Article
Article 8 Investment Securities
- KRS 355.8-101— Short title
- KRS 355.8-102— Definitions and index of definitions
- KRS 355.8-103— Rules for determining whether certain obligations and interests are securities or financial assets
- KRS 355.8-104— Acquisition of security or financial asset or interest therein
- KRS 355.8-105— Notice of adverse claim
- KRS 355.8-106— Control
- KRS 355.8-107— Whether indorsement, instruction, or entitlement order is effective
- KRS 355.8-108— Warranties in direct holding
- KRS 355.8-109— Warranties in indirect holding
- KRS 355.8-110— Applicability -- Choice of law
- KRS 355.8-111— Clearing corporation rules
- KRS 355.8-112— Creditor's legal process
- KRS 355.8-113— Statute of frauds inapplicable
- KRS 355.8-114— Evidentiary rules concerning certificated securities
- KRS 355.8-115— Securities intermediary and others not liable to adverse claimant
- KRS 355.8-116— Securities intermediary as purchaser for value
- KRS 355.8-201— "Issuer."
- KRS 355.8-202— Issuer's responsibility and defenses -- Notice of defect of defense
- KRS 355.8-203— Staleness as notice of defect or defense
- KRS 355.8-204— Effect of issuer's restrictions on transfer
- KRS 355.8-205— Effect of unauthorized signature on security certificate
- KRS 355.8-206— Completion or alteration of security certificate
- KRS 355.8-207— Rights and duties of issuer with respect to registered owners
- KRS 355.8-208— Effect of signature of authenticating trustee, registrar, or transfer agent
- KRS 355.8-209— Issuer's lien
- KRS 355.8-210— Overissue
- KRS 355.8-301— Delivery
- KRS 355.8-302— Rights of purchaser
- KRS 355.8-303— Protected purchaser
- KRS 355.8-304— Indorsement
- KRS 355.8-305— Instruction
- KRS 355.8-306— Effect of guaranteeing signature, indorsement, or instruction
- KRS 355.8-307— Purchaser's right to requisites for registration of transfer
- KRS 355.8-308— Repealed, 1997
- KRS 355.8-309— Repealed, 1997
- KRS 355.8-310— Repealed, 1997
- KRS 355.8-311— Repealed, 1997
- KRS 355.8-312— Repealed, 1997
- KRS 355.8-313— Repealed, 1997
- KRS 355.8-314— Repealed, 1997
- KRS 355.8-315— Repealed, 1997
- KRS 355.8-316— Repealed, 1997
- KRS 355.8-317— Repealed, 1997
- KRS 355.8-318— Repealed, 1997
- KRS 355.8-319— Repealed, 1997
- KRS 355.8-320— Repealed, 1997
- KRS 355.8-321— Repealed, 1997
- KRS 355.8-401— Duty of issuer to register transfer
- KRS 355.8-402— Assurance that indorsement or instruction is effective
- KRS 355.8-403— Demand that issuer not register transfer
- KRS 355.8-404— Wrongful registration
- KRS 355.8-405— Replacement of lost, destroyed, or wrongfully taken security certificate
- KRS 355.8-406— Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate
- KRS 355.8-407— Authenticating trustee, transfer agent, and registrar
- KRS 355.8-408— Repealed, 1997
- KRS 355.8-501— Securities account -- Acquisition of security entitlement from securities intermediary
- KRS 355.8-502— Assertion of adverse claim against entitlement holder
- KRS 355.8-503— Property interest of entitlement holder in financial asset held by securities intermediary
- KRS 355.8-504— Duties of securities intermediary to maintain financial asset
- KRS 355.8-505— Duty of securities intermediary with respect to payments and distributions
- KRS 355.8-506— Duty of securities intermediary to exercise rights as directed by entitlement holder
- KRS 355.8-507— Duty of securities intermediary to comply with entitlement order
- KRS 355.8-508— Duty of securities intermediary to change entitlement holder's position to other form of security holding
- KRS 355.8-509— Specification of duties of securities intermediary by other statute or regulation -- Manner of performance of duties of securities intermediary and exercise of rights of entitlement holder
- KRS 355.8-510— Rights of purchaser of security entitlement from entitlement holder
- KRS 355.8-511— Priority among security interests and entitlement holders