securities analyst
Defined in 1 place of the United States Code.
the term “securities analyst” means any associated person of a registered broker or dealer that is principally responsible for, and any associated person who reports directly or indirectly to a securities analyst in connection with, the preparation of the substance of a research report, whether or not any such person has the job title of “securities analyst”; and
Source
- 2002–present15 U.S.C. § 78OCommerce and Trade · Securities analysts and research reports · in this section