Chapter

Investment Securities

AS 45.08.101— Short title
AS 45.08.102— Definitions
AS 45.08.103— Rules for determining whether certain obligations and interests are securities or financial assets
AS 45.08.104— Acquisition of security or financial asset or interest in security or financial asset
AS 45.08.105— Notice of adverse claim
AS 45.08.106— Control
AS 45.08.107— Whether endorsement, instruction, or entitlement order is effective
AS 45.08.108— Warranties in direct holding
AS 45.08.109— Warranties in indirect holding
AS 45.08.110— Applicability; choice of law
AS 45.08.111— Clearing corporation rules
AS 45.08.112— Creditor's legal process
AS 45.08.113— Statute of frauds inapplicable
AS 45.08.114— Evidentiary rules concerning certificated securities
AS 45.08.115— Securities intermediary and others not liable to adverse claimant
AS 45.08.116— Securities intermediary as purchaser for value
AS 45.08.201— “Issuer”
AS 45.08.202— Issuer's responsibility and defenses; notice of defect or defense
AS 45.08.203— Staleness as notice of defects or defenses
AS 45.08.204— Effect of issuer's restriction on transfer
AS 45.08.205— Effect of unauthorized signature on security certificate
AS 45.08.206— Completion or alteration of certificated security
AS 45.08.207— Rights and duties of issuer with respect to registered owners
AS 45.08.208— Effect of signature of authenticating trustee, registrar, or transfer agent
AS 45.08.209— Issuer's lien
AS 45.08.210— Overissue
AS 45.08.301— Delivery
AS 45.08.302— Rights of purchaser
AS 45.08.303— Protected purchaser
AS 45.08.304— Endorsement
AS 45.08.305— Instruction
AS 45.08.306— Effect of guaranteeing signature, endorsement, or instruction
AS 45.08.307— Purchaser's right to requisites for registration of transfer
AS 45.08.401— Duty of issuer to register transfer
AS 45.08.402— Assurance that endorsements and instructions are effective
AS 45.08.403— Demand that issuer not register transfer
AS 45.08.404— Wrongful registration
AS 45.08.405— Lost, destroyed, and stolen certificated securities
AS 45.08.406— Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate
AS 45.08.407— Authenticating trustee, transfer agent, and registrar
AS 45.08.408— Statements of uncertificated securities. [Repealed, § 68 ch 17 SLA 1996.]
AS 45.08.501— Acquisition of security entitlement from securities intermediary; securities account
AS 45.08.502— Assertion of adverse claim against entitlement holder
AS 45.08.503— Property interest of entitlement holder in financial asset held by securities intermediary
AS 45.08.504— Duty of securities intermediary to maintain financial asset
AS 45.08.505— Duty of securities intermediary with respect to payments and distributions
AS 45.08.506— Duty of securities intermediary to exercise rights as directed by entitlement holder
AS 45.08.507— Duty of securities intermediary to comply with entitlement order
AS 45.08.508— Duty of securities intermediary to change entitlement holder's position to other form of security holding
AS 45.08.509— Specification of duties of securities intermediary by other statute, regulation, or rule; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder
AS 45.08.510— Rights of purchaser of security entitlement from entitlement holder
AS 45.08.511— Priority among security interests and entitlement holders