Article
Securities
- C.R.S. § 11-51-101— Short title and purpose
- C.R.S. § 11-51-102— Scope of article
- C.R.S. § 11-51-201— Definitions
- C.R.S. § 11-51-201.5— Investment adviser registration depository
- C.R.S. § 11-51-202— References to federal statutes
- C.R.S. § 11-51-301— Requirement for registration of securities
- C.R.S. § 11-51-302— General registration provisions
- C.R.S. § 11-51-303— Registration by coordination
- C.R.S. § 11-51-304— Registration by qualification
- C.R.S. § 11-51-304.5— Notice filing
- C.R.S. § 11-51-305— Filing of sales literature
- C.R.S. § 11-51-306— Denial, suspension, or revocation of registration
- C.R.S. § 11-51-307— Exempt securities
- C.R.S. § 11-51-308— Exempt transactions
- C.R.S. § 11-51-308.5— Crowdfunding
- C.R.S. § 11-51-308.7— Colorado digital token act
- C.R.S. § 11-51-309— Discretionary exemptions
- C.R.S. § 11-51-310— Denial or revocation of exemptions
- C.R.S. § 11-51-311— Coordination of exemptions
- C.R.S. § 11-51-401— Licensing and notice filing requirements
- C.R.S. § 11-51-402— Exempt broker-dealers, sales representatives
- C.R.S. § 11-51-403— Application for license
- C.R.S. § 11-51-404— License and notice fees
- C.R.S. § 11-51-405— Examinations and alternate qualifications
- C.R.S. § 11-51-406— General provisions
- C.R.S. § 11-51-407— Operating requirements
- C.R.S. § 11-51-408— Licensing of successor firms
- C.R.S. § 11-51-409— Access to records
- C.R.S. § 11-51-409.5— Mandatory disclosure
- C.R.S. § 11-51-410— Denial, suspension, or revocation
- C.R.S. § 11-51-411— Abandonment of license
- C.R.S. § 11-51-412— Withdrawal
- C.R.S. § 11-51-501— Fraud and other prohibited conduct
- C.R.S. § 11-51-502— Misleading filings
- C.R.S. § 11-51-503— Unlawful representation concerning a license, registration, or exemption
- C.R.S. § 11-51-601— Investigations
- C.R.S. § 11-51-602— Enforcement by injunction
- C.R.S. § 11-51-603— Criminal penalties
- C.R.S. § 11-51-603.5— Concurrent enforcement by attorney general
- C.R.S. § 11-51-604— Civil liabilities
- C.R.S. § 11-51-605— Burden of proof
- C.R.S. § 11-51-606— Conduct of proceedings
- C.R.S. § 11-51-607— Judicial review of orders
- C.R.S. § 11-51-701— Division of securities
- C.R.S. § 11-51-702.5— Securities board
- C.R.S. § 11-51-703— Administration of article
- C.R.S. § 11-51-704— Rules, forms, and orders
- C.R.S. § 11-51-705— Interpretive opinions
- C.R.S. § 11-51-706— Consent to service of process
- C.R.S. § 11-51-707— Collection of fees
- C.R.S. § 11-51-708— Administrative files
- C.R.S. § 11-51-801— Effective date of article
- C.R.S. § 11-51-802— Savings provisions
- C.R.S. § 11-51-803— Repeal of article
- C.R.S. § 11-51-901— Short title
- C.R.S. § 11-51-902— General powers of securities commissioner
- C.R.S. § 11-51-903— Interests in local government investment pool trust fund
- C.R.S. § 11-51-904— Requirement for registration of local government investment pools
- C.R.S. § 11-51-905— General registration requirements
- C.R.S. § 11-51-906— Reports to securities commissioner
- C.R.S. § 11-51-907— Access to records
- C.R.S. § 11-51-908— Confidentiality of information
- C.R.S. § 11-51-1001— Short title
- C.R.S. § 11-51-1002— Definitions
- C.R.S. § 11-51-1003— Governmental disclosures
- C.R.S. § 11-51-1004— Third-party disclosures
- C.R.S. § 11-51-1005— Delaying disbursements
- C.R.S. § 11-51-1006— Immunity for nondisclosure
- C.R.S. § 11-51-1007— Records
- C.R.S. § 11-51-1008— Multiple duties to report