Foreign financial regulatory authority
Defined in 3 places — 2 distinct definitions of the United States Code.
“Foreign financial regulatory authority” means any (A) foreign securities authority, (B) other governmental body or foreign equivalent of a self-regulatory organization empowered by a foreign government to administer or enforce its laws relating to the regulation of fiduciaries, trusts, commercial lending, insurance, trading in contracts of sale of a commodity for future delivery, or other instruments traded on or subject to the rules of a contract market, board of trade or foreign equivalent, or other financial activities, or (C) membership organization a function of which is to regulate the participation of its members in activities listed above.
Same definition in 2 sections
- 1994–present15 U.S.C. § 80ACommerce and Trade · Definitions; applicability; rulemaking considerations · in this subchapter
- 1994–present15 U.S.C. § 80BCommerce and Trade · Definitions · in this subchapter
The term “foreign financial regulatory authority” means any (A) foreign securities authority, (B) other governmental body or foreign equivalent of a self-regulatory organization empowered by a foreign government to administer or enforce its laws relating to the regulation of fiduciaries, trusts, commercial lending, insurance, trading in contracts of sale of a commodity for future delivery, or other instruments traded on or subject to the rules of a contract market, board of trade, or foreign equivalent, or other financial activities, or (C) membership organization a function of which is to regulate participation of its members in activities listed above.
Source
- 1994–present15 U.S.C. § 78CCommerce and Trade · Definitions and application · under this chapter