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← 910 F.3d 198 - Sec. & Exch. Comm'n v. Sethi

Sec. & Exch. Comm'n v. Sethi’s Empirical Analysis

910 F.3d 198 · 2018

Citation profile

5
cited by 5 later decisions
1
states following
August 2022
most recently cited

2 federal appellate · 1 state decisions

Relationships

Applies 15 U.S.C. § 77B (§ 2 of the Securities Act of 1933) · 15 U.S.C. § 77E (§ 5 of the Securities Act of 1933) · 15 U.S.C. § 77Q (§ 17 of the Securities Act of 1933) · 15 U.S.C. § 78J (§ 10 of the Securities Exchange Act of 1934)

Relies on Securities & Exchange Commission v. W. J. Howey Co. · Aaron v. Securities & Exchange Commission · Williamson v. Tucker · Securities & Exchange Commission v. Zandford · Turner v. Baylor Richardson Medical Center

Most-quoted passages

The sentences later courts lift from this opinion, ranked by how many decisions quote each — the parts of the opinion doing the work. These counts are smaller than the citation total above because most of the 5 citing decisions cite the case generally; a passage count includes only decisions quoting that exact language verbatim.

  1. “). Third, even before the explicit holding in Sethi , this court, in nearly every case, did in fact analyze post-investment activity. See, e.g. , Nunez , 415 F. App'x at 590 (looking to the fact that the investor exercised power over the partnership's finances); Long , 881 F.2d at 134 (crediting the jury's conclusion that investors followed the manager's recommendations); Youmans , 791 F.2d at 347 (directing the trial court on remand to further develop the”
    2 later decisions quote this exact passage · from the majority
  2. “practical possibility of the investors exercising the powers they possessed pursuant to the partnership agreements.”
    2 later decisions quote this exact passage · from the majority
  3. “Shields , 744 F.3d at 646 ; see also Merch. Capital , 483 F.3d at 760 ; Koch , 928 F.2d at 1478 (looking to the”
    2 later decisions quote this exact passage · from the majority

How this case has been treated — in progress

Whether each later court followed, distinguished, criticized, or overruled this decision. The treatment classification (task #35) runs highest-cited cases first and lights up here as it reaches this one.