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General Provisions

  • Ala. Code § 8-6-1— Short Title.
  • Ala. Code § 8-6-2— Definitions.
  • Ala. Code § 8-6-3— Registration and Bonds of Dealers, Agents, Investment Advisers, Etc.
  • Ala. Code § 8-6-4— Registration of Securities - Required; Exceptions.
  • Ala. Code § 8-6-5— Registration of Securities - Registration by Notification.
  • Ala. Code § 8-6-6— Registration of Securities - Registration of Certain Securities by Coordination.
  • Ala. Code § 8-6-7— Registration of Securities - Registration by Qualification.
  • Ala. Code § 8-6-8— Registration of Securities - Registration Statement; Conditions Precedent; Bond; Notice of Action; Fees; Quarterly Reports and Financial Statements; Discharge from Supervision.
  • Ala. Code § 8-6-9— Registration of Securities - Denial, Suspension and Revocation of Registration.
  • Ala. Code § 8-6-10— Registration of Securities - Exempt Securities.
  • Ala. Code § 8-6-11— Registration of Securities - Exempt Transactions.
  • Ala. Code § 8-6-12— Registration of Securities - Applicability of Provisions of Article; Consent to Service of Process on Secretary of State.
  • Ala. Code § 8-6-14— Filing or Registration Not Finding of Truth, Completeness, Etc., of Documents; Representations Concerning Effect of Registration or Exemption.
  • Ala. Code § 8-6-15— Investigations and Subpoenas by Commission.
  • Ala. Code § 8-6-16— Administrative Cease and Desist Authority to Commission; Injunctive Relief; Appointment of Receivers or Conservators for Defendants or Defendants’ Assets; Court Ordered Rescission, Restitution, or Disgorgement for Violations.
  • Ala. Code § 8-6-17— Prohibited Acts Regarding Offer, Sale, or Purchase of Securities.
  • Ala. Code § 8-6-18— Criminal Penalties for Violations of Article; Enforcement; Scienter.
  • Ala. Code § 8-6-19— Civil Liabilities of Sellers, Agents, Etc.; Remedies of Purchasers.
  • Ala. Code § 8-6-21— Commission Authorized to Swear Out Warrants of Arrest; Liability of Commission for Warrant.
  • Ala. Code § 8-6-22— Duties of Director; Director Empowered to Swear Out Warrants of Arrest; Liability of Director for Warrant.
  • Ala. Code § 8-6-23— Making, Amending, and Rescinding Rules and Prescribing Forms by Commission.
  • Ala. Code § 8-6-24— Liability for Acts Done or Omitted in Good Faith Under Rules, Forms, or Orders.
  • Ala. Code § 8-6-25— Hearings to Be Public; Requests for Private Hearings.
  • Ala. Code § 8-6-26— Document Deemed Filed When Received.
  • Ala. Code § 8-6-27— Commission to Keep Register; Register to Be Open for Public Inspection.
  • Ala. Code § 8-6-28— Commission to Furnish Copies of Register Entries or Documents; Certified Copy Deemed Prima Facie Evidence.
  • Ala. Code § 8-6-29— Interpretative Opinions by Commission.
  • Ala. Code § 8-6-30— Burden of Proving Exemption or Exception from Definition.
  • Ala. Code § 8-6-31— Commission May Issue Warnings to Public and Publish Information Regarding Orders.
  • Ala. Code § 8-6-32— Party Aggrieved by Order Entitled to Hearing Before Commission; Appeals from Action of Commission.
  • Ala. Code § 8-6-33— Disposition of Revenue.