affiliated person
Defined in 2 dictionaries — Case Law, U.S. Code
Definitions from Case Law
From 559 U.S. 335 - Jones v. Harris Associates L. P. · 2010Most cited · 77 citing opinions
(1) a person who owns, controls, or holds the power to vote 5 percent or more of the securities of the in vestment adviser; (2) an entity which the investment adviser owns, controls, or in which it holds the power to vote more than 5 percent of the securities; (3) any person directly or indirectly controlling, con trolled by, or under common control with the investment adviser; (4) an officer, director, partner, copartner, or employee of the investment ad
United States Code
7 U.S.C. § 6F — under this section
The term “affiliated person” means any person directly or indirectly controlling, controlled by, or under common control with a futures commission merchant, as the Commission, by rule or regulation, may determine will effectuate the purposes of this subsection.