dual trading
Defined in 1 place of the United States Code.
As used in this section, the term “dual trading” means the execution of customer orders by a floor broker during any trading session in which the floor broker executes any trade in the same contract market for—
(A) the account of such floor broker;
(B) an account for which such floor broker has trading discretion; or
(C) an account controlled by a person with whom such floor broker is subject to trading restrictions under subsection (d) of this section.
Source
- 1995–20007 U.S.C. § 6JAgriculture · Restrictions on dual trading in security futures products on designated contract markets and registered derivatives transaction execution facilities · as used in this section
As used in this section, the term “dual trading” means the execution of customer orders by a floor broker during the same trading session in which the floor broker executes any trade in the same contract market or registered derivatives transaction execution facility for—
Source
- 2000–present7 U.S.C. § 6JAgriculture · Restrictions on dual trading in security futures products on designated contract markets and registered derivatives transaction execution facilities · as used in this section