No person shall offer or sell any security in this state unless (1) it is registered under sections 36b-2 to 36b-34 , inclusive, (2) the security or transaction is exempted under section 36b-21 , or (3) the security is a covered security provided such person complies with any applicable requirements in subsections (c), (d) and (e) of section 36b-21 .
Conn. Gen. Stat. § 36b-16
(Formerly Sec. 36-485). Registration of security prior to offer or sale required. Exceptions
Known as the Connecticut Uniform Securities Act
The act spans §§ 36–36 (36 sections).
(P.A. 77-482, S. 16; P.A. 81-292, S. 5; P.A. 89-220, S. 5; P.A. 97-220, S. 8, 15; P.A. 10-141, S. 11.) History: P.A. 81-292 deleted “or from” after “within”; P.A. 89-220 made a …
Official source: Connecticut General Assembly. Reproduced from public-domain Connecticut statutes; confirm against the official source for the current text. Not legal advice.