him. The record of the common pleas amounts to no more than this, that the attorney prosecuted the; suit in the plaintiff’s name; but it does not state the authority given to him by the plaintiff for so doing.”

¶17It may be said, in answer to this case, that the attorney appeared for the plaintiff; and, that the warrant of attorney, as in the case before mentioned, (Gibson v. Bishop of Bath and others,) was a forgery. But this does not alter the case. It has, I think, been fully shown, that the supposed rule in England applies as well when there is an appearance for a plaintiff, as a defendant; *314"It is the course of the king’s bench,” says Lord Holt, “ when an attorney takes upon himself to appear, to look no further; but to proceed as if the attorney had sufficient authority, and leave the party to his remedy against him.” As to the warrant of attorney being a forgery, that, surely, can make no difference. It is as. if there was no warrant or other authority, and that is ' precisely what this defendant complains of. The court, in deciding the case of Robson v. Eaton, proceed upon the ground that an attorney cannot bind a party for ’.whom he appears, unless he was previously retained; and for that reason, the defendant was compelled to pay the debt a second time. It is idle to attempt to make a distinction between this case and the one now before us. It undeniably overrules all the cases relied upon in support of the opinion of the court; and restores the law to what it formerly was, and ever ought to have been.

¶18During this term, we have decided upon an application which, in principle, is the same as that now under considertion. We were applied to to discharge a party from an attachment, for not paying the costs of an ejectment suit, in which he had been made a lessor of the plaintiff, by an attorney of this court, without his consent.* We discharge¿ him, upon these facts, without the least hesitation ; aY[ 0f us being struck with the flagrant injustice of subjecting him to the payment of the costs of a suit which he had never authorized to be prosecuted in his name. If we were right in that case, of which I have no doubt, the court must be .wrong in this; for it is impossible for both decisions to be right.

¶19I have looked, though very cursorily', into some of the writers on the French and civil law, with a view of discovering to what extent a procurator, between whose powers and duties, and those of the attorneys of this court, there is a pretty strict analogy, could bind his clients. Pothier (tit. Con. de Mandat, no. 130.) is very full on the point. In speaking of the procureur, who is, I think, an attorney at law, in the most literal *315sense,(a) expresses himself to this effect: “ a procureur, or attorney, who exceeds his power, and, with much greater reason, he who has no power at all, cannot bind him in whose name he has transacted any affair. The attorney who has acted for me without my order, or who has made any tender or declaration, in a course of justice,which I have not given him an order to make, cannot bind me,” &c. “ Therefore,” he continues, “ whether it is in the life of the attorney, or after his death, that the matter which he has done in my name be objected to, I may say, it is without my order, and disavow it. ” And then, upon the same principle upon which the decision in the case of Robson v. Eaton is founded, he adds, “ that the attorney who falsely pretended to have a power from me, is bound to the other party, against whom he has used it, for all damages,” &c. The same general rule will also he found in Perezius. (Institut. Imperial, lib. 4. tit. 10.)

¶20After this review of the cases, I should suppose it would be readily conceded, that this question is not so settled, as to preclude us from establishing such a rule, as shall be deemed the most just, and the least objectionable. If this were a new point, there could not, I think, be a difference of opinion, what that rule ought to be. Gene*316rally speaking, one man cannot bind another, without an express authority for that purpose. It would be an unpardonable waste of time to adduce authorities in support of so plain a principle. I know of no reason why attorney of this court should be exempted from the operation of this principle. If it be once understood to be the law of the land, that every attorney of this court may appear for any man in the community, whether he be sued or not, and confess a valid judgment against him, without his knowledge or consent, whereby his person may be taken in execution, or his property swept away, without giving him an opportunity to prepare for the shock, I speak with all due deference, I tremble for the consequences. The whole profession, instead of being what it yet is, honoured and respected, will, I fear, soon be considered, in fact, to be what a part has already been called, “ hostes humani generis.”

¶21Let us consider, for a moment, to what the decision of the court may lead. A man perfectly solvent, and in good credit, who is liable to an action, but entitled to all the delay which the rules of the court allow, is subjected, without a moment’s warning, to imprisonment. •His property is encumbered, and exposed to be sacrificed. His credit is destroyed; and the result is inevitable ruin. Instead of providing for his meritorious and honorary creditors, such, for instance, as endorsers, the very creditor who has caused his ruin, acquires an unjust preference.

¶22These are some of the evils which I anticipate from the present decision; and all of them might be forcibly illustrated, had I not already said much more on this subject than I, at first, intended. For the injuries which may be committed, by the toleration of this practice, what is the remedy "proposed ? The attorney is liable to be punished, and the ruined debtor may commence an action against him ! I will not dwell upon this • part of the argument; let me, however, be permitted to add, that an attorney who is base enough to confess a judg*317ment against another, knowingly, and without the least shadow of authority, will very easily, by flight or fraud, elude both the power of the court to punish him, and the payment of any damages that may be recovered against him. The court has confessedly departed from the rule which at one time seems to have prevailed in England. Why stop half way ? If it be allowable to depart from the rule at all, why not adopt the natural safe one, that for which I contend, and which is conformable to the general rules of law, in analogous cases ?

¶23But admitting, for a moment, that I am wrong in what I have hitherto said, there is another ground why these judgments ought now to stand, upon which I rely with the greatest confidence. By our statute, sess. 24. c. 32 s. 2. it is provided, that “ every attorney who shall confess any judgment, in any case, shall, at the time of making such confession, produce his warrant for making the same, to the court, or judge before whom he makes the confession, and the warrant shall then be filed with the clerk of the court, in which the judgment shall be entered,”

¶24It is said, that the statute does not apply to confessions given after suit brought. This I deny. I have looked, in vain, for the authority upon which this is urged. The words of the act are positive and express ; “ every attorney who shall confess any judgment, in any c.asej? See. But suppose that I am wrong in this also, has there been a suit brought ? No writ has actually been issued, served or filed. A person who calls himself the agent of the plaintiff, (not an attorney qf this court,) makes out the writs, and then accepts an agreement from the attorney, who takes upon himself to represent this defendant, to enter special bail. After this follow ineffectual attempts to settle with the principal debtor, S. H. Noyes ; and then this same attorney, without the privity of this defendant, confesses judgment. The declaration, plea, and common bail-piece, and record of judgment. *318are all filed at the same moment. There was no commencement of an action. Suppose no confession of judgment had been given, and the plaintiffs had actually commenced a suit at the time the judgment was entered, and not before, and that the debt had then been barred by the statute of limitations, will it be pretended that tlje mere filling up of the writs would have taken the demand out of the statute ? I am at a loss to conceive of a case more manifestly within both the letter and spirit of the provisions of the act to which I refer. To suffer an attorney to appear without authority, is going beyond what the law, according to my view of it, will warrant; but to sanction a judgment confessed by him is repealing the statute,

¶25, This part of my opinion applies equally to the two judgments against Edmunds. I think, therefore, that both the judgments against John Noyes and Samuel Edmunds ought to be set aside,

¶26Motion denied.

¶27See The People v. Bradt, past, p. 318.

¶28 There seems to be a distinction between the procurator ad litem oí the Homan law, and our attorney at lain. The employment or business of the former was strictly of a private nature, and might be exercised by any person whom the party thought proper to appoint. He was a mere agent or marldatary, responsible and amenable only to his employer. But by the English law, the office of an attorney partakes of a public nature. He is an officer of the court in which he is licensed to appear; and as such is entitled! to certain privileges, and is bound, under the sanction of an oath, to act witft honesty and fidelity. Before he is admitted, the court must be satisfied that he is of good moral character, and has sufficient learning and ability; and lie is always subject to the censure and animadversion of the judges, who will displace and punish him, if he is guilty of any malpractice. A Roman procurator, any more than an attorney in fact, or any other mandatary, was noh subject to the control or censure of the court, before whom he appeared-. But if he did not enrol his mandate or warrant of attorney, or was not appointed by his client in open court, he was bound to give security, that his client would ratify his proceedings. (Justin. Inst. lib. 4. tit. 10, & 11, es Vinn, Comment, 3 Bl.. Comm. 25, 26.)

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