Supervised person
Defined in 1 place of the United States Code.
“Supervised person” means any partner, officer, director (or other person occupying a similar status or performing similar functions), or employee of an investment adviser, or other person who provides investment advice on behalf of the investment adviser and is subject to the supervision and control of the investment adviser.
Source
- 1996–present15 U.S.C. § 80BCommerce and Trade · Definitions · in this subchapter