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64 S.D. 178

266 N.W 116

State v. Wolfe

South Dakota Supreme Court

Decided March 21, 1936

South Dakota Supreme Court · decided 1936-03-21

Relies on Albert Twining v. State of New Jersey · Ruloff v. . the People · Parker v. State

Good law ✅— No negative treatment on recordhow we know

Decided 1936-03-21

How this case has been cited

Cited by 23 later decisions — most recently January 2004

23 state decisions

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Later decisions citing this case, by decade. The current decade is in progress, and our corpus holds fewer opinions from the most recent years, so the latest bars are undercounted — not a real decline.

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RUDOLPH, J.

¶1 (dissenting). The question presented! is the constitutionality of chapter 93, Laws of 1927, which is as follows: “Section 4879. Defendant May ¡be Competent Witness. In the trial of all indictments, informations, complaints, and other proceedings against persons charged with the commission of any crime, before any Court or committing magistrate, the person charged shall, at his own request, but not otherwise, foe a competent witness, and his failure to testify in his own foehalf, is. hereby declared to be a proper subject of comment by tire prosecuting attorney; provided, however, that if such comment is made by the prosecuting attorney in his closing argument, without any previous reference thereto having been made in argument either on behalf of the state or the defendant, the attorney for the defendant may thereafter, if he so request the court, argue upon such comment for such time as the court shall fix.” The statute does not contravene the dlue process clause of the Fourteenth Amendment to the Constitution of the United States. Twining v. New Jersey, 211 U. S. 78, 29 S. Ct. 14, 53 L. Ed. 97. The constitutional provision which it is alleged the above statute contravenes is section 9 of article 6, Constitution of South Dakota, which provides: “No person shall be compelled in any criminal case to give evidence against himself.”

¶2 The basis of the majority opinion, as I understand it, is that the statute is unconstitutional because it indirectly compels the defendant to go upon 'the witness stand and testify. I cannot concur in this view. In the first place, it is my opinion that the constitutional provision was aimed only against a direct compulsion, and does not go to the extent of prohibiting comment. Certainly the prohibition against comment is not expressly written into the Constitution, and' the only way in which it can be placed there is by interpretation. The statem.ent of the late Judge Andrew A. Bruce in 31 Mich L. Rev. at page 233, seems to me to -be sound and in accord with the historical background which fathered the original enactment of the constitutional provision involved: “All that was in the minds of the framers of the constitutional provi *190 sions was the desire to prevent injustice and direct compulsion. Theirs was a pro-test against and a fear of the inquisition of torture which was even then so prevalent on the continent of Europe and which, though denied, had so- often accompanied the proceedings of the Sitar Chamber. ' They, too, no doubt had in their minds the excesses which had been committed under the Statutes of Philip and Mary when suspects, who were without the aid of counsel, were ‘third-degreed’ by the examining magistrates. Their protest was against compulsion and not against the reasonable inferences which might be drawn from voluntary acts or from the use of one’s volition in refraining from acting.”

¶3 In the second place I am not impressed with the argument that permitting the state’s attorney to comment on the failure of the defendant to testify indirectly compels the defendant to give evidence against himself. Whether the state’s attorney is permitted to comment upon failure of the defendant to take the stand or not, this failure to -do so is an obvious occurrence at the trial, and in my judgment stands out in the minds of the jury whether -commented upon or not as an outstanding feature in any criminal case. In other words, once you declare the defendant is a competent witness in his own behalf, and the defendant then fails to- avail himself of the privilege, then and there the effect of his failure to act becomes complete, and nothing the prosecuting attorney can say will either add to or detract very much from the impression the jury already has of the defendant’s failure to take the stand in his own behalf. As the Supreme -Co-urt of New Jersey said, the inference which follows a failure to testify “is natural and irresistible. It will be drawn by honest jurymen, and no instructions will prevent it.” Parker v. State, 61 N. J. Law, 308, 39 A. 651, 654. Similar statements may be found in other reported -cases. No authority denies that in every case in which a -defendant refuses to take the stand, the fact is noticed by the jury, and the jury draws the natural inferences therefrom. A statement alleged to have been made by the present Chief Justice of the United1 States Supreme ’Court is apt.

¶4 “It is clear that reversals because a prosecuting attorney has directed the attention of the jury to a circumstance which no intelligent person can help taking into consideration of his own ac *191 cord, should have no place in any well ordered system of criminal procedure.” From Remarks of Judge Wheeler, Proceedings of the American Raw Institute, vol. 9, p. 215. I think the instant case offers a splendid example of the importance of the remarks attributed to Judge Hughes. This defendant has been twice tried1 and twice convicted. Now we propose to set aside this second conviction because of the fact that the state’s attorney has referred “to a circumstance which no intelligent person can help taking into consideration of his own accord.”

¶5 It seems to- me the argument that permitting comment is an indirect method of requiring the defendant to give evidence against himself is founded more in imagination than it is in reason. We know the practical side of trying a law suit, and we know that a prosecutor, even if prohibited by statute, can by innuendo or otherwise refer to the fact that -the defendant has failed to- become a witness in his own behalf. We not only know that the prosecutor can thus refer to this fact, but we know from actual experience that he does, and that it is done in such a way that no error can be predicated upon it. See State v. Knapp, 33 S. D. 177, 144 N. W. 921. So far as compulsion is concerned, therefore, it is my opinion that, were I advising a defendant in a criminal case, and the question arose as to whether or not he should take the stand-in his own behalf, the 1927 statute would 'have little or no effect in aiding me in determining 'this question on behalf of my client.

¶6 In the third place, I believe the reasoning of the Maine court, which is found in the case of State v. Cleaves, 59 Me. 298, 8 Am. Rep. 422, is sound, and from which I quote:

¶7 “The statute authorizing the defendant in criminal proceedings, at his own request, to testify, was passed for the benefit of the innocent and for the protecion of innocence.

¶8 “The defendant, in criminal cases, is either innocent or guilty. If innocent, he has every inducement to state the facts, which would exonerate him. The truth would be his protection. There can be .no reason why he should withhold it, and every reason for its utterance.

¶9 “Being guilty, if a witness, a statement of the truth would lead to his conviction and justice would ensue. Being guilty, and *192 denying his guilt as a witness, an additional crime would1 be committed and the pei'il of a conviction for a new offense incurred.

¶10 “But the defendant, having the opportunity to contradict or explain the inculpative facts proved against him, may decline to avail himself of the opportunity thus afforded him by the law. His declining to avail himself of the privilege of testifying is an existent and obvious fact. It is a fact patent in the case. The jury cannot avoid perceiving it. Why should they not regard it as a fact of more or less weight in determining' the guilt or innocence of the accused? All the analogies of the law are in favor of their regarding this as an evidentiary fact. All the acts of a party accused, whatever explains or throws light upon those acts, all the acts of others, relative to- the crime charged, that come to his knowledge and which may influence him; his loves and his hates, his promises, his threats, the truth of his -discourses, the falsehood of his apologies, pretenses, and explanations; his looks, his speech, his silence when called upon to speak; everything which tends to establish the connection between the accused and1 the crime with which he is charged; every circumstance preceding, accompanying, or following may become articles of circumstantial evidence of no slight importance. A statement is made either to a man or within his hearing, that he was concerned in the commission of a given crime, to which he returns no reply; the natural inference is, that the imputation is well founded) or he would have repelled it,— 'silence is tantamount to -confession.’ Best on Presumptions, § 241. Extrajudicial non-responsion, when a charge is made, is always regarded as an article of circumstantial evidence, the probative effect of which may be weakened by various infirmative considerations, which it is not now necessary to d'is-cuss, but which are to be considered and weighed by the jury.

¶11 “When the prisoner is on trial, and the evidence offered by the government tends to establish his guilt, and he declines to contradict or explain the inculpatory facts which have- been proved against him, is not that a fact ominous of criminality? Is his silence o-f any the less probative force when thus in court called upon to contradict or explain, by the pressure of the criminative facts, fully proved, than his extrajudicial, silence when a charge is made to him or in his presence? The silence of the accused,— *193 the omission to explain or contradict, when the evidence tends to establish guilt is a fact,— the probative '.effect of which may vary according to the varying conditions of the different trials in which it may occur, — the jury must perceive, and which perceiving they can no more disregard than one can the light of the sun, when shining with full blaze on the open eye.

¶12 “It has been urged that this view of law places the prisoner in an embarrassed condition. Not so. The embarrassment of the prisoner, if embarrassed, is the result of his own previous misconduct, not of the law. If innocent, he will regard the privilege of testifying as a boon justly conceded. If guilty, it is optional with the accused to testify or not, and he cannot complain of the election he may make. If he does not avail himself of the privilege of contradiction or explanation, it is his fault, if by his own misconduct or crime he has placed himself in such a situation that he prefers any inferences which may be drawn from his refusal to testify, to those which must be drawn from his testimony, if truly delivered.”

¶13 The cases cited in the majority opinion do, without question, contain expressions which support the view therein expressed. Many of these cases, however, were decided under statutes, andl the reference to the Constitution was wholly unnecessary. The comment of Mr. Reeder regarding these cases in 3'i Mich. L-. Rev. page 41, is as follows: “But the courts have seldom had occasion to consider whether the usual provisions ('referring to constitutional provisions) by themselves forbid comment upon failure to testify. This is because the accused was nowhere a competent witness before the eighteen-sixties, and the legislation which made him competent nearly always provided that his failure to testify should not create any presumption against him. In view of such statutes it has seldom been necessary for the courts to determine how far the constitutions protect the accused.”

¶14 The case of Petite v. People, 8 Colo. 518, 9 P. 622, 623, illustrates the point. In that case the statute involved! was similar to our statute prior to the enactment of 1927. The state’s attorney had referred to the fact that the defendant did not take the witness stand in his own behalf. The court, upon objection by opposing counsel, compelled the state’s attorney to discontinue this line of *194 argument and instructed1 the jury “that the failure of the defendant to testify in his own behalf could not 'be used to- his prejudice and should not be regarded by them.” The appellate court held that this instruction cured any error. In the course of the opinion, however, the court said that allowing comment by the prosecuting attorney constituted a violation of the constitutional provision against self-incrimination. This statement, of course, was unnecessary -because of the statute, and to me it -does not seem to be in accord with the holding of the court. If comment -constituted an invasion of the constitutional rights of the defendant, it is -difficult for me to see how the invasion of this right could be cured by any instruction of the court. I have always thought the rule to be, that once a constitutional right is violated, that in and of itself is reversible error, and that prejudice or lack thereof -is immaterial. State v. Johnson, 50 S. D. 388, 210 N. W. 350; State v. Pickus 63 S. D. 209, 257 N. W. 284. The same criticism could be made of the case of Ruloff v. People, 45 N. Y. 213, which, apparaently, is an outstanding case cited in -support of the constitutional inhibition against comment.

¶15 The South Dakota cases, especially the case of State v. Vroman, 45 S. D. 465, 188 N. W. 746, may quite accurately be classified among the cases which have expressed views to the effect that the Constitution, itself prevented comment when such expression was unnecessary because of a statutory provision. The statute in South Dakota prior to 1927, as construed by this court, prevented comment by the state’s attorney, and any reference to the Constitution was unnecessary.

¶16 For the reasons above stated, I respectfully dissent from the result reached in the majority opinion.

BAKEWELL, Circuit Judge

¶17 (dissenting). Judge RUDOLPH in his dissenting opinion, analyzes the case of Petite v. People, 8 Colo. 518, 9 P. 622, and observes that if comment is an invasion of defendant’s constitutional rights, no instruction of the court -could cure it. This, I think, is an established principle of law. He says that this criticism can also be made of the case of Ruloff v. People, 45 N. Y. 213, and in this I also agree. I think, however, that the Ruloff Case requires further discussion. This case was decided in 1871, only two years after the New York Legislature had passed a *195 statute identical with our statute as it existed prior to 1927, and only seven years following the Maine Act of 1864 (Laws 1864, c. 280) which was the first legislative act conferring competency 011 persons on trial for crime, so it is probably largely responsible for the holdings of the several courts whose decisions are cited in the majority opinion as authority for the view that comment on defendant’s failure to testify, is violative of the Constitution. The situation in this case was that the trial judge had, in his charge to the jury, alluded at least twice to the fact that the defendant was not sworn; 'but, upon his attention being called to the statute, told the jury that there was no law .requiring the prisoner to be sworn and that no inference was to be drawn against him from the fact of his not being sworn. The Court of Appeals, as in the case of Petite v. People, supra, held the error to -be cured by the subsequent explanation, which, as Judge RUDOLPH remarks, is not consistent with the idea that defendant’s constitutional rights had been invaded. Certainly, if defendant had been deprived of a constitutional right no explanation could' have remedied the error.

¶18 But let us further examine this pioneer authority for -the unconstitutionally of comment. The decision proceeds to recite the manifold disadvantages resulting to the accused should he take the stand in his own defense, the court observing that “The act [Chapter 678 Laws of 1869] may be regarded as of doubtful propriety, and many regard it as unwise, andl as subjecting a person on trial to a severe if not cruel test.” And that “If, with this statute in force, the fact that he is not sworn -can be used against him, then the individual is morally coerced, although not actually compelled to be a witness against himself. The constitution, which protects a party accused of crime from being a witness against himself, will be practically abrogated.”

¶19 The Rulofif Case is an eloquent diatribe against the beneficence of the legislative grant of testimonial capacity to persons on trial for crime and one is easily persuaded that the members of that court did not approve of the legislative act which rendered the defendant a competent witness, but it certainly cannot be construed as authority for the unconstitutionality of comment on the failure of the accused to testify. On the contrary, this decision specifically holds that the defendant is not actually compelled to be a witness against himself, and, apparently not persuaded that moral coercion *196 can amount to actual compulsion, the court carefully tempers its phraseology by saying that the Constitution would be practically abrogated.

¶20 To just what extent this decision has influenced the trend of the decisions cited in the majority opinion is, of course, impossible of ascertainment, except that it has been frequently cited as holding comment to be an invasion of a constitutional right.

¶21 The constitutional guaranty is that no person shall be compelled in any criminal case to give evidence against himself ; not that he shall not be morally coerced. There is certainly a vast difference between the two as is clearly recognized in the Ruloff Case. If it is moral coercion for a prosecutor to comment on the obvious fact that the accused has not testified, it is certainly the very extreme of moral coercion to confront him with his accusers and tempt him to deny their accusations. All the mechanics of a criminal trial are a form of moral coercion tending to force testimony from the unwilling lips of the defendant. The considerations which may impel or morally coerce a person on trial to testify depend on a multitude of different circumstances, some of which, as for example, the desire to protect other persons involved, or perhaps the promptings of conscience might be classed as moral coercion. After all, we must not overlook the fact that a criminal trial is a proceeding to determine the guilt or innocence of the defendant. If the jury observes his failure to testify as to facts within his apparent knowledge, it is likely to make the same deductions that it would if he failed to deny a charge made against him and in his presence out of court, since it knows of his right to testify if he chooses so to do.

¶22 The moral coercion of the defendant, which may impel him to take the witness chair, is the consciousness that the jurors will observe his failure to do so, and, by applying their own human experience and observation, treat it as an evidence of guilt. To assume that the jury will not notice that this central figure in the trial has failed to testify, but will remain in blissful ignorance of the fact until remin'dled of it by the prosecutor, is an assumption fully as unsound as that of the Legislature in providing by statute that “H'is (the defendant’s) failure to make such request (to testify) shall not create any presumption against him,” which is an *197 amazing example of legislative confidence in its power to control human reactions.

¶23 Neither legislative command nor -judicial doctrine will close the eyes of jurors to the failure of defendant to deny from the witness chair the inculpatory facts adduced from the state’s witnesses; nor can the jury fail to draw an inference therefrom unfavorable to defendant. This, the defendant well knows, andl, doubting the omnipotence of the Legislature to direct the natural conclusions of men with a statute creating a negation of presumption, he is morally coerced to take the witness chair. The comment of the prosecutor does not create a situation which did not already exist and was not already evident to every juror. Hence the unreasonableness of the theory that the fear of the prosecutor’s comment on the obvious fact that defendant has not testified at the trial -coerces the defendant into testifying.

¶24 The majority opinion states “That this court is committed! to the rule that it is a violation of -constitutional rights to permit comment on the failure of the accused to testify,” and cites in support thereof the cases of State v. Vroman, 45 S. D. 465, 188 N. W. 746; State v. Smith, 56 S. D. 238, 228 N. W. 240, 247; State ex rel. Poach v. Sly 63 S. D. 162, 257 N. W. 113.

¶25 The Sly Case is o-ne in which this court was considering the question of whether a person who testified in a John D'oe investigation could move to quash an information later filed -charging him with a -crime. In the opinion, written b-y Judge Campbell, there is a general discussion of constitutional guaranties against self-incrimination, in which- the -court, after referring to the system of criminal procedure in force in continental Europe, “Where, as in France, the person suspected or accused of crime can be and is subjected, regardless of -his wishes, to the most thorough, searching, and severe judicial examination,” closes the subject by using the phrase alluded to in the majority opinion, viz.: “Blut if such a change in the organic structure and underlying theory of our system of criminal law is to be made, it must be made by the people by constitutional amendment, and, until the Constitutions are changed, it cannot and mus-t not Ibe made by legislative enactment or judicial interpretation.” I am in full agreement that to change our criminal trial system to the continental European system would *198 'be beyond the power of either the Legislature or the courts, but I am unable to see that any law laid down in State ex rel. Poach v. Sly has any bearing on the question of the constitutionality of comment by the prosecutor on the failure of defendant to testify.

¶26 The only contribution which this decision makes to the subject here in controversy is a statement that section 9, article 6 of the South Dakota Constitution is “emphasized” by section 4879, R. C. 1919, but as no amount of emphasis by a Legislature can have much effect on a constitutional provision, I think we can say that this case has not very far committed this court to the rule stated in the majority opinion.

¶27 The case of State v. Smith, supra, was another case where the accused had been taken before a magistrate in a John D-oe investigation and had testified; was later arrested and convicted, and on appeal claimed that his constitutional rights had been invaded in the investigation. There was no claim of comment by the prosecutor. The opinion, after a general discussion of the constitutional guaranties, refers to section 4879, R. 'C. 1919 and says: “This amounts to nothing more nor less than a statutory interpretation and reiteration of the constitutional immunity.”

¶28 The only one of the three decisions of this court cited in the majority opinion which deals with comment on failure to testify is the case of State v. Vroman, supra, in which the court considers the comment of the prosecutor in reference to the refusal of an accused on trial for perjury and) who had testified in his own behalf, to make some specimen signatures. Here the court held the comment to be an invasion of defendant’s statutory rights, which, in view of the provisions of section 4879, R. C. 1919, then in force, was clearly a correct conclusion. The court, however, again makes the usual, and, I think, not only entirely gratuitous, but wholly incorrect observation, that section 4879, supra, is merely a legislative interpretation of section 9-, article 6 of the 'Constitution.

¶29 I have here attempted to analyze these three opinions of this court, not because I believe they have any bearing on the question now before us, but because they have been accorded such importance by the majority of this court, as committing us to the rule, that it is a violation of defendant’s constitutional rights to permit comment on his failure to testify.

¶30*199 All three of these cases were decided while section 4879, negating presumption from failure to testify, was in force, so- that, independently of the Constitution, no comment would 'be proper. Stripped down to their essentials, all these decisions hol'd! as regards the Constitution is that section 9 of article 6 is emphasized 'by the statute (State ex rel. Poach v. Sly, supra) and that the Legislature by the passage of section 4879 has placed a legislative interpretation on the constitutional provision (State v. Smith, supra; State v. Vroman, supra).

¶31 The position then to which this court is committed is not that comment is an invasion of the constitutional right, but only that we are bound by an interpretation placed on the Constitution by the state Legislature to the effect that the constitutional provision is synonymous with section 4879.

¶32 The Legislature has not undertaken to interpret the Constitution, and, if it has, has neither the authority nor the capacity to do so. Chapter 16, Laws of 1879, Territory of -Dakota, which- is the parent statute of section 4879, R. C. 1919, is an exact copy of statutes existing in older states at the time of its passage. The original common-law incompetency of the defendant had in point of time been first removed by the Maine Legislature in 1-864 by a statute providing, in substance, that the defendant might, at his own request, but not otherwise, be a competent witness. The Maine act did not have the provision relating to presumption. This privilege seems to have been generally -considered as being’ a boon of doubtful value to the defendant, so when, in 1869, the New York Legislature was considering the passage of a statute -conferring competency on the defendant, they added the clause “and his failure to make such request shall not create any presumption against him,” thereby evoking the approval of the Court of Appeals of that state and prompting it to say in the case of Ruloff v. People, supra: “The Legislature forsaw some of the evils and dangers that might result from the passage of this act, andi did what could be done to prevent them by enacting that the neglect or refusal of the accused to testify should not create a presumption against him.” And although the Ruloff Case was decided only two years subsequent to the passage of the statute, the Court of Appeals seemed to view the act of the New York Legislature as a piece of constructive *200 legislation rather than as a legislative interpretation of the Constitution.

¶33 The matter of the proper construction and interpretation of our Constitution is for this court, not for the Legislature. Section 4879 was repealed by chapter 93, Laws of 1927 in so far as the presumption from failure to testify is concerned, so even if the Legislature did interpret the Constitution back in 1879, it has now seen fit to forswear such interpretation in favor of a new one. We may not, therefore, longer evade the necessity of substituting judicial for legislative interpretation. I fully concur in the dissenting opinion of Judge RUDOLPH, and respectfully dissent from the result reached in the majority opinion.

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