No investment adviser licensed under this chapter and no natural person associated with the investment adviser shall engage in investment advisory activities, or attempt to engage in investment advisory activities, in this state in contradiction of such rules as the commissioner may prescribe designed to promote fair, equitable and ethical principles.
Cal. Corp. Code § 25238
Licensing and Notice Filing Requirements of Investment Adviser Representatives and Investment Advisers
Known as the Corporate Securities Law
The act spans §§ 25000–25707 (201 sections).
Added by Stats. 1986, Ch. 698, Sec. 4.
Official source: California Legislative Information. Reproduced from public-domain California statutes; confirm against the official source for the current text. Not legal advice.