Chapter

DECEPTIVE, FRAUDULENT, OR ABUSIVE TELEMARKETING

O.C.G.A. § 10-5-1— Short title
O.C.G.A. § 10-5-2— Definitions
O.C.G.A. § 10-5-3— Citations to United States Code
O.C.G.A. § 10-5-4— Reference to agency or department of United States
O.C.G.A. § 10-5-5— Electronic records and signatures
O.C.G.A. § 10-5-10— Exemptions from registration of securities
O.C.G.A. § 10-5-11— Exempt transactions
O.C.G.A. § 10-5-12— Exemption of securities, transactions, or offers by adoption of rule or issuance of order
O.C.G.A. § 10-5-13— Denial, suspension, or revocation of exemption
O.C.G.A. § 10-5-20— Restrictions on sales of securities
O.C.G.A. § 10-5-21— Filing of records
O.C.G.A. § 10-5-23— Registration by qualification; additional information and records required; effective date
O.C.G.A. § 10-5-24— Filing of registration statement; conditions of registration; amendment
O.C.G.A. § 10-5-25— Denying, suspending, or revoking the effectiveness of registration statement; publication of conduct constituting violations; notice and hearing
O.C.G.A. § 10-5-26— Waiver or modification of requirements by Commissioner
O.C.G.A. § 10-5-30— Registration requirements for broker-dealers; exemp- tions
O.C.G.A. § 10-5-31— Registration requirements for agents; exemptions
O.C.G.A. § 10-5-32— Registration requirements for investment advisors; exemptions
O.C.G.A. § 10-5-33— Registration requirement for investment adviser representatives; exemptions
O.C.G.A. § 10-5-34— Registration requirements for federal covered investment advisers
O.C.G.A. § 10-5-35— Application for registration; consent to service of process
O.C.G.A. § 10-5-36— Successors to registration; change of name, form of organization, and control
O.C.G.A. § 10-5-37— Notice of termination
O.C.G.A. § 10-5-38— Withdrawal of registration
O.C.G.A. § 10-5-39— Fees
O.C.G.A. § 10-5-40— Financial requirements
O.C.G.A. § 10-5-41— Denial of or placement of conditions or limitations on registration; civil penalties
O.C.G.A. § 10-5-50— Unlawful practices with offer, sale, or purchase of security
O.C.G.A. § 10-5-51— Fraud or deceit unlawful; adoption of rule
O.C.G.A. § 10-5-52— Burden on person claiming exemption, preemption, or exclusion in civil and criminal proceedings
O.C.G.A. § 10-5-53— Order or rule may require filing of prospectus and additional information
O.C.G.A. § 10-5-54— Unlawful to make false or misleading statements
O.C.G.A. § 10-5-55— Acceptance of filings not indicative of accuracy, merit, or qualification
O.C.G.A. § 10-5-56— Liability for defamation related to information contained in record
O.C.G.A. § 10-5-57— Penalties for violations
O.C.G.A. § 10-5-58— Enforcement of civil liability; damages
O.C.G.A. § 10-5-59— Exemptions to liability
O.C.G.A. § 10-5-70— Administration of chapter; Commissioner of Securities; authority
O.C.G.A. § 10-5-71— Powers of Commissioner
O.C.G.A. § 10-5-72— Violations; remedies and penalties
O.C.G.A. § 10-5-73— Cease and desist orders; denying, revoking, or conditioning exemptions for broker-dealers; civil penalties
O.C.G.A. § 10-5-74— Issuance of forms and orders; adoption and amendment of rules
O.C.G.A. § 10-5-75— Register of applications for registration of securities; registration statements; notice filings; notices of claims; furnishing certain information to the public
O.C.G.A. § 10-5-76— Public records; exceptions
O.C.G.A. § 10-5-77— Intergovernmental cooperation, coordination, and consultation; sharing of records and information
O.C.G.A. § 10-5-78— Rules and orders issued under this chapter subject to judicial review
O.C.G.A. § 10-5-79— Applicability of chapter to certain offers to purchase or sell
O.C.G.A. § 10-5-80— Consent to service of process
O.C.G.A. § 10-5-90— Predecessor Act governs actions pending and registrations, orders, and rules in effect on July 1, 2009
O.C.G.A. § 10-5-100— Definitions
O.C.G.A. § 10-5-101— Prompt notification to Commissioner of exploitation; requirements
O.C.G.A. § 10-5-102— Notifications to designated third parties
O.C.G.A. § 10-5-103— Delayed disbursement if financial exploitation suspected; expiration; judicial extension of delay
O.C.G.A. § 10-5-104— Limitations on administrative and civil liability
O.C.G.A. § 10-5-105— Disclosure on investigations
O.C.G.A. § 10-5-106— Accessibility of books and records
O.C.G.A. § 10-5-107— Administrative and civil liability
O.C.G.A. § 10-5-108— Reporting requirements remain