The wholesale spirits provider and each principal officer of the wholesale spirits provider may not hold or possess:
1. Agency liquor store license. An agency liquor store license;
2. License to manufacture spirits. A license in this State or another state to manufacture spirits; or
3. Direct financial interest in prohibited license. A direct financial interest in a license described in subsection 1 or 2, except that a minor investment in not more than 1% of the securities of a business entity holding a license described in subsection 1 or 2 does not constitute a financial interest prohibited by this subsection.