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securities self regulatory organization

Defined in 1 dictionary — U.S. Code

United States Code

11 U.S.C. § 101 — in this title (3 versions over time)

The term "securities self regulatory organization" means either a securities association registered with the Securities and Exchange Commission under section 15A of the Securities Exchange Act of 1934 or a national securities exchange registered with the Securities and Exchange Commission under section 6 of the Securities Exchange Act of 1934.