Each application for registration under sections 36b-2 to 36b-34 , inclusive, shall be accompanied by a photograph as defined by the commissioner, unless the commissioner waives the requirement of such photograph. If the applicant for registration as a broker-dealer or investment adviser is a sole proprietorship, the photograph shall be of the sole proprietor; if the application is for a partnership, it shall be accompanied by a photograph of each general partner; if the application is for a corporation, it shall be accompanied by a photograph of each principal officer or director as determined by the commissioner.
Conn. Gen. Stat. § 36b-11
(Formerly Sec. 36-479). Photograph to accompany each application for registration
Known as the Connecticut Uniform Securities Act
The act spans §§ 36–36 (36 sections).
(P.A. 77-482, S. 10; P.A. 87-375, S. 3; P.A. 10-141, S. 8.) History: P.A. 87-375 amended the section to authorize the commissioner to waive the requirement of a photograph; Sec.…
Official source: Connecticut General Assembly. Reproduced from public-domain Connecticut statutes; confirm against the official source for the current text. Not legal advice.