covered broker or dealer
Defined in 1 place of the United States Code.
The term “covered broker or dealer” means a covered financial company that is a broker or dealer that—
(A) is registered with the Commission under section 78o(b) of title 15; and
(B) is a member of SIPC.
Source
- 2026–present12 U.S.C. § 5381Banks and Banking · Definitions · in this subchapter
The term “covered broker or dealer” means a covered financial company that is a broker or dealer that—
(A) is registered with the Commission under section 78o(b) of title 15; and
(B) is a member of SIPC.
Source
- 2010–202612 U.S.C. § 5381Banks and Banking · Definitions · in this subchapter