or
Defined in 3 dictionaries — U.S. Code, Ballentine's (1916), Black's (1910)
United States Code
15 U.S.C. § 78C — under this chapter (2 versions over time)
The term “person associated with a security-based swap dealer or major security-based swap participant” or “associated person of a security-based swap dealer or major security-based swap participant” means—
(i) any partner, officer, director, or branch manager of such security-based swap dealer or major security-based swap participant (or any person occupying a similar status or performing similar functions);
(ii) any person directly or indirectly controlling, controlled by, or under common control with such security-based swap dealer or major security-based swap participant; or
(iii) any employee of such security-based swap dealer or major security-based swap participant.
Ballentine's Law Dictionary
James A. Ballentine · 1916
Black's Law Dictionary
Henry Campbell Black, M.A. · 1910