Article

Licensure of Investment Advisers and Investment Adviser Representatives

A.R.S. § 44-3151— Licensure required; exclusion; violation; classification
A.R.S. § 44-3152— Exemption of certain investment advisers and investment adviser representatives; private fund adviser exemption; definitions
A.R.S. § 44-3153— Application for licensure as investment adviser; notice filings by federal covered advisers
A.R.S. § 44-3154— Licensure application; additional information
A.R.S. § 44-3155— Investment adviser license; notification
A.R.S. § 44-3156— Application for licensure as investment adviser representative
A.R.S. § 44-3157— Investment adviser representative license; notification
A.R.S. § 44-3158— Expiration, renewal or transfer of licensure; automatic suspension
A.R.S. § 44-3159— Reporting requirements