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stockbroker

Defined in 1 dictionary — U.S. Code

United States Code

11 U.S.C. § 101 — in this title (8 versions over time)

The term "stockbroker" means person—

(A) with respect to which there is a customer, as defined in section 741 of this title; and

(B) that is engaged in the business of effecting transactions in securities—

(i) for the account of others; or

(ii) with members of the general public, from or for such person's own account.