Chapter
Investment Securities
- Ind. Code § 26-1-8.1-0.1— Effect of enactment of chapter
- Ind. Code § 26-1-8.1-0.3— Perfection of certain security interests; continuation of perfection
- Ind. Code § 26-1-8.1-101— Short title
- Ind. Code § 26-1-8.1-102— Definitions and index of definitions; principles of construction and interpretation; characterization of person, business, or transaction
- Ind. Code § 26-1-8.1-103— Classification as security or financial asset
- Ind. Code § 26-1-8.1-104— Acquisition of a security or financial asset
- Ind. Code § 26-1-8.1-105— Notice of adverse claim
- Ind. Code § 26-1-8.1-106— Control by purchaser; certificated security, uncertificated security, or security entitlement; agreement by issuer or securities intermediary to comply with purchaser's orders or instructions
- Ind. Code § 26-1-8.1-107— Effectiveness of endorsement, instruction, or entitlement order
- Ind. Code § 26-1-8.1-108— Warranties upon purchase or transfer of security
- Ind. Code § 26-1-8.1-109— Warranties made by and to a securities intermediary
- Ind. Code § 26-1-8.1-110— Governing local law; determination of jurisdiction of issuer or securities intermediary
- Ind. Code § 26-1-8.1-111— Applicability of rules adopted by clearing corporations
- Ind. Code § 26-1-8.1-112— Creditor access to debtor's interest in a security
- Ind. Code § 26-1-8.1-113— Enforceability of contracts for sale or purchase of a security
- Ind. Code § 26-1-8.1-114— Special rules in actions against issuers of a certificated security
- Ind. Code § 26-1-8.1-115— Liability of securities intermediary, broker, or other agent or bailee
- Ind. Code § 26-1-8.1-116— Determination of securities intermediary as purchaser for value
- Ind. Code § 26-1-8.1-201— "Issuer" defined
- Ind. Code § 26-1-8.1-202— Terms of security; rules on validity; issuer's defenses; cancellation of contracts
- Ind. Code § 26-1-8.1-203— Notice of defects
- Ind. Code § 26-1-8.1-204— Restrictions on transfer
- Ind. Code § 26-1-8.1-205— Effect of unauthorized signature or certificate
- Ind. Code § 26-1-8.1-206— Enforceability of incomplete or incorrect certificate
- Ind. Code § 26-1-8.1-207— Registered owner to exercise all rights and powers of owner absent appropriate notice of transfer
- Ind. Code § 26-1-8.1-208— Warranties by security certificate authenticating signatory
- Ind. Code § 26-1-8.1-209— Issuer's lien
- Ind. Code § 26-1-8.1-210— Overissue of security; refund in the event of unavailability of security
- Ind. Code § 26-1-8.1-301— Delivery of security
- Ind. Code § 26-1-8.1-302— Rights acquired by purchaser
- Ind. Code § 26-1-8.1-303— "Protected purchaser" defined; acquisition of interest free of adverse claims
- Ind. Code § 26-1-8.1-304— Endorsement of securities
- Ind. Code § 26-1-8.1-305— Incomplete instructions; obligations imposed on person initiating instructions
- Ind. Code § 26-1-8.1-306— Warranties by guarantor
- Ind. Code § 26-1-8.1-307— Duties of transferor of security
- Ind. Code § 26-1-8.1-401— Issuer's duty to register transfer
- Ind. Code § 26-1-8.1-402— Issuer's right to assurances
- Ind. Code § 26-1-8.1-403— Demand that transfer not be registered; notice; contents; liability
- Ind. Code § 26-1-8.1-404— Issuer liability for wrongful registration of transfer
- Ind. Code § 26-1-8.1-405— Issuance of new certificates; protected purchasers
- Ind. Code § 26-1-8.1-406— Failure to notify issuer of lost, destroyed, or wrongfully taken certificates
- Ind. Code § 26-1-8.1-407— Obligations of agents acting on behalf of issuer
- Ind. Code § 26-1-8.1-501— Acquisition of security entitlements
- Ind. Code § 26-1-8.1-502— Adverse claims against person holding a security entitlement
- Ind. Code § 26-1-8.1-503— Property interests in financial assets; enforcement of property rights; purchasers for value
- Ind. Code § 26-1-8.1-504— Maintenance of financial assets by securities intermediary; exempted entity
- Ind. Code § 26-1-8.1-505— Duty of securities intermediary to obtain and pay distributions on financial assets
- Ind. Code § 26-1-8.1-506— Duty of securities intermediary to exercise rights as directed by entitlement holder
- Ind. Code § 26-1-8.1-507— Duty of securities intermediary to comply with entitlement order; liability for wrongful transfer
- Ind. Code § 26-1-8.1-508— Duty of securities intermediary to act at direction of entitlement holder
- Ind. Code § 26-1-8.1-509— Standards for performance of duties by securities intermediary
- Ind. Code § 26-1-8.1-510— Purchaser for value of financial asset or security entitlement; adverse claims
- Ind. Code § 26-1-8.1-511— Priority of claims in financial asset