rules of a self-regulatory organization
Defined in 1 place of the United States Code.
The term “rules of a self-regulatory organization” means the rules of an exchange which is a national securities exchange, the rules of an association of brokers and dealers which is a registered securities association, the rules of a clearing agency which is a registered clearing agency, or the rules of the Municipal Securities Rulemaking Board.
Source
- 1994–present15 U.S.C. § 78CCommerce and Trade · Definitions and application · in this chapter