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D.C. Code § 28:9-521

Uniform form of written financing statement and amendment

Known as the Uniform Commercial Code

The act spans §§ 28–28 (639 sections).

Oct. 26, 2000, D.C

(a) A filing office that accepts written records may not refuse to accept a written initial financing statement in the following form and format except for a reason set forth in § 28:9-516(b):

“UCC FINANCING STATEMENT

“FOLLOW INSTRUCTIONS

“A. NAME & PHONE OF CONTACT AT FILER (optional)

“............................................................

“B. E-MAIL CONTACT AT FILER (optional)

“............................................................

“C. SEND ACKNOWLEDGMENT TO: (Name and Address)

“............................................................

“THE ABOVE SPACE IS FOR

“FILING OFFICE USE ONLY

“1. DEBTOR’S NAME: Provide only one Debtor name (1a or 1b) (use exact, full name; do not omit, modify, or abbreviate any part of the Debtor’s name); if any part of the Individual Debtor’s name will not fit in line 2b, leave all of itme 2 blank, check here [ ] and provide the Individual Debtor information in item 19 of the Finance Statement Addendum Form (Form UCC1Ad)

“1a. ORGANIZATION’S NAME

“............................................................

“OR

“1b. INDIVIDUAL’S SURNAME FIRST PERSONAL NAME

“.............................................

“ADDITIONAL NAME(S)/INITIAL(S) THAT ARE PART OF THE NAME OF THIS DEBTOR SUFFIX

“1c. MAILING ADDRESS

“............................................................

“CITY STATE POSTAL CODE COUNTRY

“............. ............ ....................

“2. DEBTOR’S NAME: Provide only one Debtor name (1a or 1b) (use exact, full name; do not omit, modify, or abbreviate any part of the Debtor’s name; if any part of the Individual Debtor’s name will not fit in line 1b, leave all of item 1blank, check here [ ] and provide the Individual Debtor information in item 10 of the Finance Statement Addendum Form (Form UCC1Ad)

“2a. ORGANIZATION’S NAME

“OR

“2b. INDIVIDUAL’S SURNAME FIRST PERSONAL NAME

“.............................................

“ADDITIONAL NAME(S)/INITIAL(S) THAT ARE PART OF THE NAME OF THIS DEBTOR SUFFIX

“...........................................................................

“2c. MAILING ADDRESS

“CITY STATE POSTAL CODE COUNTRY

“............. ............ ....................

“3. SECURED PARTY’S NAME (or NAME of ASSIGNEE of ASSIGNOR SECURED PARTY): Provide only one Secured Party name (3a or 3b)

“3a. ORGANIZATION’S NAME

“3b. INDIVIDUAL’S SURNAME FIRST PERSONAL NAME

“ADDITIONAL NAME(S)/INITIAL(S) SUFFIX

“...........................................................................

“3c. MAILING ADDRESS

“CITY STATE POSTAL CODE COUNTRY

“............. ............ ....................

“4. COLLATERAL: This financing statement covers the following collateral:

“............................................................

“5. Check only if applicable and check only one box:

“Collateral is □ held in a Trust (see Instructions)

“□ being administered by a Decedent’s Personal Representative.

“6a. Check only if applicable and check only one box:

“□ Public-Finance Transaction □ Manufactured-Home Transaction

“□ A Debtor is a Transmitting Utility

“6b. Check only if applicable and check only one box:

“□ Agricultural Lien □ Non-UCC Filing

“7. ALTERNATIVE DESIGNATION (if applicable): □ Lessee/Lessor □ Consignee/Consignor □ Seller/Buyer □ Bailer/Bailor □ Licensee/Licensor

“8. OPTIONAL FILER REFERENCE DATA

[UCC FINANCING STATEMENT (Form UCC1)]

“UCC FINANCING STATEMENT ADDENDUM

“FOLLOW INSTRUCTIONS

“9. NAME OF FIRST DEBTOR: Same as item 1a or 1b on Financing Statement; if line 1b was left blank because Individual Debtor name did not fit, check here [ ].

“9a. ORGANIZATION’S NAME

“..................................................

“OR

“9b. INDIVIDUAL’S SURNAME

“..................................................

“FIRST PERSONAL NAME

“..................................................

“ADDITIONAL NAME(S)/INITIAL(S) SUFFIX

“.................................................................

“THE ABOVE SPACE IS FOR

“FILING OFFICE USE ONLY

“10.DEBTOR’S NAME: Provide (10a or 10b) only one additional Debtor name or Debtor name that did not fit in line 1b or 2b of the Financing Statement (Form UCC1) (use exact, full name; do not omit, modify, or abbreviate any part of the Debtor’s name and enter the mailing address in line 10c)

“10a. ORGANIZATION’S NAME

“..................................................

“OR

INDIVIDUAL’S SURNAME

“..................................................

FIRST PERSONAL NAME

“..................................................

“ADDITIONAL NAME(S)/INITIAL(S) THAT ARE PART OF THE

NAME OF THIS DEBTOR SUFFIX

“.................................................................

“10c. MAILING ADDRESS

CITY STATE POSTAL CODE COUNTRY

“............. ............ ....................

“11. □ ADDITIONAL SECURED PARTY’S NAME or □ ASSIGNOR SECURED PARTY’S NAME: Provide only one name (11a or 11b)

“11a. ORGANIZATION’S NAME

“OR

“INDIVIDUAL’S SURNAME FIRST PERSONAL NAME

“...................................

“ADDITIONAL NAME(S)/INITIAL(S) SUFFIX

“..........................................................................

“11c. MAILING ADDRESS

“............................................................

“CITY STATE POSTAL CODE COUNTRY

“............. ............ ....................

“12. ADDITIONAL SPACE FOR ITEM 4 (Collateral)

“................................................................................

“13. □ This FINANCING STATEMENT is to be filed [for record] (or recorded) in the REAL ESTATE RECORDS (if applicable)

“14. This FINANCING STATEMENT:

“□ covers timber to be cut □ covers as-extracted collateral □ is filed as a fixture filing

“15. Name and address of a RECORD OWNER of real estate described in item 16 (if Debtor does not have a record interest):

“................................................................................

“16. Description of real estate:

“................................................................................

“17. MISCELLANEOUS:

“................................................................................

[UCC FINANCING STATEMENT ADDENDUM (Form UCC1Ad)].”

(b) A filing office that accepts written records may not refuse to accept a written record in the following form and format except for a reason set forth in § 28:9-516(b):

(c) A form that a filing office may not refuse to accept under subsection (a) or (b) of this section must conform to the format prescribed for the form by the National Conference of Commissioners on Uniform State Laws.

Official source: D.C. Law Library (Council of the District of Columbia). Reproduced from public-domain District of Columbia statutes; confirm against the official source for the current text. Not legal advice.