investment adviser representative
Defined in 1 place of the United States Code.
the term "investment adviser representative" means an individual who—
(i) is employed by, or associated with, an investment adviser; and
(ii) does not perform solely clerical or ministerial acts;
Source
- 2018–present12 U.S.C. § 3423Banks and Banking · Immunity from suit for disclosure of financial exploitation of senior citizens · in this section